AML Sr. Investigator III
Capital One
AML Sr. Investigator III
Job Description
Overview
Title: AML Senior Investigator III/ AML Sr. SupervisorLevel: Principal Associate
Job Description:
The Anti-Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Investigator III coaches their team and teaches others about AML processes through training and education.
Responsibilities:
-Operational Management; supervise daily workflow, operational queues, and metrics
-Manage, develop, train, and lead a team of investigators and supervisors
-Write and deliver performance reviews, including development action plans
-Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.
-Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations
-Report (verbally and written) potential findings to management in a timely manner
-Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
-Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
-Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills
-Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
-Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Basic Qualifications:
-High School Diploma, GED or equivalent certification
-At least 3 years of Anti-Money Laundering (AML) experience within financial services
-At least 2 years of people management experience
Preferred Qualifications:
-Bachelor’s Degree
-4+ years of AML experience within financial services industry
-3+ years of people management experience
-1+ years of process management experience
-Certified Anti-Money Laundering Specialist (CAMS) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Wilmington, Delaware, United States
- Chicago, Illinois, United States
- Richmond, Virginia, United States
- Plano, Texas, United States
- McLean, Virginia Wilmington, DelawareRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Anti-Money Laundering (AML)intermediate
- suspicious activity investigationsintermediate
- KYC/CIPintermediate
- people managementintermediate
- analytical writingintermediate
- process managementintermediate
Required Qualifications
- High School Diploma, GED or equivalent certification (experience)
- At least 3 years of Anti-Money Laundering (AML) experience within financial services (experience)
- At least 2 years of people management experience (experience)
- Bachelor’s Degree (preferred) (experience)
- 4+ years of AML experience (preferred) (experience)
- Certified Anti-Money Laundering Specialist (CAMS) certification (preferred) (experience)
Responsibilities
- Supervise daily workflow, operational queues, and metrics
- Manage, develop, train, and lead a team of investigators and supervisors
- Write and deliver performance reviews
- Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
- Assess internal trends and make policy recommendations
- Handle escalated issues and provide SME direction on AML investigations
Benefits
- general: comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for AML Sr. Investigator III @ Capital One.
Related Books and Jobs
AML Sr. Investigator III
Capital One
AML Sr. Investigator III
Job Description
Overview
Title: AML Senior Investigator III/ AML Sr. SupervisorLevel: Principal Associate
Job Description:
The Anti-Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Investigator III coaches their team and teaches others about AML processes through training and education.
Responsibilities:
-Operational Management; supervise daily workflow, operational queues, and metrics
-Manage, develop, train, and lead a team of investigators and supervisors
-Write and deliver performance reviews, including development action plans
-Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.
-Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations
-Report (verbally and written) potential findings to management in a timely manner
-Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
-Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
-Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills
-Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
-Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Basic Qualifications:
-High School Diploma, GED or equivalent certification
-At least 3 years of Anti-Money Laundering (AML) experience within financial services
-At least 2 years of people management experience
Preferred Qualifications:
-Bachelor’s Degree
-4+ years of AML experience within financial services industry
-3+ years of people management experience
-1+ years of process management experience
-Certified Anti-Money Laundering Specialist (CAMS) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Wilmington, Delaware, United States
- Chicago, Illinois, United States
- Richmond, Virginia, United States
- Plano, Texas, United States
- McLean, Virginia Wilmington, DelawareRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Anti-Money Laundering (AML)intermediate
- suspicious activity investigationsintermediate
- KYC/CIPintermediate
- people managementintermediate
- analytical writingintermediate
- process managementintermediate
Required Qualifications
- High School Diploma, GED or equivalent certification (experience)
- At least 3 years of Anti-Money Laundering (AML) experience within financial services (experience)
- At least 2 years of people management experience (experience)
- Bachelor’s Degree (preferred) (experience)
- 4+ years of AML experience (preferred) (experience)
- Certified Anti-Money Laundering Specialist (CAMS) certification (preferred) (experience)
Responsibilities
- Supervise daily workflow, operational queues, and metrics
- Manage, develop, train, and lead a team of investigators and supervisors
- Write and deliver performance reviews
- Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
- Assess internal trends and make policy recommendations
- Handle escalated issues and provide SME direction on AML investigations
Benefits
- general: comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for AML Sr. Investigator III @ Capital One.
Related Books and Jobs