Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)
Capital One
Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)
Job Description
Overview
The Anti-Money Laundering (AML) Sr. Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education. Responsibilities:Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas
Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units
Quality Assurance: Perform quality assurance on Enhance Due Diligence (EDD) reviewsor Account Closing reviews
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
Industry Knowledge:Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
High School Diploma, GED or equivalent certification
At least 2 years of Anti-Money Laundering (AML) experience within the financial services industry
4+ years of Anti-Money Laundering (AML) experience within the financial services industry
2+ years of people management experience
Certified Anti-Money Laundering Specialist (CAMS) certification, Certified Protection Professional (CPP) certification or Certified Fraud Examiner (CFE) certification
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- Chicago, Illinois, United States
- Wilmington, Delaware, United States
- Plano, Texas, United States
- McLean, Virginia Richmond, VirginiaRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Anti-Money Laundering (AML)intermediate
- Suspicious activity investigationsintermediate
- Currency transaction reportingintermediate
- Global sanctions screeningintermediate
- Enhanced due diligenceintermediate
Required Qualifications
- High School Diploma, GED or equivalent (experience)
- At least 2 years of AML experience within financial services (experience)
Responsibilities
- Supervise daily workflow and operational metrics of AML team
- Assist with training in Regulatory Operations
- Contribute to AML policies and procedures
- Perform quality assurance on EDD and account closing reviews
- Handle escalated issues for advanced investigation
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD) @ Capital One.
Related Books and Jobs
Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)
Capital One
Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)
Job Description
Overview
The Anti-Money Laundering (AML) Sr. Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education. Responsibilities:Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas
Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units
Quality Assurance: Perform quality assurance on Enhance Due Diligence (EDD) reviewsor Account Closing reviews
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
Industry Knowledge:Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
High School Diploma, GED or equivalent certification
At least 2 years of Anti-Money Laundering (AML) experience within the financial services industry
4+ years of Anti-Money Laundering (AML) experience within the financial services industry
2+ years of people management experience
Certified Anti-Money Laundering Specialist (CAMS) certification, Certified Protection Professional (CPP) certification or Certified Fraud Examiner (CFE) certification
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- Chicago, Illinois, United States
- Wilmington, Delaware, United States
- Plano, Texas, United States
- McLean, Virginia Richmond, VirginiaRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Anti-Money Laundering (AML)intermediate
- Suspicious activity investigationsintermediate
- Currency transaction reportingintermediate
- Global sanctions screeningintermediate
- Enhanced due diligenceintermediate
Required Qualifications
- High School Diploma, GED or equivalent (experience)
- At least 2 years of AML experience within financial services (experience)
Responsibilities
- Supervise daily workflow and operational metrics of AML team
- Assist with training in Regulatory Operations
- Contribute to AML policies and procedures
- Perform quality assurance on EDD and account closing reviews
- Handle escalated issues for advanced investigation
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD) @ Capital One.
Related Books and Jobs