Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME)
Capital One
Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME)
Job Description
Overview
Role Overview:The Subject Matter Expert will play a multi-faceted role within Capital One’s Anti-Money Laundering (AML)’s Financial Intelligence Unit (FIU). The right candidate will possess a strong working knowledge of AML and spend a portion of their time conducting investigations within queues, while also spending another portion of their time training, mentoring, coaching, participating in projects, and/or working on process improvements. Role expectations:Active working knowledge of current FIU investigative processes and procedures including having a general awareness of all applicable work types (e.g., Bank, Card, and COAF)
Assistance with pipeline queue work such as conducting alert and/or case investigations, while maintaining high standards of production and quality
Facilitation and assistance with the creation and/or maintenance of New Hire training, Refresher training, and other Departmental training initiatives.
Ad-hoc responsibilities include assisting people leaders with duties (e.g., SAR reviews when the supervisor is on PTO, run team huddles, etc.) and participate in appropriate meetings when overseeing teams for people leaders.
Identify opportunities to partner with groups outside of the department for collaboration, consistency, and awareness, when appropriate.
Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas and outcomes.
Acting as a “go-to” resource for leadership and investigators for questions and other various needs of the workstream while managing time in production and other responsibilities.
Effective management of queue, time, and calendar with an ability to escalate when appropriate.
A critical thinker who is able to identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration and teamwork among multiple individuals and workstreams;
A proficient communicator who can move seamlessly between oral and written communication and is able to tailor presentations to the audience;
An organized individual who prioritizes tasks appropriately, identifies and observes deadlines, and can manage multiple responsibilities at once;
A strong leader who understands the value of building consensus; and
A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements.
High School Diploma, GED or equivalent certification
At least 1 year of Anti-Money Laundering (AML) experience within the financial industry
Preferred Qualifications:
2+ years of AML experience within the financial industry
1+ years of experience in Microsoft Office and Google Suites
Experience investigating complex cases involving high risk customers and typologies
Experience mentoring, conducting training, or public speaking
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- Chicago, Illinois, United States
- Wilmington, Delaware, United States
- Plano, Texas, United States
- McLean, Virginia Richmond, VirginiaRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Anti-Money Laundering (AML) investigationsintermediate
- Critical thinkingintermediate
- Process improvementintermediate
- Training and mentoringintermediate
- Communicationintermediate
- Leadership and team collaborationintermediate
Required Qualifications
- High School Diploma, GED or equivalent (experience)
- At least 1 year of AML experience in financial industry (experience)
- Preferred: 2+ years AML experience (experience)
- Preferred: Experience investigating complex high-risk cases (experience)
Responsibilities
- Conduct alert and case investigations
- Train, mentor, and coach team members
- Identify and implement process improvements
- Assist with new hire and refresher training
- Manage queue work while maintaining quality standards
- Act as go-to resource for leadership and investigators
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME) @ Capital One.
Related Books and Jobs
Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME)
Capital One
Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME)
Job Description
Overview
Role Overview:The Subject Matter Expert will play a multi-faceted role within Capital One’s Anti-Money Laundering (AML)’s Financial Intelligence Unit (FIU). The right candidate will possess a strong working knowledge of AML and spend a portion of their time conducting investigations within queues, while also spending another portion of their time training, mentoring, coaching, participating in projects, and/or working on process improvements. Role expectations:Active working knowledge of current FIU investigative processes and procedures including having a general awareness of all applicable work types (e.g., Bank, Card, and COAF)
Assistance with pipeline queue work such as conducting alert and/or case investigations, while maintaining high standards of production and quality
Facilitation and assistance with the creation and/or maintenance of New Hire training, Refresher training, and other Departmental training initiatives.
Ad-hoc responsibilities include assisting people leaders with duties (e.g., SAR reviews when the supervisor is on PTO, run team huddles, etc.) and participate in appropriate meetings when overseeing teams for people leaders.
Identify opportunities to partner with groups outside of the department for collaboration, consistency, and awareness, when appropriate.
Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas and outcomes.
Acting as a “go-to” resource for leadership and investigators for questions and other various needs of the workstream while managing time in production and other responsibilities.
Effective management of queue, time, and calendar with an ability to escalate when appropriate.
A critical thinker who is able to identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration and teamwork among multiple individuals and workstreams;
A proficient communicator who can move seamlessly between oral and written communication and is able to tailor presentations to the audience;
An organized individual who prioritizes tasks appropriately, identifies and observes deadlines, and can manage multiple responsibilities at once;
A strong leader who understands the value of building consensus; and
A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements.
High School Diploma, GED or equivalent certification
At least 1 year of Anti-Money Laundering (AML) experience within the financial industry
Preferred Qualifications:
2+ years of AML experience within the financial industry
1+ years of experience in Microsoft Office and Google Suites
Experience investigating complex cases involving high risk customers and typologies
Experience mentoring, conducting training, or public speaking
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- Chicago, Illinois, United States
- Wilmington, Delaware, United States
- Plano, Texas, United States
- McLean, Virginia Richmond, VirginiaRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Anti-Money Laundering (AML) investigationsintermediate
- Critical thinkingintermediate
- Process improvementintermediate
- Training and mentoringintermediate
- Communicationintermediate
- Leadership and team collaborationintermediate
Required Qualifications
- High School Diploma, GED or equivalent (experience)
- At least 1 year of AML experience in financial industry (experience)
- Preferred: 2+ years AML experience (experience)
- Preferred: Experience investigating complex high-risk cases (experience)
Responsibilities
- Conduct alert and case investigations
- Train, mentor, and coach team members
- Identify and implement process improvements
- Assist with new hire and refresher training
- Manage queue work while maintaining quality standards
- Act as go-to resource for leadership and investigators
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME) @ Capital One.
Related Books and Jobs