Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Capital One
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Job Description
Overview
The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes.Responsibilities:- Reviewing, decisioning complex sanctions alerts- Accurately documenting alert decisioning and delivering high quality results- Assisting in relevant regulatory reporting- Working with senior advisors to support lines of business in the application of sanctions compliance requirements, such as remediation/corrective action of compliance breakdowns- Participating in targeted validations on controls over applicable regulations and sanctions compliance testing- Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations- Assisting in capturing, maintaining, and analyzing sanctions compliance data- Participating in projects through providing support to more senior advisors- Participating in reporting activities in a support roleBasic Qualifications:-High School Diploma, GED or equivalent certification-At least 1 year of fraud experience, or Anti-Money Laundering (AML) experience, or investigative experience, or compliance experience.-At least 1 year of experience with Microsoft Office or Google SuitePreferred Qualifications:-3 years fraud experience, or investigative experience, or compliance experience- Bachelor's degree in Criminal Justice, or Fraud Prevention or Homeland Security-3 years of experience in an Anti-Money Laundering capacity-3 years of experience in the Financial Services industryAre you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA /Plano, TX / Chicago, IL / Mclean, VA/ Riverwoods, ILWork From Home Technology Requirements:A secure home office environment that is free from background noise and distractions
A reliable private internet connection that is not supplied by use cellular data (hot spot)
Cable or fiber connections are preferred
Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred - check your download speed using a speed test. A sample one can be found here. To test your home internet from your personal computer at home, typewww.speedtest.net into the web browser of your personal computer.
Sustained ability to maintain latency less than 250 ms in voice calls is required
Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption. If you have any questions about your encryption, please consult with your internet provider
A private network is password protected where you have ownership or line of site to every device on the network
Capital One reserves the right to request proof of internet provider, speed and service package from the associate
Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice.
Candidates must live within approximately 50 miles driving distance of one of the hub locations based inWilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA/ Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Chicago, Illinois, United States
- Riverwoods, Illinois, United States
- Richmond, Virginia, United States
- Plano, Texas, United States
- Wilmington, Delaware, United States
- McLean, Virginia Chicago, IllinoisRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Sanctions alert decisioningintermediate
- Regulatory reportingintermediate
- Compliance risk managementintermediate
- Data analysisintermediate
- Documentation accuracyintermediate
- Microsoft Office proficiencyintermediate
Required Qualifications
- High School Diploma, GED or equivalent (experience)
- At least 1 year fraud, AML, investigative, or compliance experience (experience)
- At least 1 year Microsoft Office or Google Suite experience (experience)
- Bachelor's degree in Criminal Justice, Fraud Prevention or Homeland Security (preferred) (experience)
- 3+ years fraud, investigative, or compliance experience (preferred) (experience)
Responsibilities
- Review and decision complex sanctions alerts
- Document alert decisioning accurately
- Assist in regulatory reporting
- Support lines of business with sanctions compliance requirements
- Participate in compliance testing and validations
- Analyze sanctions compliance data
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations @ Capital One.
Related Books and Jobs
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Capital One
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Job Description
Overview
The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes.Responsibilities:- Reviewing, decisioning complex sanctions alerts- Accurately documenting alert decisioning and delivering high quality results- Assisting in relevant regulatory reporting- Working with senior advisors to support lines of business in the application of sanctions compliance requirements, such as remediation/corrective action of compliance breakdowns- Participating in targeted validations on controls over applicable regulations and sanctions compliance testing- Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations- Assisting in capturing, maintaining, and analyzing sanctions compliance data- Participating in projects through providing support to more senior advisors- Participating in reporting activities in a support roleBasic Qualifications:-High School Diploma, GED or equivalent certification-At least 1 year of fraud experience, or Anti-Money Laundering (AML) experience, or investigative experience, or compliance experience.-At least 1 year of experience with Microsoft Office or Google SuitePreferred Qualifications:-3 years fraud experience, or investigative experience, or compliance experience- Bachelor's degree in Criminal Justice, or Fraud Prevention or Homeland Security-3 years of experience in an Anti-Money Laundering capacity-3 years of experience in the Financial Services industryAre you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA /Plano, TX / Chicago, IL / Mclean, VA/ Riverwoods, ILWork From Home Technology Requirements:A secure home office environment that is free from background noise and distractions
A reliable private internet connection that is not supplied by use cellular data (hot spot)
Cable or fiber connections are preferred
Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred - check your download speed using a speed test. A sample one can be found here. To test your home internet from your personal computer at home, typewww.speedtest.net into the web browser of your personal computer.
Sustained ability to maintain latency less than 250 ms in voice calls is required
Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption. If you have any questions about your encryption, please consult with your internet provider
A private network is password protected where you have ownership or line of site to every device on the network
Capital One reserves the right to request proof of internet provider, speed and service package from the associate
Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice.
Candidates must live within approximately 50 miles driving distance of one of the hub locations based inWilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA/ Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Chicago, Illinois, United States
- Riverwoods, Illinois, United States
- Richmond, Virginia, United States
- Plano, Texas, United States
- Wilmington, Delaware, United States
- McLean, Virginia Chicago, IllinoisRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Sanctions alert decisioningintermediate
- Regulatory reportingintermediate
- Compliance risk managementintermediate
- Data analysisintermediate
- Documentation accuracyintermediate
- Microsoft Office proficiencyintermediate
Required Qualifications
- High School Diploma, GED or equivalent (experience)
- At least 1 year fraud, AML, investigative, or compliance experience (experience)
- At least 1 year Microsoft Office or Google Suite experience (experience)
- Bachelor's degree in Criminal Justice, Fraud Prevention or Homeland Security (preferred) (experience)
- 3+ years fraud, investigative, or compliance experience (preferred) (experience)
Responsibilities
- Review and decision complex sanctions alerts
- Document alert decisioning accurately
- Assist in regulatory reporting
- Support lines of business with sanctions compliance requirements
- Participate in compliance testing and validations
- Analyze sanctions compliance data
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations @ Capital One.
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