IT SOX Risk Principal Associate, SOX Advisory Team
Capital One
IT SOX Risk Principal Associate, SOX Advisory Team
Job Description
Overview
If you’re looking for a fast paced, dynamic and innovative firm founded on a culture of diversity and inclusion that can provide you with a challenging role and long term career development opportunities then read on. We are currently looking for a SOX Technology and Data Risk Principal Associate to join our team! Our technology and data risk advisors are masters of risk, data and technology risk management principles with a detailed understanding of how technology supports end-to-end processes and the risks that must be mitigated in the Tech general control environment. Our function is responsible for performing helpful and objective advice to leaders and teams across the enterprise in support of our Sarbanes Oxley (SOX) program with respect to data integrity and the general technology control environment inclusive of relevant information security controls.Responsibilities include:Assist in guiding multiple customer stakeholders through our robust risk management framework including scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification.
Assist in advising business process performers, risk offices, internal auditors and accountable executives on emerging data and technology risks and communicate identified risks or issues and recommended remediation actions to these stakeholders.
Support technology and business transformation, including assessing potential control changes that may be required as we embrace cloud capabilities to enhance our financial reporting and risk management practices.
Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting.
Interpret and communicate program and control information to various stakeholders including identified risks or issues and recommended remediation.
Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company.
May support or perform substantive testing procedures, including, but not limited to, identifying and defining issues, reviewing and analyzing transactional evidence, documenting target area processes and procedures, and recommending remediation.
Bachelor's Degree or military experience
At least 3 years of experience in Internal Controls, Data Risk Management, Risk Management, Audit or a combination
At least 3 years of experience in identifying and assessing IT general, IT application, data movement and systems implementation controls
At least 4 years of experience in Auditing and Control Evaluation
Certified Internal Auditor (CIA) certification or Certified Information Systems Auditor (CISA) certification
AWS Certified Cloud Practitioner or AWS Certified Solutions Architect
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- McLean, Virginia Richmond, VirginiaRichmond
Salary
50,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Internal Controlsintermediate
- Data Risk Managementintermediate
- Risk Managementintermediate
- Auditintermediate
- IT general controlsintermediate
- IT application controlsintermediate
- Data movement controlsintermediate
- Systems implementation controlsintermediate
- SOX complianceintermediate
- AWS Certified Cloud Practitioner or Solutions Architect (preferred)intermediate
Required Qualifications
- Bachelor's Degree or military experience (experience)
- At least 3 years of experience in Internal Controls, Data Risk Management, Risk Management, Audit or a combination (experience)
- At least 3 years of experience in identifying and assessing IT general, IT application, data movement and systems implementation controls (experience)
- At least 4 years of experience in Auditing and Control Evaluation (preferred) (experience)
- Certified Internal Auditor (CIA) certification or Certified Information Systems Auditor (CISA) certification (preferred) (experience)
- AWS Certified Cloud Practitioner or AWS Certified Solutions Architect (preferred) (experience)
Responsibilities
- Assist in guiding multiple customer stakeholders through risk management framework including scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification
- Assist in advising business process performers, risk offices, internal auditors and accountable executives on emerging data and technology risks
- Support technology and business transformation, assessing potential control changes for cloud capabilities
- Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting
- Interpret and communicate program and control information to various stakeholders
- Support or perform substantive testing procedures
Benefits
- general: Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Answer 10 quick questions to check your fit for IT SOX Risk Principal Associate, SOX Advisory Team @ Capital One.
Related Books and Jobs
IT SOX Risk Principal Associate, SOX Advisory Team
Capital One
IT SOX Risk Principal Associate, SOX Advisory Team
Job Description
Overview
If you’re looking for a fast paced, dynamic and innovative firm founded on a culture of diversity and inclusion that can provide you with a challenging role and long term career development opportunities then read on. We are currently looking for a SOX Technology and Data Risk Principal Associate to join our team! Our technology and data risk advisors are masters of risk, data and technology risk management principles with a detailed understanding of how technology supports end-to-end processes and the risks that must be mitigated in the Tech general control environment. Our function is responsible for performing helpful and objective advice to leaders and teams across the enterprise in support of our Sarbanes Oxley (SOX) program with respect to data integrity and the general technology control environment inclusive of relevant information security controls.Responsibilities include:Assist in guiding multiple customer stakeholders through our robust risk management framework including scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification.
Assist in advising business process performers, risk offices, internal auditors and accountable executives on emerging data and technology risks and communicate identified risks or issues and recommended remediation actions to these stakeholders.
Support technology and business transformation, including assessing potential control changes that may be required as we embrace cloud capabilities to enhance our financial reporting and risk management practices.
Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting.
Interpret and communicate program and control information to various stakeholders including identified risks or issues and recommended remediation.
Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company.
May support or perform substantive testing procedures, including, but not limited to, identifying and defining issues, reviewing and analyzing transactional evidence, documenting target area processes and procedures, and recommending remediation.
Bachelor's Degree or military experience
At least 3 years of experience in Internal Controls, Data Risk Management, Risk Management, Audit or a combination
At least 3 years of experience in identifying and assessing IT general, IT application, data movement and systems implementation controls
At least 4 years of experience in Auditing and Control Evaluation
Certified Internal Auditor (CIA) certification or Certified Information Systems Auditor (CISA) certification
AWS Certified Cloud Practitioner or AWS Certified Solutions Architect
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- McLean, Virginia Richmond, VirginiaRichmond
Salary
50,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Internal Controlsintermediate
- Data Risk Managementintermediate
- Risk Managementintermediate
- Auditintermediate
- IT general controlsintermediate
- IT application controlsintermediate
- Data movement controlsintermediate
- Systems implementation controlsintermediate
- SOX complianceintermediate
- AWS Certified Cloud Practitioner or Solutions Architect (preferred)intermediate
Required Qualifications
- Bachelor's Degree or military experience (experience)
- At least 3 years of experience in Internal Controls, Data Risk Management, Risk Management, Audit or a combination (experience)
- At least 3 years of experience in identifying and assessing IT general, IT application, data movement and systems implementation controls (experience)
- At least 4 years of experience in Auditing and Control Evaluation (preferred) (experience)
- Certified Internal Auditor (CIA) certification or Certified Information Systems Auditor (CISA) certification (preferred) (experience)
- AWS Certified Cloud Practitioner or AWS Certified Solutions Architect (preferred) (experience)
Responsibilities
- Assist in guiding multiple customer stakeholders through risk management framework including scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification
- Assist in advising business process performers, risk offices, internal auditors and accountable executives on emerging data and technology risks
- Support technology and business transformation, assessing potential control changes for cloud capabilities
- Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting
- Interpret and communicate program and control information to various stakeholders
- Support or perform substantive testing procedures
Benefits
- general: Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Answer 10 quick questions to check your fit for IT SOX Risk Principal Associate, SOX Advisory Team @ Capital One.
Related Books and Jobs