Manager, Regulatory Affairs & Liaison Support
Capital One
Manager, Regulatory Affairs & Liaison Support
Job Description
Overview
Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients. Our goal is to create one of the nation's great banks, and we have the necessary ingredients: a strong balance sheet, resilient businesses, a massive customer franchise, strong analytical capabilities, and great people. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared values, come together to make Capital One a great company - and a great place to work.Within Capital One, the Regulatory Affairs function is responsible for managing all interactions with Federal Banking Regulators and providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an integral role in ensuring that Capital One delivers on commitments to our regulators in a timely manner and proactively responds to the changing regulatory landscape. You should consider this role if you:Thrive in a dynamic, fast-paced environment where priorities often change and you manage multiple deliverables simultaneously
Demonstrate sound judgment along with strong written and verbal communication skills
Understand and appreciate risk management as it relates to financial services
Live for bringing organization and attention-to-detail to your body of work
Enjoy solving problems, thinking critically, and connecting dots
Crave an opportunity to learn and grow in the regulatory affairs and risk management realms
Support Regulatory Affairs liaisons in managing interactions with Federal Regulatory Supervisory staff, including coordination of meetings, preparation of stakeholders, and delivery of materials for ongoing supervision and examinations.
Lead the coordination of all logistical aspects of examinations and ongoing supervision (primarily focused on risk management, cyber, and technology), which includes ensuring meetings are scheduled (in partnership with the administrative team), capturing detailed notes during regulatory and internal discussions, tracking document requests, and ensuring timely submission of high-quality deliverables.
Support development of well-structured, accurate drafts of regulatory deliverables, including periodic supervisory reporting.
Monitor concurrent priorities and manage multiple tasks in parallel, exercising sound judgement when issues can be resolved autonomously versus when leadership engagement is needed.
Share insights and context gained from regulatory engagements with the Regulatory Affairs team to inform ongoing work.
Monitor corrective actions and ensure they are on-track for appropriate and timely mitigation.
Support advocacy efforts by researching and analyzing new regulatory and supervisory policy developments.
At least 3 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination
At least 5 years of experience in risk management, audit, consulting or a combination
At least 5 years of experience in compliance, legal, or a combination
At least 4 years of experience working in banking and financial services
At least 3 years of experience supporting integrated projects or programs where senior leaders and external stakeholders are your customers
At least 3 years of experience in vertically integrated industries
At least 3 years of experience working with banking regulators and regulatory policy
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- McLean, Virginia, United States
- New York, New York, United States
- Chicago, Illinois, United States
- Richmond, Virginia McLean, VirginiaMcLean
Salary
80,000 - 135,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Regulatory liaison managementintermediate
- Logistics coordinationintermediate
- Document preparationintermediate
- Risk managementintermediate
- Critical thinkingintermediate
- Stakeholder communicationintermediate
Required Qualifications
- At least 3 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination (experience)
- Preferred: At least 5 years of experience in risk management, audit, consulting or a combination (experience)
- Preferred: At least 5 years of experience in compliance, legal, or a combination (experience)
- Preferred: At least 3 years of experience working with banking regulators and regulatory policy (experience)
Responsibilities
- Support Regulatory Affairs liaisons in managing interactions with Federal Regulatory Supervisory staff
- Lead the coordination of all logistical aspects of examinations and ongoing supervision
- Support development of well-structured, accurate drafts of regulatory deliverables
- Monitor concurrent priorities and manage multiple tasks in parallel
- Monitor corrective actions and ensure they are on-track for appropriate and timely mitigation
- Support advocacy efforts by researching and analyzing new regulatory and supervisory policy developments
Benefits
- general: Comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Manager, Regulatory Affairs & Liaison Support @ Capital One.
Related Books and Jobs
Manager, Regulatory Affairs & Liaison Support
Capital One
Manager, Regulatory Affairs & Liaison Support
Job Description
Overview
Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients. Our goal is to create one of the nation's great banks, and we have the necessary ingredients: a strong balance sheet, resilient businesses, a massive customer franchise, strong analytical capabilities, and great people. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared values, come together to make Capital One a great company - and a great place to work.Within Capital One, the Regulatory Affairs function is responsible for managing all interactions with Federal Banking Regulators and providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an integral role in ensuring that Capital One delivers on commitments to our regulators in a timely manner and proactively responds to the changing regulatory landscape. You should consider this role if you:Thrive in a dynamic, fast-paced environment where priorities often change and you manage multiple deliverables simultaneously
Demonstrate sound judgment along with strong written and verbal communication skills
Understand and appreciate risk management as it relates to financial services
Live for bringing organization and attention-to-detail to your body of work
Enjoy solving problems, thinking critically, and connecting dots
Crave an opportunity to learn and grow in the regulatory affairs and risk management realms
Support Regulatory Affairs liaisons in managing interactions with Federal Regulatory Supervisory staff, including coordination of meetings, preparation of stakeholders, and delivery of materials for ongoing supervision and examinations.
Lead the coordination of all logistical aspects of examinations and ongoing supervision (primarily focused on risk management, cyber, and technology), which includes ensuring meetings are scheduled (in partnership with the administrative team), capturing detailed notes during regulatory and internal discussions, tracking document requests, and ensuring timely submission of high-quality deliverables.
Support development of well-structured, accurate drafts of regulatory deliverables, including periodic supervisory reporting.
Monitor concurrent priorities and manage multiple tasks in parallel, exercising sound judgement when issues can be resolved autonomously versus when leadership engagement is needed.
Share insights and context gained from regulatory engagements with the Regulatory Affairs team to inform ongoing work.
Monitor corrective actions and ensure they are on-track for appropriate and timely mitigation.
Support advocacy efforts by researching and analyzing new regulatory and supervisory policy developments.
At least 3 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination
At least 5 years of experience in risk management, audit, consulting or a combination
At least 5 years of experience in compliance, legal, or a combination
At least 4 years of experience working in banking and financial services
At least 3 years of experience supporting integrated projects or programs where senior leaders and external stakeholders are your customers
At least 3 years of experience in vertically integrated industries
At least 3 years of experience working with banking regulators and regulatory policy
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- McLean, Virginia, United States
- New York, New York, United States
- Chicago, Illinois, United States
- Richmond, Virginia McLean, VirginiaMcLean
Salary
80,000 - 135,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Regulatory liaison managementintermediate
- Logistics coordinationintermediate
- Document preparationintermediate
- Risk managementintermediate
- Critical thinkingintermediate
- Stakeholder communicationintermediate
Required Qualifications
- At least 3 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination (experience)
- Preferred: At least 5 years of experience in risk management, audit, consulting or a combination (experience)
- Preferred: At least 5 years of experience in compliance, legal, or a combination (experience)
- Preferred: At least 3 years of experience working with banking regulators and regulatory policy (experience)
Responsibilities
- Support Regulatory Affairs liaisons in managing interactions with Federal Regulatory Supervisory staff
- Lead the coordination of all logistical aspects of examinations and ongoing supervision
- Support development of well-structured, accurate drafts of regulatory deliverables
- Monitor concurrent priorities and manage multiple tasks in parallel
- Monitor corrective actions and ensure they are on-track for appropriate and timely mitigation
- Support advocacy efforts by researching and analyzing new regulatory and supervisory policy developments
Benefits
- general: Comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Manager, Regulatory Affairs & Liaison Support @ Capital One.
Related Books and Jobs