Manager, Risk
Capital One
Manager, Risk
Job Description
Overview
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, make decisions, and develop innovative and patentable products.As a Manager, you will have responsibilities associated with Capital One India’s Risk Management team, helping to ensure a timely and accurate month-end risk reporting, in addition you will help consult on initiatives, programs, and projects to raise their game in Information Security and Risk Management. You are pragmatic and practical in your understanding of risk and security, but also willing to know when to pull in experts and escalate. You collaborate and innovate with other teams within Capital One to push the envelope. Ensure all strategic initiative coming your away is delivered in a timely mannerResponsibilities- Timely completion of all activities
- Adequate cross training and backup
- Completion of asks from India Leadership
- Strategic planning for the Risk Management function
- Review and ensure compliance with the Enterprise Policy Program standard
- Report on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office)
- Maintain repository of India wide documents
- Influence updates to policies, standards to enhance risk management activities
- Maintain Risk Management PSPs and SOPs and draft new documents as the team expands the scope of work
- Renew and maintain following Insurance Policies
- Worker’s Compensation (WC)
- Property Insurance
- Directors and Officers Liability (D&O)
- Commercial General Liability (CGL)
- Coordinate with Insurance Broker and facilitate claims
- Facilitate storage and transport of physical records via third party
- Maintain Inventory Index to track the data and retention requirements by Law
- Finalize the vendor to conduct annual Internal Audit
- Draft the scope and IA calendar
- Coordinate with Internal teams and facilitate the IA
- Assist in timely closure of observations/ recommendations
- Report the status and details of observations to LT
- Phishing drill report to Leadership Team (LT)
- Bi-annual Official Records (non-HR GDrive) certification and reporting to Risk Head
- Quarterly Sensitive Data Assessment and reporting to Risk Head
- Monthly Hard Disk Drive (HDD) remediation report to LT
- Monthly Iron Mountain document storage to File manages, respective LTs
- Monthly Controls execution report to owners & relevant LT
- Coordinate with Capital One US teams and India support teams to report status on:
- IA TPM
- ABAC
- BCP testing
- Standard Adherence Assessment
- Statutory Audit
- Monthly Business Review (MBR) - chaired by India head, US Risk Office head and US Legal head
- Quarterly Risk, Legal & Tech Committee - chaired by India head, US Risk Office head, US Legal head and US Tech Head
- Enterprise Risk Management framework and implementation
- Three Lines of Defense framework
- Handling/ facilitating Internal Audit
Bachelor's degree
At least 11 years of experience in Banking or at least 11 years of experience in Risk Management
At least 4 years of experience in Enterprise Risk Management
12+ years of experience in risk management
Enterprise Risk Management - Level 2 qualified (by IRM - Institute of Risk Management)
COSO framework, ISO 31000 and ISO 27001
Locations
- Bengaluru, India Bangalore, Karnātaka
Salary
Estimated Salary Rangemedium confidence
80,000 - 135,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Enterprise Risk Managementintermediate
- Risk Reportingintermediate
- Internal Audit Coordinationintermediate
- Policy Governanceintermediate
- Stakeholder Managementintermediate
- Three Lines of Defense frameworkintermediate
Required Qualifications
- Bachelor's degree (experience)
- At least 11 years of experience in Banking or Risk Management (experience)
- At least 4 years of experience in Enterprise Risk Management (experience)
- Preferred: 12+ years in risk management (experience)
- Preferred: Enterprise Risk Management - Level 2 (IRM) (experience)
- Preferred: Knowledge of COSO, ISO 31000, ISO 27001 (experience)
Responsibilities
- Manage India Risk Management team ensuring timely activities, cross-training, and strategic planning
- Handle PSP Governance including policy compliance, document repository maintenance, and updates
- Manage Corporate Insurance renewals (WC, Property, D&O, CGL) and claims coordination
- Prepare and present Risk and Assurance reports to Leadership Team in MBR and quarterly committees
- Facilitate Internal Audit including vendor selection, scope drafting, and observation closure
- Ideate and implement Risk Management framework across Risk Taxonomy
Answer 10 quick questions to check your fit for Manager, Risk @ Capital One.
10 Questions
~2 Minutes
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Manager, Risk
Capital One
Manager, Risk
Job Description
Overview
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, make decisions, and develop innovative and patentable products.As a Manager, you will have responsibilities associated with Capital One India’s Risk Management team, helping to ensure a timely and accurate month-end risk reporting, in addition you will help consult on initiatives, programs, and projects to raise their game in Information Security and Risk Management. You are pragmatic and practical in your understanding of risk and security, but also willing to know when to pull in experts and escalate. You collaborate and innovate with other teams within Capital One to push the envelope. Ensure all strategic initiative coming your away is delivered in a timely mannerResponsibilities- Timely completion of all activities
- Adequate cross training and backup
- Completion of asks from India Leadership
- Strategic planning for the Risk Management function
- Review and ensure compliance with the Enterprise Policy Program standard
- Report on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office)
- Maintain repository of India wide documents
- Influence updates to policies, standards to enhance risk management activities
- Maintain Risk Management PSPs and SOPs and draft new documents as the team expands the scope of work
- Renew and maintain following Insurance Policies
- Worker’s Compensation (WC)
- Property Insurance
- Directors and Officers Liability (D&O)
- Commercial General Liability (CGL)
- Coordinate with Insurance Broker and facilitate claims
- Facilitate storage and transport of physical records via third party
- Maintain Inventory Index to track the data and retention requirements by Law
- Finalize the vendor to conduct annual Internal Audit
- Draft the scope and IA calendar
- Coordinate with Internal teams and facilitate the IA
- Assist in timely closure of observations/ recommendations
- Report the status and details of observations to LT
- Phishing drill report to Leadership Team (LT)
- Bi-annual Official Records (non-HR GDrive) certification and reporting to Risk Head
- Quarterly Sensitive Data Assessment and reporting to Risk Head
- Monthly Hard Disk Drive (HDD) remediation report to LT
- Monthly Iron Mountain document storage to File manages, respective LTs
- Monthly Controls execution report to owners & relevant LT
- Coordinate with Capital One US teams and India support teams to report status on:
- IA TPM
- ABAC
- BCP testing
- Standard Adherence Assessment
- Statutory Audit
- Monthly Business Review (MBR) - chaired by India head, US Risk Office head and US Legal head
- Quarterly Risk, Legal & Tech Committee - chaired by India head, US Risk Office head, US Legal head and US Tech Head
- Enterprise Risk Management framework and implementation
- Three Lines of Defense framework
- Handling/ facilitating Internal Audit
Bachelor's degree
At least 11 years of experience in Banking or at least 11 years of experience in Risk Management
At least 4 years of experience in Enterprise Risk Management
12+ years of experience in risk management
Enterprise Risk Management - Level 2 qualified (by IRM - Institute of Risk Management)
COSO framework, ISO 31000 and ISO 27001
Locations
- Bengaluru, India Bangalore, Karnātaka
Salary
Estimated Salary Rangemedium confidence
80,000 - 135,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Enterprise Risk Managementintermediate
- Risk Reportingintermediate
- Internal Audit Coordinationintermediate
- Policy Governanceintermediate
- Stakeholder Managementintermediate
- Three Lines of Defense frameworkintermediate
Required Qualifications
- Bachelor's degree (experience)
- At least 11 years of experience in Banking or Risk Management (experience)
- At least 4 years of experience in Enterprise Risk Management (experience)
- Preferred: 12+ years in risk management (experience)
- Preferred: Enterprise Risk Management - Level 2 (IRM) (experience)
- Preferred: Knowledge of COSO, ISO 31000, ISO 27001 (experience)
Responsibilities
- Manage India Risk Management team ensuring timely activities, cross-training, and strategic planning
- Handle PSP Governance including policy compliance, document repository maintenance, and updates
- Manage Corporate Insurance renewals (WC, Property, D&O, CGL) and claims coordination
- Prepare and present Risk and Assurance reports to Leadership Team in MBR and quarterly committees
- Facilitate Internal Audit including vendor selection, scope drafting, and observation closure
- Ideate and implement Risk Management framework across Risk Taxonomy
Answer 10 quick questions to check your fit for Manager, Risk @ Capital One.
10 Questions
~2 Minutes
Instant Score
Related Books and Jobs