Principal Associate - Finance Risk Management
Capital One
Principal Associate - Finance Risk Management
Job Description
Overview
Capital One is seeking a motivated professional for a Principal Analyst position within the Finance Risk Management (FRM) team. FRM associates are engaged and insightful risk management partners working across the Finance organization to execute robust and proactive risk management programs, improve effectiveness and efficiency of operation while reducing risk and influencing risk stakeholders, risk offices, compliance, internal audit, and regulators. FRM strives to enable a strong culture of risk management across Finance that is adaptable to a changing environment.A successful candidate for this role will have strong critical thinking and analytical skills, be a proactive problem solver with the ability to operate in white space, and have strong communication and presentation skills with the ability to clearly articulate complex topics both orally and written to a wide variety of audiences. The candidate should be a well-organized, self-starter who is comfortable functioning autonomously, taking end-to-end ownership of work streams, ensuring all deliverables are completed timely, and leveraging their subject matter knowledge to synthesize all available information to influence our partners to make grounded, risk-based decisions.General Responsibilities:Support the Financial Planning and Analysis teams/processes as primary Risk Advisor, to include all associated risk management activities, analysis, effective challenge and advocacy, and facilitation of regular cadenced touchpoints with teammembers
Build and maintain strong relationships with and provide risk guidance to our Financial Analysis and Planning business partner teams in Finance and other partner teams
Collaborate with partner teams on issues and events investigation, root cause analysis and suggested remediation actions for teams/programs supported and provide guidance in remediating process breakdowns through problem solving and connecting the dots to engage proper stakeholders
Assist business partners in preparation for and facilitate the execution of internal audits and regulatory exams, consult on management responses to issues, monitor timeliness of remediation and closure, and influence communication and interaction model with auditors and examiners
Support the design and implementation of controls in order to adequately mitigate risks and/or address regulatory requirements
Support and facilitate Process Level Risk Assessments across business partner teams
Provide risk advisory support major projects and initiatives across various FP&A functions and horizontally across Finance
Partner closely with 1st line business teams (Controller’s organization, Corporate Planning) as well as 2nd line oversight (e.g. Enterprise Risk Management, Operational Risk Management and Corporate Compliance teams) to provide tailored risk support for various initiatives and projects
Support the Regulatory Change Management process cross-functionally for FP&A, ensuring proper socialization and careful consideration has been given to applicability and potential impacts
Collaborate with peer Risk Advisor providing risk advisory support to international FP&A functions
Facilitate collaboration and drive enhanced communication and socialization protocols with our SOX risk partners
Communicate effectively with and provide sufficient awareness and transparency to FP&A and FRM leadership on initiatives and BAU workstreams
Develop and maintain documentation to include procedures and presentation materials
Create and maintain formal process documents (e.g., procedures, diagrams/process flows, etc.)
Collaborate with broader horizontal FRM partner teams to provide risk analysis, insights and reporting metrics
Bachelor's degree or Military experience
At least 3 years experience in Financial Risk Management, Project Management, Regulatory Compliance, or a combination
Master's Degree in Business Administration, Finance, Accounting, or Economics
Certified Public Accountant license (CPA), Chartered Financial Analyst license (CFA), or Financial Risk Manager certification (FRM)
5+ years of experience in Finance Risk Management, Financial Planning & Analysis, Capital Markets functions, or a combination
5+ years of experience in Audit, Compliance, Risk Management or Project Management, or a combination
3+ years of experience in the Financial Services industry
Experience with finance-related risk diagnostic analysis
Experience with Google Suite, Tableau, Google Data Studio, Process flow chart software, Workiva, OpenPages
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- McLean, Virginia, United States
- Richmond, Virginia McLean, VirginiaRichmond
Salary
50,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Financial Risk Managementintermediate
- Critical thinking and analytical skillsintermediate
- Regulatory complianceintermediate
- Project managementintermediate
- Process documentationintermediate
- Stakeholder communicationintermediate
- Risk assessment and controls designintermediate
Required Qualifications
- Bachelor's degree or Military experience (experience)
- At least 3 years experience in Financial Risk Management, Project Management, Regulatory Compliance, or combination (experience)
- Master's Degree in Business Administration, Finance, Accounting, or Economics (preferred) (experience)
- CPA, CFA, or FRM certification (preferred) (experience)
- 5+ years in Finance Risk Management or related (preferred) (experience)
Responsibilities
- Support Financial Planning and Analysis teams as Risk Advisor
- Build relationships and provide risk guidance to business partners
- Conduct issues investigation, root cause analysis, and remediation
- Assist with internal audits and regulatory exams
- Design and implement risk controls
- Facilitate Process Level Risk Assessments
- Support major projects and Regulatory Change Management
Benefits
- general: Comprehensive, competitive, and inclusive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Principal Associate - Finance Risk Management @ Capital One.
Related Books and Jobs
Principal Associate - Finance Risk Management
Capital One
Principal Associate - Finance Risk Management
Job Description
Overview
Capital One is seeking a motivated professional for a Principal Analyst position within the Finance Risk Management (FRM) team. FRM associates are engaged and insightful risk management partners working across the Finance organization to execute robust and proactive risk management programs, improve effectiveness and efficiency of operation while reducing risk and influencing risk stakeholders, risk offices, compliance, internal audit, and regulators. FRM strives to enable a strong culture of risk management across Finance that is adaptable to a changing environment.A successful candidate for this role will have strong critical thinking and analytical skills, be a proactive problem solver with the ability to operate in white space, and have strong communication and presentation skills with the ability to clearly articulate complex topics both orally and written to a wide variety of audiences. The candidate should be a well-organized, self-starter who is comfortable functioning autonomously, taking end-to-end ownership of work streams, ensuring all deliverables are completed timely, and leveraging their subject matter knowledge to synthesize all available information to influence our partners to make grounded, risk-based decisions.General Responsibilities:Support the Financial Planning and Analysis teams/processes as primary Risk Advisor, to include all associated risk management activities, analysis, effective challenge and advocacy, and facilitation of regular cadenced touchpoints with teammembers
Build and maintain strong relationships with and provide risk guidance to our Financial Analysis and Planning business partner teams in Finance and other partner teams
Collaborate with partner teams on issues and events investigation, root cause analysis and suggested remediation actions for teams/programs supported and provide guidance in remediating process breakdowns through problem solving and connecting the dots to engage proper stakeholders
Assist business partners in preparation for and facilitate the execution of internal audits and regulatory exams, consult on management responses to issues, monitor timeliness of remediation and closure, and influence communication and interaction model with auditors and examiners
Support the design and implementation of controls in order to adequately mitigate risks and/or address regulatory requirements
Support and facilitate Process Level Risk Assessments across business partner teams
Provide risk advisory support major projects and initiatives across various FP&A functions and horizontally across Finance
Partner closely with 1st line business teams (Controller’s organization, Corporate Planning) as well as 2nd line oversight (e.g. Enterprise Risk Management, Operational Risk Management and Corporate Compliance teams) to provide tailored risk support for various initiatives and projects
Support the Regulatory Change Management process cross-functionally for FP&A, ensuring proper socialization and careful consideration has been given to applicability and potential impacts
Collaborate with peer Risk Advisor providing risk advisory support to international FP&A functions
Facilitate collaboration and drive enhanced communication and socialization protocols with our SOX risk partners
Communicate effectively with and provide sufficient awareness and transparency to FP&A and FRM leadership on initiatives and BAU workstreams
Develop and maintain documentation to include procedures and presentation materials
Create and maintain formal process documents (e.g., procedures, diagrams/process flows, etc.)
Collaborate with broader horizontal FRM partner teams to provide risk analysis, insights and reporting metrics
Bachelor's degree or Military experience
At least 3 years experience in Financial Risk Management, Project Management, Regulatory Compliance, or a combination
Master's Degree in Business Administration, Finance, Accounting, or Economics
Certified Public Accountant license (CPA), Chartered Financial Analyst license (CFA), or Financial Risk Manager certification (FRM)
5+ years of experience in Finance Risk Management, Financial Planning & Analysis, Capital Markets functions, or a combination
5+ years of experience in Audit, Compliance, Risk Management or Project Management, or a combination
3+ years of experience in the Financial Services industry
Experience with finance-related risk diagnostic analysis
Experience with Google Suite, Tableau, Google Data Studio, Process flow chart software, Workiva, OpenPages
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- McLean, Virginia, United States
- Richmond, Virginia McLean, VirginiaRichmond
Salary
50,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Financial Risk Managementintermediate
- Critical thinking and analytical skillsintermediate
- Regulatory complianceintermediate
- Project managementintermediate
- Process documentationintermediate
- Stakeholder communicationintermediate
- Risk assessment and controls designintermediate
Required Qualifications
- Bachelor's degree or Military experience (experience)
- At least 3 years experience in Financial Risk Management, Project Management, Regulatory Compliance, or combination (experience)
- Master's Degree in Business Administration, Finance, Accounting, or Economics (preferred) (experience)
- CPA, CFA, or FRM certification (preferred) (experience)
- 5+ years in Finance Risk Management or related (preferred) (experience)
Responsibilities
- Support Financial Planning and Analysis teams as Risk Advisor
- Build relationships and provide risk guidance to business partners
- Conduct issues investigation, root cause analysis, and remediation
- Assist with internal audits and regulatory exams
- Design and implement risk controls
- Facilitate Process Level Risk Assessments
- Support major projects and Regulatory Change Management
Benefits
- general: Comprehensive, competitive, and inclusive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Principal Associate - Finance Risk Management @ Capital One.
Related Books and Jobs