Principal Business Risk Control Specialist
Capital One
Principal Business Risk Control Specialist
Job Description
Overview
The Principal Business Risk Control Specialist is responsible for performing business compliance and operational risk and control activities. Educating and training the business to ensure compliance with regulations. Evaluating current operations across the business to identify areas for enhancements. Partnering with the business to implement processes. Actively managing and escalating risk and customer-impacting issues within the day-to-day role to management.Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership.
Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements.
Identifies and implements effective controls to manage operational, financial, and compliance risks. Maintains an accurate library of risks and controls.
Performs control design reviews and compliance risk assessments.
Monitor the risk and control environment for weaknesses and identify solutions to improve the effectiveness and efficiency of controls.
Executes control testing plans.
Creates and distributes monthly risk reporting and complaints data. Leads customer complaint remediation projects.
Leads the completion of projects. Develops, implements, and administers control standardization and workflow solutions. Creates continuous monitoring exception reports for critical business processes.
Bachelors Degree
At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor Management experience
At least 3 years of experience supporting, partnering and interacting with internal business clients
Preferred Qualifications:At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management Experience
- At least 3 years of Project Management experience leading cross functional projects and programs in Risk
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Riverwoods, Illinois, United States
- McLean, Virginia, United States
- Chicago, Illinois, United States
- Illinois Riverwoods, IllinoisPlano, TexasRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- business complianceintermediate
- operational risk managementintermediate
- control activitiesintermediate
- risk assessmentsintermediate
- control testingintermediate
- project managementintermediate
- risk reportingintermediate
Required Qualifications
- Bachelors Degree (experience)
- At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor Management experience (experience)
- At least 3 years of experience supporting, partnering and interacting with internal business clients (experience)
- At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management Experience (preferred) (experience)
- At least 3 years of Project Management experience leading cross functional projects and programs in Risk (preferred) (experience)
Responsibilities
- Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership
- Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements
- Identifies and implements effective controls to manage operational, financial, and compliance risks. Maintains an accurate library of risks and controls
- Performs control design reviews and compliance risk assessments
- Monitor the risk and control environment for weaknesses and identify solutions to improve the effectiveness and efficiency of controls
- Executes control testing plans
- Creates and distributes monthly risk reporting and complaints data. Leads customer complaint remediation projects
- Leads the completion of projects. Develops, implements, and administers control standardization and workflow solutions
Benefits
- general: comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Principal Business Risk Control Specialist @ Capital One.
Related Books and Jobs
Principal Business Risk Control Specialist
Capital One
Principal Business Risk Control Specialist
Job Description
Overview
The Principal Business Risk Control Specialist is responsible for performing business compliance and operational risk and control activities. Educating and training the business to ensure compliance with regulations. Evaluating current operations across the business to identify areas for enhancements. Partnering with the business to implement processes. Actively managing and escalating risk and customer-impacting issues within the day-to-day role to management.Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership.
Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements.
Identifies and implements effective controls to manage operational, financial, and compliance risks. Maintains an accurate library of risks and controls.
Performs control design reviews and compliance risk assessments.
Monitor the risk and control environment for weaknesses and identify solutions to improve the effectiveness and efficiency of controls.
Executes control testing plans.
Creates and distributes monthly risk reporting and complaints data. Leads customer complaint remediation projects.
Leads the completion of projects. Develops, implements, and administers control standardization and workflow solutions. Creates continuous monitoring exception reports for critical business processes.
Bachelors Degree
At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor Management experience
At least 3 years of experience supporting, partnering and interacting with internal business clients
Preferred Qualifications:At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management Experience
- At least 3 years of Project Management experience leading cross functional projects and programs in Risk
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Riverwoods, Illinois, United States
- McLean, Virginia, United States
- Chicago, Illinois, United States
- Illinois Riverwoods, IllinoisPlano, TexasRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- business complianceintermediate
- operational risk managementintermediate
- control activitiesintermediate
- risk assessmentsintermediate
- control testingintermediate
- project managementintermediate
- risk reportingintermediate
Required Qualifications
- Bachelors Degree (experience)
- At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor Management experience (experience)
- At least 3 years of experience supporting, partnering and interacting with internal business clients (experience)
- At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management Experience (preferred) (experience)
- At least 3 years of Project Management experience leading cross functional projects and programs in Risk (preferred) (experience)
Responsibilities
- Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership
- Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements
- Identifies and implements effective controls to manage operational, financial, and compliance risks. Maintains an accurate library of risks and controls
- Performs control design reviews and compliance risk assessments
- Monitor the risk and control environment for weaknesses and identify solutions to improve the effectiveness and efficiency of controls
- Executes control testing plans
- Creates and distributes monthly risk reporting and complaints data. Leads customer complaint remediation projects
- Leads the completion of projects. Develops, implements, and administers control standardization and workflow solutions
Benefits
- general: comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Principal Business Risk Control Specialist @ Capital One.
Related Books and Jobs