Principal Risk Specialist - CRA Management
Capital One
Principal Risk Specialist - CRA Management
Job Description
Overview
Within Capital One, Global Enterprise Affairs (GEA) is an organization dedicated to delivering on Capital One’s Mission by strengthening our reputation, deepening our relationships in our communities, managing engagement with the federal bank regulatory agencies, and serving as Capital One’s voice in the legislative and political processes at the federal, state and local levels. The GEA organization comprises Community Reinvestment Act (CRA) Strategy & Program Management, Global Policy Affairs Group, Regulatory Relations, Corporate Communications, Community Finance, Community Impact & Investment, and Risk Management, Innovation, Strategy, and Enablement.The CRA Strategy & Program Management (S&PM) team partners with lines of business across the enterprise to sustain Capital One’s longstanding Outstanding CRA performance. We maintain high data quality and control standards, and develop and support effective strategies with each applicable business. Most importantly, we manage CRA examinations by showing the bank examiners how Capital One effectively responds to the lending, investment, and service needs of the communities where we do business. We convey Capital One's comprehensive and durable approach to improving the financial well-being of low- and moderate-income people and neighborhoods.The CRA S&PM team is looking for a self-motivated individual to play a critical risk management role on our Data Management, Analysis, Technology and Automation (DATA) team which is responsible for the data management, analysis and regulatory reporting of the CRA and Home Mortgage Disclosure Act (HMDA) data. Specifically, the ideal candidate will monitor and review the completeness of the regulatory data processes, and support their quality assurance in accordance with the team's data compliance and reporting controls.Responsibilities:Support governance, risk and compliance controls management functions
Assist with internal control design, implementation and monitoring
Track execution of risk and controls activities and prepare management reports
Assist with team organization and response to internal audits and regulatory compliance exams
Monitor regulatory data integrity compliance training execution and tools
Manage team’s annual job aid and procedure document update exercises
Assist with preparations related to the annual submission of complete and accurate CRA and HMDA Loan Registers to the appropriate regulatory agency
Strong problem-solving, oral and written communication skills
Strong organizational skills and ability to effectively prioritize
Very strong attention to detail with the ability to focus on data and quality control
Demonstrated ability to work independently, perform and influence others in a fast-paced environment
Propensity to identify and assess potential risks in the processes
Experience assisting in updating team policies and standards
Associate’s degree or Military experience
At least 1 years of experience in quality assurance or audit roles
At least 1 year experience with Google Suite and Microsoft Excel
At least 2 years of experience in governance, risk management or compliance roles
Experience using CRA Wiz software to process and maintain regulatory data
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- McLean, Virginia, United States
- Plano, Texas, United States
- Richmond, Virginia McLean, VirginiaRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- problem-solvingintermediate
- oral and written communication skillsintermediate
- organizational skillsintermediate
- attention to detailintermediate
- data and quality controlintermediate
- risk assessmentintermediate
- Google Suiteintermediate
- Microsoft Excelintermediate
- CRA Wiz softwareintermediate
Required Qualifications
- Associate’s degree or Military experience (experience)
- At least 1 years of experience in quality assurance or audit roles (experience)
- At least 1 year experience with Google Suite and Microsoft Excel (experience)
- At least 2 years of experience in governance, risk management or compliance roles (experience)
- Experience using CRA Wiz software to process and maintain regulatory data (experience)
Responsibilities
- Support governance, risk and compliance controls management functions
- Assist with internal control design, implementation and monitoring
- Track execution of risk and controls activities and prepare management reports
- Assist with team organization and response to internal audits and regulatory compliance exams
- Monitor regulatory data integrity compliance training execution and tools
- Manage team’s annual job aid and procedure document update exercises
- Assist with preparations related to the annual submission of complete and accurate CRA and HMDA Loan Registers
Benefits
- general: comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Principal Risk Specialist - CRA Management @ Capital One.
Related Books and Jobs
Principal Risk Specialist - CRA Management
Capital One
Principal Risk Specialist - CRA Management
Job Description
Overview
Within Capital One, Global Enterprise Affairs (GEA) is an organization dedicated to delivering on Capital One’s Mission by strengthening our reputation, deepening our relationships in our communities, managing engagement with the federal bank regulatory agencies, and serving as Capital One’s voice in the legislative and political processes at the federal, state and local levels. The GEA organization comprises Community Reinvestment Act (CRA) Strategy & Program Management, Global Policy Affairs Group, Regulatory Relations, Corporate Communications, Community Finance, Community Impact & Investment, and Risk Management, Innovation, Strategy, and Enablement.The CRA Strategy & Program Management (S&PM) team partners with lines of business across the enterprise to sustain Capital One’s longstanding Outstanding CRA performance. We maintain high data quality and control standards, and develop and support effective strategies with each applicable business. Most importantly, we manage CRA examinations by showing the bank examiners how Capital One effectively responds to the lending, investment, and service needs of the communities where we do business. We convey Capital One's comprehensive and durable approach to improving the financial well-being of low- and moderate-income people and neighborhoods.The CRA S&PM team is looking for a self-motivated individual to play a critical risk management role on our Data Management, Analysis, Technology and Automation (DATA) team which is responsible for the data management, analysis and regulatory reporting of the CRA and Home Mortgage Disclosure Act (HMDA) data. Specifically, the ideal candidate will monitor and review the completeness of the regulatory data processes, and support their quality assurance in accordance with the team's data compliance and reporting controls.Responsibilities:Support governance, risk and compliance controls management functions
Assist with internal control design, implementation and monitoring
Track execution of risk and controls activities and prepare management reports
Assist with team organization and response to internal audits and regulatory compliance exams
Monitor regulatory data integrity compliance training execution and tools
Manage team’s annual job aid and procedure document update exercises
Assist with preparations related to the annual submission of complete and accurate CRA and HMDA Loan Registers to the appropriate regulatory agency
Strong problem-solving, oral and written communication skills
Strong organizational skills and ability to effectively prioritize
Very strong attention to detail with the ability to focus on data and quality control
Demonstrated ability to work independently, perform and influence others in a fast-paced environment
Propensity to identify and assess potential risks in the processes
Experience assisting in updating team policies and standards
Associate’s degree or Military experience
At least 1 years of experience in quality assurance or audit roles
At least 1 year experience with Google Suite and Microsoft Excel
At least 2 years of experience in governance, risk management or compliance roles
Experience using CRA Wiz software to process and maintain regulatory data
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- McLean, Virginia, United States
- Plano, Texas, United States
- Richmond, Virginia McLean, VirginiaRichmond
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- problem-solvingintermediate
- oral and written communication skillsintermediate
- organizational skillsintermediate
- attention to detailintermediate
- data and quality controlintermediate
- risk assessmentintermediate
- Google Suiteintermediate
- Microsoft Excelintermediate
- CRA Wiz softwareintermediate
Required Qualifications
- Associate’s degree or Military experience (experience)
- At least 1 years of experience in quality assurance or audit roles (experience)
- At least 1 year experience with Google Suite and Microsoft Excel (experience)
- At least 2 years of experience in governance, risk management or compliance roles (experience)
- Experience using CRA Wiz software to process and maintain regulatory data (experience)
Responsibilities
- Support governance, risk and compliance controls management functions
- Assist with internal control design, implementation and monitoring
- Track execution of risk and controls activities and prepare management reports
- Assist with team organization and response to internal audits and regulatory compliance exams
- Monitor regulatory data integrity compliance training execution and tools
- Manage team’s annual job aid and procedure document update exercises
- Assist with preparations related to the annual submission of complete and accurate CRA and HMDA Loan Registers
Benefits
- general: comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Principal Risk Specialist - CRA Management @ Capital One.
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