Principal, Risk Specialist
Capital One
Principal, Risk Specialist
Job Description
Overview
The Risk Specialist is responsible for performing business compliance and operational risk and control activities. They are also responsible for educating and training the business to ensure compliance with regulations. They will also evaluate current operations across the business to identify areas for enhancements. They will serve also as partners with the business to implement processes.Responsibilities:
Apply risk framework to Participant obligations contained in Network operating regulations
Review legal and commercial documents to understand the Participant’s activity, structure and associated risk
Manage escalations to ensure they follow appropriate governance, supporting the business with applicable remediation tasks
Act as a subject matter expert for internal stakeholders
Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership.
Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements.
Identifies and implements effective controls to manage operational, financial, and compliance risks.
Monitors the risk and control environment for weaknesses and identifies solutions to improve the effectiveness and efficiency of controls.
Assist with completion of projects and develops, implements, and administers control standardization and workflow solutions.
Creates continual monitoring exception reports for critical business processes.
Works as a liaison between Payments Risk and partners such as Operational Risk, Internal Audit, Third Party Risk Management, etc.
Basic Qualifications:
Bachelor's Degree
At least 4 years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations or Vendor Management.
Preferred Qualifications:
6+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, Vendor Management areas, Operational and Regulatory risk.
Payments/Financial industry experience
Excellent presentation skills
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Riverwoods, Illinois, United States
- Chicago, Illinois Riverwoods, IllinoisPlano
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Risk managementintermediate
- Complianceintermediate
- Document reviewintermediate
- Stakeholder education and trainingintermediate
- Process improvementintermediate
- Presentation skillsintermediate
Required Qualifications
- Bachelor's Degree (experience)
- At least 4 years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations or Vendor Management (experience)
- 6+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, Vendor Management areas, Operational and Regulatory risk (preferred) (experience)
Responsibilities
- Apply risk framework to Participant obligations in Network operating regulations
- Review legal and commercial documents to understand Participant’s activity and risk
- Manage escalations ensuring appropriate governance and remediation
- Provide education and monitor business on company policies and standards
- Identify and implement effective controls to manage operational, financial, and compliance risks
Benefits
- general: Comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Principal, Risk Specialist @ Capital One.
Related Books and Jobs
Principal, Risk Specialist
Capital One
Principal, Risk Specialist
Job Description
Overview
The Risk Specialist is responsible for performing business compliance and operational risk and control activities. They are also responsible for educating and training the business to ensure compliance with regulations. They will also evaluate current operations across the business to identify areas for enhancements. They will serve also as partners with the business to implement processes.Responsibilities:
Apply risk framework to Participant obligations contained in Network operating regulations
Review legal and commercial documents to understand the Participant’s activity, structure and associated risk
Manage escalations to ensure they follow appropriate governance, supporting the business with applicable remediation tasks
Act as a subject matter expert for internal stakeholders
Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership.
Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements.
Identifies and implements effective controls to manage operational, financial, and compliance risks.
Monitors the risk and control environment for weaknesses and identifies solutions to improve the effectiveness and efficiency of controls.
Assist with completion of projects and develops, implements, and administers control standardization and workflow solutions.
Creates continual monitoring exception reports for critical business processes.
Works as a liaison between Payments Risk and partners such as Operational Risk, Internal Audit, Third Party Risk Management, etc.
Basic Qualifications:
Bachelor's Degree
At least 4 years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations or Vendor Management.
Preferred Qualifications:
6+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, Vendor Management areas, Operational and Regulatory risk.
Payments/Financial industry experience
Excellent presentation skills
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Riverwoods, Illinois, United States
- Chicago, Illinois Riverwoods, IllinoisPlano
Salary
45,000 - 80,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Risk managementintermediate
- Complianceintermediate
- Document reviewintermediate
- Stakeholder education and trainingintermediate
- Process improvementintermediate
- Presentation skillsintermediate
Required Qualifications
- Bachelor's Degree (experience)
- At least 4 years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations or Vendor Management (experience)
- 6+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, Vendor Management areas, Operational and Regulatory risk (preferred) (experience)
Responsibilities
- Apply risk framework to Participant obligations in Network operating regulations
- Review legal and commercial documents to understand Participant’s activity and risk
- Manage escalations ensuring appropriate governance and remediation
- Provide education and monitor business on company policies and standards
- Identify and implement effective controls to manage operational, financial, and compliance risks
Benefits
- general: Comprehensive, competitive, and inclusive set of health, financial and other benefits
Answer 10 quick questions to check your fit for Principal, Risk Specialist @ Capital One.
Related Books and Jobs