Senior Associate, Risk Management- FRM (Hybrid)
Capital One
Senior Associate, Risk Management- FRM (Hybrid)
Job Description
Overview
Capital One is seeking a motivated professional to join the Finance Risk Management (FRM) team as a Senior Analyst. As a member of FRM, the Senior Analyst will play a key role in executing robust and proactive risk management programs, partner with and influence key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks, and enable a strong culture of risk management that’s adaptable to a changing environment. The Senior Analyst performs a key role within Capital One’s line of defense risk management model, to help ensure corporate initiatives and departmental processes comply with applicable laws, regulations, business requirements and controls. This role is responsible for executing independent control assessments to evaluate the effectiveness of the organization's risk management framework and internal controls. The position involves developing and performing tests across Finance lines of business (LOBs) to ensure risk mitigation strategies are sound and operating as intended. A strong understanding of the relevant regulatory landscape and industry best practices for applying controls within business operations is essential to effectively identify, analyze, and report on potential risks. The Senior Analyst partners with numerous stakeholders and subject matter experts to support FRM’s overall objective of ensuring the Finance Division maintains an effective risk and control management environment. Responsibilities:Collaborate with cross-functional teams to understand and drive effective risk management practices across Finance
Design and execute end-to-end control tests for key business processes, validating that controls are performing as designed to mitigate operational and compliance risks in accordance with Enterprise Risk Management methodology
Document and communicate control test results (including control gaps and failures) and drive remediation for timely closure of identified issues
Establish and maintain effective engagements with Risk Advisors and Business Partners to provide business value through robust and effective assessments of the control environment
Identify and drive process improvements within Finance’s operational risk management programs
Have the ability to think critically, solve complex problems, work independently, and prioritize and manage multiple tasks
Bachelor’s degree or military experience
At least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit
Previous experience assessing script/code logic in both Python and/or SQL
Demonstrated proficiency with risk management concepts and data analysis tools (e.g., Excel, SQL, Python)
Excellent communication and interpersonal skills with the ability to articulate complex risk concepts to a diverse audience
Previous experience with control testing methodologies, process mapping, and risk assessment frameworks (e.g., COSO)
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- McLean, Virginia Richmond, VirginiaMcLean
Salary
50,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Risk managementintermediate
- Control testingintermediate
- Data analysis (Excel, SQL, Python)intermediate
- Process mappingintermediate
- Compliance and auditintermediate
Required Qualifications
- Bachelor’s degree or military experience (experience)
- At least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit (experience)
- Proficiency with risk management concepts and data analysis tools (preferred) (experience)
Responsibilities
- Collaborate with cross-functional teams to drive risk management practices
- Design and execute end-to-end control tests for business processes
- Document and communicate control test results and drive remediation
- Establish engagements with Risk Advisors and Business Partners
- Identify and drive process improvements in operational risk programs
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Senior Associate, Risk Management- FRM (Hybrid) @ Capital One.
Related Books and Jobs
Senior Associate, Risk Management- FRM (Hybrid)
Capital One
Senior Associate, Risk Management- FRM (Hybrid)
Job Description
Overview
Capital One is seeking a motivated professional to join the Finance Risk Management (FRM) team as a Senior Analyst. As a member of FRM, the Senior Analyst will play a key role in executing robust and proactive risk management programs, partner with and influence key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks, and enable a strong culture of risk management that’s adaptable to a changing environment. The Senior Analyst performs a key role within Capital One’s line of defense risk management model, to help ensure corporate initiatives and departmental processes comply with applicable laws, regulations, business requirements and controls. This role is responsible for executing independent control assessments to evaluate the effectiveness of the organization's risk management framework and internal controls. The position involves developing and performing tests across Finance lines of business (LOBs) to ensure risk mitigation strategies are sound and operating as intended. A strong understanding of the relevant regulatory landscape and industry best practices for applying controls within business operations is essential to effectively identify, analyze, and report on potential risks. The Senior Analyst partners with numerous stakeholders and subject matter experts to support FRM’s overall objective of ensuring the Finance Division maintains an effective risk and control management environment. Responsibilities:Collaborate with cross-functional teams to understand and drive effective risk management practices across Finance
Design and execute end-to-end control tests for key business processes, validating that controls are performing as designed to mitigate operational and compliance risks in accordance with Enterprise Risk Management methodology
Document and communicate control test results (including control gaps and failures) and drive remediation for timely closure of identified issues
Establish and maintain effective engagements with Risk Advisors and Business Partners to provide business value through robust and effective assessments of the control environment
Identify and drive process improvements within Finance’s operational risk management programs
Have the ability to think critically, solve complex problems, work independently, and prioritize and manage multiple tasks
Bachelor’s degree or military experience
At least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit
Previous experience assessing script/code logic in both Python and/or SQL
Demonstrated proficiency with risk management concepts and data analysis tools (e.g., Excel, SQL, Python)
Excellent communication and interpersonal skills with the ability to articulate complex risk concepts to a diverse audience
Previous experience with control testing methodologies, process mapping, and risk assessment frameworks (e.g., COSO)
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.comCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Locations
- Richmond, Virginia, United States
- McLean, Virginia Richmond, VirginiaMcLean
Salary
50,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Risk managementintermediate
- Control testingintermediate
- Data analysis (Excel, SQL, Python)intermediate
- Process mappingintermediate
- Compliance and auditintermediate
Required Qualifications
- Bachelor’s degree or military experience (experience)
- At least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit (experience)
- Proficiency with risk management concepts and data analysis tools (preferred) (experience)
Responsibilities
- Collaborate with cross-functional teams to drive risk management practices
- Design and execute end-to-end control tests for business processes
- Document and communicate control test results and drive remediation
- Establish engagements with Risk Advisors and Business Partners
- Identify and drive process improvements in operational risk programs
Benefits
- general: Comprehensive health benefits
- general: Financial benefits
- general: Other benefits supporting total well-being
Answer 10 quick questions to check your fit for Senior Associate, Risk Management- FRM (Hybrid) @ Capital One.
Related Books and Jobs