Compliance Associate
Coinbase
Compliance Associate
Job Description
Responsibilities
- Support with embedding a robust compliance framework that meets our organisational needs.
- Support in maintaining governance and oversight arrangements.
- Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
- Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
- Review and update compliance policies and procedures to ensure they remain current and effective.
- Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
- Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
- Drive regulatory reporting framework.
- Drive small adhoc targeted projects focusing on elements of the UK compliance program.
- From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.
Required Qualifications
- 3+ years prior experience in Compliance or risk management roles.
- A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms.
- Capacity to meet deadlines while maintaining quality standards and ensuring effective time management.
- Ability to thrive in fast-paced remote environment.
- Keen interest in digital assets.
- Team player, willing to tackle tasks large or small.
- Organised and detail-oriented.
- Strong in collaboration and liaising with stakeholders to move processes forward.
Preferred Qualifications
- Professional Compliance or finance qualification and membership of a recognised professional body would be advantageous, but not a prerequisite.
- Experience working at or with crypto exchanges or fintech companies.
Required Skills
- detail-oriented
- time management
- thrive in fast-paced remote environment
- team player
- organised
- collaboration
- liaising with stakeholders
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, and vision)
Salary Range
$55620 - $61800 GBP
Locations
- UK Zone 1 (Job Requisitions Only), United States (Remote)
Salary
55,620 - 61,800 GBP / yearly
Skills Required
- detail-orientedintermediate
- time managementintermediate
- thrive in fast-paced remote environmentintermediate
- team playerintermediate
- organisedintermediate
- collaborationintermediate
- liaising with stakeholdersintermediate
Required Qualifications
- 3+ years prior experience in Compliance or risk management roles. (experience)
- A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms. (experience)
- Capacity to meet deadlines while maintaining quality standards and ensuring effective time management. (experience)
- Ability to thrive in fast-paced remote environment. (experience)
- Keen interest in digital assets. (experience)
- Team player, willing to tackle tasks large or small. (experience)
- Organised and detail-oriented. (experience)
- Strong in collaboration and liaising with stakeholders to move processes forward. (experience)
Preferred Qualifications
- Professional Compliance or finance qualification and membership of a recognised professional body would be advantageous, but not a prerequisite. (experience)
- Experience working at or with crypto exchanges or fintech companies. (experience)
Responsibilities
- Support with embedding a robust compliance framework that meets our organisational needs.
- Support in maintaining governance and oversight arrangements.
- Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
- Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
- Review and update compliance policies and procedures to ensure they remain current and effective.
- Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
- Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
- Drive regulatory reporting framework.
- Drive small adhoc targeted projects focusing on elements of the UK compliance program.
- From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.
Benefits
- general: bonus eligibility
- general: equity eligibility
- general: benefits (including medical, dental, and vision)
Tags & Categories
Compliance Associate
Coinbase
Compliance Associate
Job Description
Responsibilities
- Support with embedding a robust compliance framework that meets our organisational needs.
- Support in maintaining governance and oversight arrangements.
- Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
- Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
- Review and update compliance policies and procedures to ensure they remain current and effective.
- Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
- Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
- Drive regulatory reporting framework.
- Drive small adhoc targeted projects focusing on elements of the UK compliance program.
- From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.
Required Qualifications
- 3+ years prior experience in Compliance or risk management roles.
- A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms.
- Capacity to meet deadlines while maintaining quality standards and ensuring effective time management.
- Ability to thrive in fast-paced remote environment.
- Keen interest in digital assets.
- Team player, willing to tackle tasks large or small.
- Organised and detail-oriented.
- Strong in collaboration and liaising with stakeholders to move processes forward.
Preferred Qualifications
- Professional Compliance or finance qualification and membership of a recognised professional body would be advantageous, but not a prerequisite.
- Experience working at or with crypto exchanges or fintech companies.
Required Skills
- detail-oriented
- time management
- thrive in fast-paced remote environment
- team player
- organised
- collaboration
- liaising with stakeholders
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, and vision)
Salary Range
$55620 - $61800 GBP
Locations
- UK Zone 1 (Job Requisitions Only), United States (Remote)
Salary
55,620 - 61,800 GBP / yearly
Skills Required
- detail-orientedintermediate
- time managementintermediate
- thrive in fast-paced remote environmentintermediate
- team playerintermediate
- organisedintermediate
- collaborationintermediate
- liaising with stakeholdersintermediate
Required Qualifications
- 3+ years prior experience in Compliance or risk management roles. (experience)
- A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms. (experience)
- Capacity to meet deadlines while maintaining quality standards and ensuring effective time management. (experience)
- Ability to thrive in fast-paced remote environment. (experience)
- Keen interest in digital assets. (experience)
- Team player, willing to tackle tasks large or small. (experience)
- Organised and detail-oriented. (experience)
- Strong in collaboration and liaising with stakeholders to move processes forward. (experience)
Preferred Qualifications
- Professional Compliance or finance qualification and membership of a recognised professional body would be advantageous, but not a prerequisite. (experience)
- Experience working at or with crypto exchanges or fintech companies. (experience)
Responsibilities
- Support with embedding a robust compliance framework that meets our organisational needs.
- Support in maintaining governance and oversight arrangements.
- Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
- Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
- Review and update compliance policies and procedures to ensure they remain current and effective.
- Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
- Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
- Drive regulatory reporting framework.
- Drive small adhoc targeted projects focusing on elements of the UK compliance program.
- From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.
Benefits
- general: bonus eligibility
- general: equity eligibility
- general: benefits (including medical, dental, and vision)
Tags & Categories