Compliance Lead Analyst
Coinbase
Compliance Lead Analyst
Job Description
Responsibilities
- Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Required Qualifications
- Minimum of 3+ years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
- Strong interpersonal, analytical, and communication (verbal and written) skills
- Experience working with Google apps
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
- Creativity and problem-solving skills to address unstructured challenges.
Preferred Qualifications
- Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing
- Experience in project management, data analytics, and/or third-party vendor management
- Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud.
- Experience collaborating with internal external outsource business partners
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
- Advanced degree in business, finance, or customer experience (CX)
Required Skills
- interpersonal skills
- analytical skills
- communication (verbal and written) skills
- Google apps
- strategic and operational thinking
- creativity and problem-solving
- KYC
- BSA/AML
- OFAC
- due diligence research
- transaction monitoring
- SAR drafting
- project management
- data analytics
- third-party vendor management
- business intelligence tools (Looker/Tableau/PowerBI)
- JIRA
- Hummingbird
- Salesforce Service Cloud
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, vision and 401(k))
Salary Range
$99365 - $116900 USD
Locations
- US Zone 1 (Job Requisitions Only), United States (Remote)
Salary
99,365 - 116,900 USD / yearly
Skills Required
- interpersonal skillsintermediate
- analytical skillsintermediate
- communication (verbal and written) skillsintermediate
- Google appsintermediate
- strategic and operational thinkingintermediate
- creativity and problem-solvingintermediate
- KYCintermediate
- BSA/AMLintermediate
- OFACintermediate
- due diligence researchintermediate
- transaction monitoringintermediate
- SAR draftingintermediate
- project managementintermediate
- data analyticsintermediate
- third-party vendor managementintermediate
- business intelligence tools (Looker/Tableau/PowerBI)intermediate
- JIRAintermediate
- Hummingbirdintermediate
- Salesforce Service Cloudintermediate
Required Qualifications
- Minimum of 3+ years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. (experience)
- Strong interpersonal, analytical, and communication (verbal and written) skills (experience)
- Experience working with Google apps (experience)
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment (experience)
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early. (experience)
- Creativity and problem-solving skills to address unstructured challenges. (experience)
Preferred Qualifications
- Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing (experience)
- Experience in project management, data analytics, and/or third-party vendor management (experience)
- Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud. (experience)
- Experience collaborating with internal external outsource business partners (experience)
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE) (experience)
- Advanced degree in business, finance, or customer experience (CX) (experience)
Responsibilities
- Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Benefits
- general: bonus eligibility
- general: equity eligibility
- general: benefits (including medical, dental, vision and 401(k))
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Compliance Lead Analyst
Coinbase
Compliance Lead Analyst
Job Description
Responsibilities
- Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Required Qualifications
- Minimum of 3+ years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
- Strong interpersonal, analytical, and communication (verbal and written) skills
- Experience working with Google apps
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
- Creativity and problem-solving skills to address unstructured challenges.
Preferred Qualifications
- Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing
- Experience in project management, data analytics, and/or third-party vendor management
- Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud.
- Experience collaborating with internal external outsource business partners
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
- Advanced degree in business, finance, or customer experience (CX)
Required Skills
- interpersonal skills
- analytical skills
- communication (verbal and written) skills
- Google apps
- strategic and operational thinking
- creativity and problem-solving
- KYC
- BSA/AML
- OFAC
- due diligence research
- transaction monitoring
- SAR drafting
- project management
- data analytics
- third-party vendor management
- business intelligence tools (Looker/Tableau/PowerBI)
- JIRA
- Hummingbird
- Salesforce Service Cloud
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, vision and 401(k))
Salary Range
$99365 - $116900 USD
Locations
- US Zone 1 (Job Requisitions Only), United States (Remote)
Salary
99,365 - 116,900 USD / yearly
Skills Required
- interpersonal skillsintermediate
- analytical skillsintermediate
- communication (verbal and written) skillsintermediate
- Google appsintermediate
- strategic and operational thinkingintermediate
- creativity and problem-solvingintermediate
- KYCintermediate
- BSA/AMLintermediate
- OFACintermediate
- due diligence researchintermediate
- transaction monitoringintermediate
- SAR draftingintermediate
- project managementintermediate
- data analyticsintermediate
- third-party vendor managementintermediate
- business intelligence tools (Looker/Tableau/PowerBI)intermediate
- JIRAintermediate
- Hummingbirdintermediate
- Salesforce Service Cloudintermediate
Required Qualifications
- Minimum of 3+ years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. (experience)
- Strong interpersonal, analytical, and communication (verbal and written) skills (experience)
- Experience working with Google apps (experience)
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment (experience)
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early. (experience)
- Creativity and problem-solving skills to address unstructured challenges. (experience)
Preferred Qualifications
- Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing (experience)
- Experience in project management, data analytics, and/or third-party vendor management (experience)
- Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud. (experience)
- Experience collaborating with internal external outsource business partners (experience)
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE) (experience)
- Advanced degree in business, finance, or customer experience (CX) (experience)
Responsibilities
- Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Benefits
- general: bonus eligibility
- general: equity eligibility
- general: benefits (including medical, dental, vision and 401(k))
Tags & Categories
Answer 10 quick questions to check your fit for Compliance Lead Analyst @ Coinbase.
10 Questions
~2 Minutes
Instant Score
Related Books and Jobs