Compliance Manager
Coinbase
Compliance Manager
Job Description
Responsibilities
- Assist in maintaining a robust Compliance Monitoring Plan (CMP), aligned with risk-based principles and applicable regulatory framework.
- Perform periodic thematic reviews across key regulatory obligations and collaborate with the Central Compliance Monitoring and Testing team to ensure appropriate second line coverage.
- Support regulatory horizon scanning and impact assessments for emerging laws.
- Draft, maintain, and update local compliance policies and frameworks, ensuring alignment with local EU/Luxembourg regulatory requirements and group-level standards.
- Contribute to the maintenance of the Compliance Risk Assessment (CRA) and the CMP.
- Support the Chief Compliance Officer in preparing regulatory reports, dashboards and presentations for regulatory engagement and internal governance bodies.
- Support the Chief Compliance Officer in regulatory queries and inspections.
- Act as a trusted advisor to business and operational teams, providing timely and practical guidance on Compliance matters.
- Participate in the review of new products and services to ensure compliance from the design stage (Compliance by design).
- Oversee Consumer Protection matters focusing on market abuse, transparency and disclosures, in line with applicable laws and regulations.
- Assist with the governance structure of the Compliance function, including maintenance of registers (e.g. controls, conflict of interest, breaches, complaints).
- Liaise the preparation of materials for internal governance bodies.
- Collaborate with the Chief Compliance Officer and Deputy MLRO to ensure effective implementation of the AML/CFT obligations.
- Support in the preparation of annual regulatory reports (e.g. AML Risk Assessment, RC Report, Annual Compliance Summary Report, Annual Complaints report) and FIU/LE engagements.
- Coordinate the training content and audience for Compliance-related trainings (e.g. AML/CFT, MiCA, whistleblowing).
- Liaise with the Central team in charge of training to ensure local Compliance modules are delivered to all in-scope training audience.
Required Qualifications
- 6+ years of experience in Compliance, preferably in Luxembourg or an EU-regulated environment.
- Strong working knowledge of EU financial regulations, including MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR.
- Experience interacting with regulators and auditors.
- Proven track record in policy drafting, monitoring/testing, and cross-functional advisory.
- Ability to manage complexity and ambiguity in a fast-paced environment.
- Excellent communication skills with fluency in English and French as a plus.
- Strong Ownership, positive energy and a Deliver Results mindset.
Preferred Qualifications
- Hands-on experience navigating Crypto-Asset Regulations.
- Familiarity with CSSF circulars and prior work in Luxembourg-regulated entities (PI/EMI, VASPs, Investment Firms).
- Exposure to RegTech Compliance tools and Blockchain Analytics tools.
- Prior Understanding of technology and automation tools with an Efficient Execution mindset.
- Project Management mindset or certification (e.g. PMP, Agile).
- Compliance or Risk certifications (e.g. CAMS).
- Knowledge of European Languages is a plus.
Required Skills
- Compliance experience
- Knowledge of EU financial regulations (MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR)
- Interacting with regulators and auditors
- Policy drafting
- Monitoring and testing
- Cross-functional advisory
- Manage complexity and ambiguity
- Communication skills
- Fluency in English and French
- Ownership
- Positive energy
- Deliver Results mindset
Benefits
- Bonus eligibility
- Equity eligibility
- Benefits (including medical, dental, and vision)
Salary Range
$117291.6 - $124128 EUR
Locations
- Luxembourg, United States (Remote)
Salary
117,291.6 - 124,128 EUR / yearly
Skills Required
- Compliance experienceintermediate
- Knowledge of EU financial regulations (MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR)intermediate
- Interacting with regulators and auditorsintermediate
- Policy draftingintermediate
- Monitoring and testingintermediate
- Cross-functional advisoryintermediate
- Manage complexity and ambiguityintermediate
- Communication skillsintermediate
- Fluency in English and Frenchintermediate
- Ownershipintermediate
- Positive energyintermediate
- Deliver Results mindsetintermediate
Required Qualifications
- 6+ years of experience in Compliance, preferably in Luxembourg or an EU-regulated environment. (experience)
- Strong working knowledge of EU financial regulations, including MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR. (experience)
- Experience interacting with regulators and auditors. (experience)
- Proven track record in policy drafting, monitoring/testing, and cross-functional advisory. (experience)
- Ability to manage complexity and ambiguity in a fast-paced environment. (experience)
- Excellent communication skills with fluency in English and French as a plus. (experience)
- Strong Ownership, positive energy and a Deliver Results mindset. (experience)
Preferred Qualifications
- Hands-on experience navigating Crypto-Asset Regulations. (experience)
- Familiarity with CSSF circulars and prior work in Luxembourg-regulated entities (PI/EMI, VASPs, Investment Firms). (experience)
- Exposure to RegTech Compliance tools and Blockchain Analytics tools. (experience)
- Prior Understanding of technology and automation tools with an Efficient Execution mindset. (experience)
- Project Management mindset or certification (e.g. PMP, Agile). (experience)
- Compliance or Risk certifications (e.g. CAMS). (experience)
- Knowledge of European Languages is a plus. (experience)
Responsibilities
- Assist in maintaining a robust Compliance Monitoring Plan (CMP), aligned with risk-based principles and applicable regulatory framework.
- Perform periodic thematic reviews across key regulatory obligations and collaborate with the Central Compliance Monitoring and Testing team to ensure appropriate second line coverage.
- Support regulatory horizon scanning and impact assessments for emerging laws.
- Draft, maintain, and update local compliance policies and frameworks, ensuring alignment with local EU/Luxembourg regulatory requirements and group-level standards.
- Contribute to the maintenance of the Compliance Risk Assessment (CRA) and the CMP.
- Support the Chief Compliance Officer in preparing regulatory reports, dashboards and presentations for regulatory engagement and internal governance bodies.
- Support the Chief Compliance Officer in regulatory queries and inspections.
- Act as a trusted advisor to business and operational teams, providing timely and practical guidance on Compliance matters.
- Participate in the review of new products and services to ensure compliance from the design stage (Compliance by design).
- Oversee Consumer Protection matters focusing on market abuse, transparency and disclosures, in line with applicable laws and regulations.
- Assist with the governance structure of the Compliance function, including maintenance of registers (e.g. controls, conflict of interest, breaches, complaints).
- Liaise the preparation of materials for internal governance bodies.
- Collaborate with the Chief Compliance Officer and Deputy MLRO to ensure effective implementation of the AML/CFT obligations.
- Support in the preparation of annual regulatory reports (e.g. AML Risk Assessment, RC Report, Annual Compliance Summary Report, Annual Complaints report) and FIU/LE engagements.
- Coordinate the training content and audience for Compliance-related trainings (e.g. AML/CFT, MiCA, whistleblowing).
- Liaise with the Central team in charge of training to ensure local Compliance modules are delivered to all in-scope training audience.
Benefits
- general: Bonus eligibility
- general: Equity eligibility
- general: Benefits (including medical, dental, and vision)
Tags & Categories
Compliance Manager
Coinbase
Compliance Manager
Job Description
Responsibilities
- Assist in maintaining a robust Compliance Monitoring Plan (CMP), aligned with risk-based principles and applicable regulatory framework.
- Perform periodic thematic reviews across key regulatory obligations and collaborate with the Central Compliance Monitoring and Testing team to ensure appropriate second line coverage.
- Support regulatory horizon scanning and impact assessments for emerging laws.
- Draft, maintain, and update local compliance policies and frameworks, ensuring alignment with local EU/Luxembourg regulatory requirements and group-level standards.
- Contribute to the maintenance of the Compliance Risk Assessment (CRA) and the CMP.
- Support the Chief Compliance Officer in preparing regulatory reports, dashboards and presentations for regulatory engagement and internal governance bodies.
- Support the Chief Compliance Officer in regulatory queries and inspections.
- Act as a trusted advisor to business and operational teams, providing timely and practical guidance on Compliance matters.
- Participate in the review of new products and services to ensure compliance from the design stage (Compliance by design).
- Oversee Consumer Protection matters focusing on market abuse, transparency and disclosures, in line with applicable laws and regulations.
- Assist with the governance structure of the Compliance function, including maintenance of registers (e.g. controls, conflict of interest, breaches, complaints).
- Liaise the preparation of materials for internal governance bodies.
- Collaborate with the Chief Compliance Officer and Deputy MLRO to ensure effective implementation of the AML/CFT obligations.
- Support in the preparation of annual regulatory reports (e.g. AML Risk Assessment, RC Report, Annual Compliance Summary Report, Annual Complaints report) and FIU/LE engagements.
- Coordinate the training content and audience for Compliance-related trainings (e.g. AML/CFT, MiCA, whistleblowing).
- Liaise with the Central team in charge of training to ensure local Compliance modules are delivered to all in-scope training audience.
Required Qualifications
- 6+ years of experience in Compliance, preferably in Luxembourg or an EU-regulated environment.
- Strong working knowledge of EU financial regulations, including MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR.
- Experience interacting with regulators and auditors.
- Proven track record in policy drafting, monitoring/testing, and cross-functional advisory.
- Ability to manage complexity and ambiguity in a fast-paced environment.
- Excellent communication skills with fluency in English and French as a plus.
- Strong Ownership, positive energy and a Deliver Results mindset.
Preferred Qualifications
- Hands-on experience navigating Crypto-Asset Regulations.
- Familiarity with CSSF circulars and prior work in Luxembourg-regulated entities (PI/EMI, VASPs, Investment Firms).
- Exposure to RegTech Compliance tools and Blockchain Analytics tools.
- Prior Understanding of technology and automation tools with an Efficient Execution mindset.
- Project Management mindset or certification (e.g. PMP, Agile).
- Compliance or Risk certifications (e.g. CAMS).
- Knowledge of European Languages is a plus.
Required Skills
- Compliance experience
- Knowledge of EU financial regulations (MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR)
- Interacting with regulators and auditors
- Policy drafting
- Monitoring and testing
- Cross-functional advisory
- Manage complexity and ambiguity
- Communication skills
- Fluency in English and French
- Ownership
- Positive energy
- Deliver Results mindset
Benefits
- Bonus eligibility
- Equity eligibility
- Benefits (including medical, dental, and vision)
Salary Range
$117291.6 - $124128 EUR
Locations
- Luxembourg, United States (Remote)
Salary
117,291.6 - 124,128 EUR / yearly
Skills Required
- Compliance experienceintermediate
- Knowledge of EU financial regulations (MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR)intermediate
- Interacting with regulators and auditorsintermediate
- Policy draftingintermediate
- Monitoring and testingintermediate
- Cross-functional advisoryintermediate
- Manage complexity and ambiguityintermediate
- Communication skillsintermediate
- Fluency in English and Frenchintermediate
- Ownershipintermediate
- Positive energyintermediate
- Deliver Results mindsetintermediate
Required Qualifications
- 6+ years of experience in Compliance, preferably in Luxembourg or an EU-regulated environment. (experience)
- Strong working knowledge of EU financial regulations, including MiCA, PSD2, MiFID II, PSD, AMLD, DORA, GDPR. (experience)
- Experience interacting with regulators and auditors. (experience)
- Proven track record in policy drafting, monitoring/testing, and cross-functional advisory. (experience)
- Ability to manage complexity and ambiguity in a fast-paced environment. (experience)
- Excellent communication skills with fluency in English and French as a plus. (experience)
- Strong Ownership, positive energy and a Deliver Results mindset. (experience)
Preferred Qualifications
- Hands-on experience navigating Crypto-Asset Regulations. (experience)
- Familiarity with CSSF circulars and prior work in Luxembourg-regulated entities (PI/EMI, VASPs, Investment Firms). (experience)
- Exposure to RegTech Compliance tools and Blockchain Analytics tools. (experience)
- Prior Understanding of technology and automation tools with an Efficient Execution mindset. (experience)
- Project Management mindset or certification (e.g. PMP, Agile). (experience)
- Compliance or Risk certifications (e.g. CAMS). (experience)
- Knowledge of European Languages is a plus. (experience)
Responsibilities
- Assist in maintaining a robust Compliance Monitoring Plan (CMP), aligned with risk-based principles and applicable regulatory framework.
- Perform periodic thematic reviews across key regulatory obligations and collaborate with the Central Compliance Monitoring and Testing team to ensure appropriate second line coverage.
- Support regulatory horizon scanning and impact assessments for emerging laws.
- Draft, maintain, and update local compliance policies and frameworks, ensuring alignment with local EU/Luxembourg regulatory requirements and group-level standards.
- Contribute to the maintenance of the Compliance Risk Assessment (CRA) and the CMP.
- Support the Chief Compliance Officer in preparing regulatory reports, dashboards and presentations for regulatory engagement and internal governance bodies.
- Support the Chief Compliance Officer in regulatory queries and inspections.
- Act as a trusted advisor to business and operational teams, providing timely and practical guidance on Compliance matters.
- Participate in the review of new products and services to ensure compliance from the design stage (Compliance by design).
- Oversee Consumer Protection matters focusing on market abuse, transparency and disclosures, in line with applicable laws and regulations.
- Assist with the governance structure of the Compliance function, including maintenance of registers (e.g. controls, conflict of interest, breaches, complaints).
- Liaise the preparation of materials for internal governance bodies.
- Collaborate with the Chief Compliance Officer and Deputy MLRO to ensure effective implementation of the AML/CFT obligations.
- Support in the preparation of annual regulatory reports (e.g. AML Risk Assessment, RC Report, Annual Compliance Summary Report, Annual Complaints report) and FIU/LE engagements.
- Coordinate the training content and audience for Compliance-related trainings (e.g. AML/CFT, MiCA, whistleblowing).
- Liaise with the Central team in charge of training to ensure local Compliance modules are delivered to all in-scope training audience.
Benefits
- general: Bonus eligibility
- general: Equity eligibility
- general: Benefits (including medical, dental, and vision)
Tags & Categories