Lead TMS Compliance Analyst III
Coinbase
Lead TMS Compliance Analyst III
Job Description
Responsibilities
- Conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR.
- Work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production and quality of the highest standard.
- Work independently, prioritizing multiple tasks with minimal guidance, and remain open to feedback from all levels to drive continuous improvement in compliance handling.
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
- Document investigations in written narratives
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
- Incorporate feedback from Quality Assurance Team
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts
Required Qualifications
- Minimum of 3 years of relevant experience in financial services, crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance, or regulatory matters.
- Minimum of 3 years of relevant experience in SAR narrative drafting and filing
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
- Document investigations in written narratives
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
- Incorporate feedback from Quality Assurance Team
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts
Preferred Qualifications
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
- Experience in project management, analytics, or vendor management
- Advanced degree in business, finance, or customer experience (CX)
- Proficiency with tools such as Google apps, JIRA, Hummingbird, and Salesforce Service Cloud.
- Experience collaborating with external outsource business partners
Required Skills
- Strong interpersonal skills
- analytical skills
- communication (verbal and written) skills
- Experience working with Google Sheet, Google Doc, Excel, Word
- Flexible and adaptable
- Organized with a High level of attention to detail
- Ready to support in 24*7 environment
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, vision and 401(k))
Salary Range
$85792 - $100963 USD
Locations
- North Carolina, United States, North Carolina, United States, United States (Remote)
Salary
85,792 - 100,963 USD / yearly
Skills Required
- Strong interpersonal skillsintermediate
- analytical skillsintermediate
- communication (verbal and written) skillsintermediate
- Experience working with Google Sheet, Google Doc, Excel, Wordintermediate
- Flexible and adaptableintermediate
- Organized with a High level of attention to detailintermediate
- Ready to support in 24*7 environmentintermediate
Required Qualifications
- Minimum of 3 years of relevant experience in financial services, crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance, or regulatory matters. (experience)
- Minimum of 3 years of relevant experience in SAR narrative drafting and filing (experience)
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business (experience)
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products (experience)
- Document investigations in written narratives (experience)
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report (experience)
- Incorporate feedback from Quality Assurance Team (experience)
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures (experience)
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation (experience)
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts (experience)
Preferred Qualifications
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE) (experience)
- Experience in project management, analytics, or vendor management (experience)
- Advanced degree in business, finance, or customer experience (CX) (experience)
- Proficiency with tools such as Google apps, JIRA, Hummingbird, and Salesforce Service Cloud. (experience)
- Experience collaborating with external outsource business partners (experience)
Responsibilities
- Conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR.
- Work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production and quality of the highest standard.
- Work independently, prioritizing multiple tasks with minimal guidance, and remain open to feedback from all levels to drive continuous improvement in compliance handling.
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
- Document investigations in written narratives
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
- Incorporate feedback from Quality Assurance Team
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts
Benefits
- general: bonus eligibility
- general: equity eligibility
- general: benefits (including medical, dental, vision and 401(k))
Tags & Categories
Lead TMS Compliance Analyst III
Coinbase
Lead TMS Compliance Analyst III
Job Description
Responsibilities
- Conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR.
- Work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production and quality of the highest standard.
- Work independently, prioritizing multiple tasks with minimal guidance, and remain open to feedback from all levels to drive continuous improvement in compliance handling.
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
- Document investigations in written narratives
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
- Incorporate feedback from Quality Assurance Team
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts
Required Qualifications
- Minimum of 3 years of relevant experience in financial services, crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance, or regulatory matters.
- Minimum of 3 years of relevant experience in SAR narrative drafting and filing
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
- Document investigations in written narratives
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
- Incorporate feedback from Quality Assurance Team
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts
Preferred Qualifications
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
- Experience in project management, analytics, or vendor management
- Advanced degree in business, finance, or customer experience (CX)
- Proficiency with tools such as Google apps, JIRA, Hummingbird, and Salesforce Service Cloud.
- Experience collaborating with external outsource business partners
Required Skills
- Strong interpersonal skills
- analytical skills
- communication (verbal and written) skills
- Experience working with Google Sheet, Google Doc, Excel, Word
- Flexible and adaptable
- Organized with a High level of attention to detail
- Ready to support in 24*7 environment
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, vision and 401(k))
Salary Range
$85792 - $100963 USD
Locations
- North Carolina, United States, North Carolina, United States, United States (Remote)
Salary
85,792 - 100,963 USD / yearly
Skills Required
- Strong interpersonal skillsintermediate
- analytical skillsintermediate
- communication (verbal and written) skillsintermediate
- Experience working with Google Sheet, Google Doc, Excel, Wordintermediate
- Flexible and adaptableintermediate
- Organized with a High level of attention to detailintermediate
- Ready to support in 24*7 environmentintermediate
Required Qualifications
- Minimum of 3 years of relevant experience in financial services, crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance, or regulatory matters. (experience)
- Minimum of 3 years of relevant experience in SAR narrative drafting and filing (experience)
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business (experience)
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products (experience)
- Document investigations in written narratives (experience)
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report (experience)
- Incorporate feedback from Quality Assurance Team (experience)
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures (experience)
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation (experience)
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts (experience)
Preferred Qualifications
- Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE) (experience)
- Experience in project management, analytics, or vendor management (experience)
- Advanced degree in business, finance, or customer experience (CX) (experience)
- Proficiency with tools such as Google apps, JIRA, Hummingbird, and Salesforce Service Cloud. (experience)
- Experience collaborating with external outsource business partners (experience)
Responsibilities
- Conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR.
- Work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production and quality of the highest standard.
- Work independently, prioritizing multiple tasks with minimal guidance, and remain open to feedback from all levels to drive continuous improvement in compliance handling.
- Conduct investigative review and analysis in support of company’s BSA/AML regulatory compliance policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other company lines of business
- Analyze transaction activity and KYC information and conduct due diligence research in support of investigations as well as interpret evidence from external tools and systems to determine the legitimacy of customer behavior across multiple products
- Document investigations in written narratives
- Decide whether activity warrants escalation for additional review and subsequently recommend whether activity appears suspicious and warrants filing of a suspicious activity report
- Incorporate feedback from Quality Assurance Team
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts
Benefits
- general: bonus eligibility
- general: equity eligibility
- general: benefits (including medical, dental, vision and 401(k))
Tags & Categories