Manager of Compliance Testing and Assurance
Coinbase
Manager of Compliance Testing and Assurance
Job Description
Responsibilities
- Assist in designing, implementing, and enhancing enterprise-wide CTA Program methodologies and governance documents.
- Participate in developing a risk-based annual CTA plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
- Contribute to the creation of periodic reporting for the annual CTA plan progress, results, and status of remediation plans.
- Perform and manage assigned CTA activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed.
- Prepare reports on results of CTA activities and work with stakeholders in root cause analysis and remediation plans.
- Maintain issues and remediation-related information and documentation in a central repository.
- Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
- Participate in training and/or awareness materials (as needed) regarding the CTA Program.
- Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CTA Program.
- Conduct other duties as assigned.
Required Qualifications
- Advanced experience of executing CTA program, testing plan, and activities across a diverse range of financial services/products
- Working knowledge of laws, regulations, risk management practices for financial services
- Track record of delivering work outcome to budget and meet quality standard
- Hands-on involvement in developing and producing metrics and reporting
- Strong written/verbal communication, critical thinking and problem-solving skills
- Highly-motivated, analytical, organized, innovative and adaptive
- Good presentation skills, multi-tasking capability, team-oriented, and a self-starter
- Proven ability to work collaboratively with global partners in other functional units
- Flexibility to work extended hours to meet deadlines, when necessary
- Ability to work with limited direction from management when situations occur
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets
- A BA/BS degree in business, finance, and other related fields
Preferred Qualifications
- Experience in monitoring and testing third-party vendors
- Experience with and/or keen interest in cryptocurrency
- Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions)
- Experience with or previous exposure to financial services regulators
- Professional certifications (e.g. CRCM, CAMS, CIA, CISA, and CICA)
Required Skills
- Strong written/verbal communication
- Critical thinking
- Problem-solving skills
- Analytical
- Organized
- Innovative
- Adaptive
- Good presentation skills
- Multi-tasking capability
- Team-oriented
- Self-starter
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets
Benefits
- Bonus eligibility
- Equity eligibility
- Benefits (including medical, dental, and vision)
Salary Range
$124128 - $124128 EUR
Locations
- Luxembourg, United States (Remote)
Salary
124,128 - 124,128 EUR / yearly
Skills Required
- Strong written/verbal communicationintermediate
- Critical thinkingintermediate
- Problem-solving skillsintermediate
- Analyticalintermediate
- Organizedintermediate
- Innovativeintermediate
- Adaptiveintermediate
- Good presentation skillsintermediate
- Multi-tasking capabilityintermediate
- Team-orientedintermediate
- Self-starterintermediate
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)intermediate
- Proficient in PowerPoint/Google Slides and Excel/Google Sheetsintermediate
Required Qualifications
- Advanced experience of executing CTA program, testing plan, and activities across a diverse range of financial services/products (experience)
- Working knowledge of laws, regulations, risk management practices for financial services (experience)
- Track record of delivering work outcome to budget and meet quality standard (experience)
- Hands-on involvement in developing and producing metrics and reporting (experience)
- Strong written/verbal communication, critical thinking and problem-solving skills (experience)
- Highly-motivated, analytical, organized, innovative and adaptive (experience)
- Good presentation skills, multi-tasking capability, team-oriented, and a self-starter (experience)
- Proven ability to work collaboratively with global partners in other functional units (experience)
- Flexibility to work extended hours to meet deadlines, when necessary (experience)
- Ability to work with limited direction from management when situations occur (experience)
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake) (experience)
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets (experience)
- A BA/BS degree in business, finance, and other related fields (experience)
Preferred Qualifications
- Experience in monitoring and testing third-party vendors (experience)
- Experience with and/or keen interest in cryptocurrency (experience)
- Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions) (experience)
- Experience with or previous exposure to financial services regulators (experience)
- Professional certifications (e.g. CRCM, CAMS, CIA, CISA, and CICA) (experience)
Responsibilities
- Assist in designing, implementing, and enhancing enterprise-wide CTA Program methodologies and governance documents.
- Participate in developing a risk-based annual CTA plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
- Contribute to the creation of periodic reporting for the annual CTA plan progress, results, and status of remediation plans.
- Perform and manage assigned CTA activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed.
- Prepare reports on results of CTA activities and work with stakeholders in root cause analysis and remediation plans.
- Maintain issues and remediation-related information and documentation in a central repository.
- Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
- Participate in training and/or awareness materials (as needed) regarding the CTA Program.
- Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CTA Program.
- Conduct other duties as assigned.
Benefits
- general: Bonus eligibility
- general: Equity eligibility
- general: Benefits (including medical, dental, and vision)
Tags & Categories
Manager of Compliance Testing and Assurance
Coinbase
Manager of Compliance Testing and Assurance
Job Description
Responsibilities
- Assist in designing, implementing, and enhancing enterprise-wide CTA Program methodologies and governance documents.
- Participate in developing a risk-based annual CTA plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
- Contribute to the creation of periodic reporting for the annual CTA plan progress, results, and status of remediation plans.
- Perform and manage assigned CTA activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed.
- Prepare reports on results of CTA activities and work with stakeholders in root cause analysis and remediation plans.
- Maintain issues and remediation-related information and documentation in a central repository.
- Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
- Participate in training and/or awareness materials (as needed) regarding the CTA Program.
- Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CTA Program.
- Conduct other duties as assigned.
Required Qualifications
- Advanced experience of executing CTA program, testing plan, and activities across a diverse range of financial services/products
- Working knowledge of laws, regulations, risk management practices for financial services
- Track record of delivering work outcome to budget and meet quality standard
- Hands-on involvement in developing and producing metrics and reporting
- Strong written/verbal communication, critical thinking and problem-solving skills
- Highly-motivated, analytical, organized, innovative and adaptive
- Good presentation skills, multi-tasking capability, team-oriented, and a self-starter
- Proven ability to work collaboratively with global partners in other functional units
- Flexibility to work extended hours to meet deadlines, when necessary
- Ability to work with limited direction from management when situations occur
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets
- A BA/BS degree in business, finance, and other related fields
Preferred Qualifications
- Experience in monitoring and testing third-party vendors
- Experience with and/or keen interest in cryptocurrency
- Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions)
- Experience with or previous exposure to financial services regulators
- Professional certifications (e.g. CRCM, CAMS, CIA, CISA, and CICA)
Required Skills
- Strong written/verbal communication
- Critical thinking
- Problem-solving skills
- Analytical
- Organized
- Innovative
- Adaptive
- Good presentation skills
- Multi-tasking capability
- Team-oriented
- Self-starter
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets
Benefits
- Bonus eligibility
- Equity eligibility
- Benefits (including medical, dental, and vision)
Salary Range
$124128 - $124128 EUR
Locations
- Luxembourg, United States (Remote)
Salary
124,128 - 124,128 EUR / yearly
Skills Required
- Strong written/verbal communicationintermediate
- Critical thinkingintermediate
- Problem-solving skillsintermediate
- Analyticalintermediate
- Organizedintermediate
- Innovativeintermediate
- Adaptiveintermediate
- Good presentation skillsintermediate
- Multi-tasking capabilityintermediate
- Team-orientedintermediate
- Self-starterintermediate
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)intermediate
- Proficient in PowerPoint/Google Slides and Excel/Google Sheetsintermediate
Required Qualifications
- Advanced experience of executing CTA program, testing plan, and activities across a diverse range of financial services/products (experience)
- Working knowledge of laws, regulations, risk management practices for financial services (experience)
- Track record of delivering work outcome to budget and meet quality standard (experience)
- Hands-on involvement in developing and producing metrics and reporting (experience)
- Strong written/verbal communication, critical thinking and problem-solving skills (experience)
- Highly-motivated, analytical, organized, innovative and adaptive (experience)
- Good presentation skills, multi-tasking capability, team-oriented, and a self-starter (experience)
- Proven ability to work collaboratively with global partners in other functional units (experience)
- Flexibility to work extended hours to meet deadlines, when necessary (experience)
- Ability to work with limited direction from management when situations occur (experience)
- Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake) (experience)
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets (experience)
- A BA/BS degree in business, finance, and other related fields (experience)
Preferred Qualifications
- Experience in monitoring and testing third-party vendors (experience)
- Experience with and/or keen interest in cryptocurrency (experience)
- Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions) (experience)
- Experience with or previous exposure to financial services regulators (experience)
- Professional certifications (e.g. CRCM, CAMS, CIA, CISA, and CICA) (experience)
Responsibilities
- Assist in designing, implementing, and enhancing enterprise-wide CTA Program methodologies and governance documents.
- Participate in developing a risk-based annual CTA plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
- Contribute to the creation of periodic reporting for the annual CTA plan progress, results, and status of remediation plans.
- Perform and manage assigned CTA activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed.
- Prepare reports on results of CTA activities and work with stakeholders in root cause analysis and remediation plans.
- Maintain issues and remediation-related information and documentation in a central repository.
- Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
- Participate in training and/or awareness materials (as needed) regarding the CTA Program.
- Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CTA Program.
- Conduct other duties as assigned.
Benefits
- general: Bonus eligibility
- general: Equity eligibility
- general: Benefits (including medical, dental, and vision)
Tags & Categories