Global Head of Regulated Entities Compliance at FIS

Role Overview

The Global Head of Regulated Entities Compliance at FIS is a critical executive leadership role responsible for overseeing the regulatory compliance of all FIS regulated entities and contractually obligated business units worldwide. This role serves as the second line of defense, ensuring the development and maintenance of best-in-class regulatory compliance programs across the organization's global footprint. Reporting directly to the FIS Chief Compliance Officer, this position provides expert leadership, compliance advice, and guidance to Compliance Officers (COs) and Money Laundering Reporting Officers (MLROs), while working closely with the Global Head of Financial Crime Compliance.

A Day in the Life

As the Global Head of Regulated Entities Compliance, your day-to-day activities will be diverse and challenging, encompassing strategic oversight, team management, and regulatory engagement. You'll start by reviewing key compliance metrics and reports to identify potential risks and areas for improvement. A significant portion of your time will be dedicated to managing and mentoring COs/MLROs, providing guidance on complex regulatory issues and ensuring alignment with FIS's overall compliance strategy. You'll also collaborate with cross-functional teams, including legal, risk, and business units, to address compliance-related matters and support new initiatives. Regular communication with regulators, participation in industry forums, and staying abreast of regulatory changes are essential aspects of this role. In addition, you'll be involved in M&A due diligence, integrating newly acquired regulated entities into FIS's compliance framework.

Why New York City/Jacksonville?

This role offers the flexibility to be based in either New York City or Jacksonville, both of which provide unique advantages. New York City, a global financial hub, offers unparalleled access to regulatory agencies, industry experts, and a diverse talent pool. Its vibrant business environment and concentration of financial institutions make it an ideal location for a leadership role in compliance. Jacksonville, on the other hand, offers a lower cost of living and a growing fintech presence, providing a more balanced lifestyle while still maintaining access to key industry resources. Both locations offer excellent quality of life, diverse cultural experiences, and strong professional networks.

Career Path

The Global Head of Regulated Entities Compliance is a senior leadership position with significant growth potential within FIS. Successful performance in this role can lead to opportunities such as Chief Compliance Officer, Head of Risk Management, or other executive leadership positions within the organization. FIS is committed to fostering employee development and provides ample opportunities for advancement through training programs, mentorship, and internal mobility.

Salary & Benefits

The estimated salary range for this position is $200,000 - $350,000 annually, commensurate with experience and location. In addition to a competitive salary, FIS offers a comprehensive benefits package, including health insurance, paid time off, 401(k) with company match, employee stock purchase plan, and various wellness programs. FIS is dedicated to providing its employees with the resources and support they need to thrive both personally and professionally.

FIS Culture

FIS fosters a culture of innovation, collaboration, and inclusivity. We believe in empowering our employees to make a difference and providing them with the tools and resources they need to succeed. Our commitment to diversity and inclusion ensures that everyone has a voice and feels valued. We celebrate our successes together and are dedicated to creating a workplace where employees can grow, learn, and contribute to the company's mission.

How to Apply

To apply for the Global Head of Regulated Entities Compliance position at FIS, please visit our careers website at [FIS Careers Website]. Submit your resume and cover letter, highlighting your relevant experience and qualifications. We encourage you to showcase your leadership skills, regulatory expertise, and your passion for compliance. If your qualifications align with our requirements, a member of our recruitment team will contact you to schedule an interview.

FAQ

1. What are the key responsibilities of the Global Head of Regulated Entities Compliance?

   The Global Head of Regulated Entities Compliance is responsible for overseeing the regulatory compliance of all FIS regulated entities and contractually obligated business units worldwide, managing COs/MLROs, developing and implementing compliance frameworks, and engaging with regulators.

2. What qualifications are required for this position?

   The ideal candidate will have 15+ years of financial services regulatory compliance experience, 5+ years in an executive leadership role, deep knowledge of compliance program requirements, and proven ability to lead large, geographically distributed teams.

3. What is the salary range for this role?

   The estimated salary range for this position is $200,000 - $350,000 annually, commensurate with experience and location.

4. What benefits does FIS offer?

   FIS offers a comprehensive benefits package, including health insurance, paid time off, 401(k) with company match, employee stock purchase plan, and various wellness programs.

5. Where can this role be located?

   This role offers the flexibility to be based in either New York City or Jacksonville.

6. What is the career path for this position?

   Successful performance in this role can lead to opportunities such as Chief Compliance Officer, Head of Risk Management, or other executive leadership positions within FIS.

7. What is the company culture like at FIS?

   FIS fosters a culture of innovation, collaboration, and inclusivity, empowering employees to make a difference and providing them with the resources they need to succeed.

8. How does FIS support employee development?

   FIS is committed to fostering employee development and provides ample opportunities for advancement through training programs, mentorship, and internal mobility.

9. What is FIS's commitment to diversity and inclusion?

   FIS is dedicated to diversity and inclusion, ensuring that everyone has a voice and feels valued. We believe that a diverse workforce drives innovation and success.

10. How can I apply for this position?

    To apply for the Global Head of Regulated Entities Compliance position at FIS, please visit our careers website at [FIS Careers Website] and submit your resume and cover letter.