PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
IBM
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
Job Description
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
📋 Job Overview
The Process Delivery Specialist-Risk & Compliance at IBM Consulting works on risk, compliance, and financial crimes projects within the banking and finance industry. The role involves accelerating digital transformation using agile methodologies, process mining, and AI-powered workflows to meet regulatory expectations. Analysts are expected to contribute to Promontory's success in areas like BSA, anti-money laundering, and OFAC sanctions compliance.
📍 Location: Pune, IN
💼 Career Level: Entry Level
🎯 Key Responsibilities
- Apply logic and strong reasoning skills to conduct research for case analysis
- Use sound decision-making skills to make recommendations based on research results
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as outlined by each project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies for goal attainment
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other potentially unusual or suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members to ensure alignment to client policy
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations on mismatches or matching data
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and any required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
✅ Required Qualifications
- An undergraduate degree in Business Administration, accounting, finance, or other related discipline; or equivalent combination of education and experience that is required for the specific job level.
- Excellent writing, research, analytical, and critical thinking skills
- Strong work ethic and natural curiosity
- Ability to judiciously analyze, assess, and write clearly and concisely
- Flexibility to learn new skills, work within time constraints, and meet quality requirements and production expectations
⭐ Preferred Qualifications
- Compliance experience at a financial institution
🛠️ Required Skills
- Agile methodologies
- Process mining
- AI-powered workflows
- Hybrid cloud
- IBM Software
- Red Hat
- Microsoft Office
- Computer database and testing systems
- Phonetics
- Spelling
- Online research
- Strong reasoning skills
- Sound decision-making skills
- Analytical skills
- Problem-solving abilities
- Writing skills
- Research skills
- Critical thinking
- Multi-tasking
- Time management
- Customer service
- Data analysis
- Risk assessment
- Judgment
- Confidentiality
- Initiative
- Adaptability
- Flexibility
- Teamwork
- Results orientation
🎁 Benefits & Perks
- Long-term career growth and learning opportunities
- Mentorship and coaching
- Culture of evolution and empathy
- Environment that embraces unique skills and experience
- Encouragement to challenge the norm and investigate ideas outside of role
- Opportunity to learn and develop oneself and career
- Encouragement to be courageous and experiment everyday
- Continuous trust and support in an inclusive environment
Locations
- Pune, IN, India
Salary
Estimated Salary Rangemedium confidence
600,000 - 900,000 INR / yearly
Source: ai estimated
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Agile methodologiesintermediate
- Process miningintermediate
- AI-powered workflowsintermediate
- Hybrid cloudintermediate
- IBM Softwareintermediate
- Red Hatintermediate
- Microsoft Officeintermediate
- Computer database and testing systemsintermediate
- Phoneticsintermediate
- Spellingintermediate
- Online researchintermediate
- Strong reasoning skillsintermediate
- Sound decision-making skillsintermediate
- Analytical skillsintermediate
- Problem-solving abilitiesintermediate
- Writing skillsintermediate
- Research skillsintermediate
- Critical thinkingintermediate
- Multi-taskingintermediate
- Time managementintermediate
- Customer serviceintermediate
- Data analysisintermediate
- Risk assessmentintermediate
- Judgmentintermediate
- Confidentialityintermediate
- Initiativeintermediate
- Adaptabilityintermediate
- Flexibilityintermediate
- Teamworkintermediate
- Results orientationintermediate
Required Qualifications
- An undergraduate degree in Business Administration, accounting, finance, or other related discipline; or equivalent combination of education and experience that is required for the specific job level. (experience)
- Excellent writing, research, analytical, and critical thinking skills (experience)
- Strong work ethic and natural curiosity (experience)
- Ability to judiciously analyze, assess, and write clearly and concisely (experience)
- Flexibility to learn new skills, work within time constraints, and meet quality requirements and production expectations (experience)
Preferred Qualifications
- Compliance experience at a financial institution (experience)
Responsibilities
- Apply logic and strong reasoning skills to conduct research for case analysis
- Use sound decision-making skills to make recommendations based on research results
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as outlined by each project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies for goal attainment
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other potentially unusual or suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members to ensure alignment to client policy
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations on mismatches or matching data
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and any required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
Benefits
- general: Long-term career growth and learning opportunities
- general: Mentorship and coaching
- general: Culture of evolution and empathy
- general: Environment that embraces unique skills and experience
- general: Encouragement to challenge the norm and investigate ideas outside of role
- general: Opportunity to learn and develop oneself and career
- general: Encouragement to be courageous and experiment everyday
- general: Continuous trust and support in an inclusive environment
Tags & Categories
Answer 10 quick questions to check your fit for PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE @ IBM.
10 Questions
~2 Minutes
Instant Score
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PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
IBM
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
Job Description
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
📋 Job Overview
The Process Delivery Specialist-Risk & Compliance at IBM Consulting works on risk, compliance, and financial crimes projects within the banking and finance industry. The role involves accelerating digital transformation using agile methodologies, process mining, and AI-powered workflows to meet regulatory expectations. Analysts are expected to contribute to Promontory's success in areas like BSA, anti-money laundering, and OFAC sanctions compliance.
📍 Location: Pune, IN
💼 Career Level: Entry Level
🎯 Key Responsibilities
- Apply logic and strong reasoning skills to conduct research for case analysis
- Use sound decision-making skills to make recommendations based on research results
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as outlined by each project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies for goal attainment
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other potentially unusual or suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members to ensure alignment to client policy
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations on mismatches or matching data
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and any required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
✅ Required Qualifications
- An undergraduate degree in Business Administration, accounting, finance, or other related discipline; or equivalent combination of education and experience that is required for the specific job level.
- Excellent writing, research, analytical, and critical thinking skills
- Strong work ethic and natural curiosity
- Ability to judiciously analyze, assess, and write clearly and concisely
- Flexibility to learn new skills, work within time constraints, and meet quality requirements and production expectations
⭐ Preferred Qualifications
- Compliance experience at a financial institution
🛠️ Required Skills
- Agile methodologies
- Process mining
- AI-powered workflows
- Hybrid cloud
- IBM Software
- Red Hat
- Microsoft Office
- Computer database and testing systems
- Phonetics
- Spelling
- Online research
- Strong reasoning skills
- Sound decision-making skills
- Analytical skills
- Problem-solving abilities
- Writing skills
- Research skills
- Critical thinking
- Multi-tasking
- Time management
- Customer service
- Data analysis
- Risk assessment
- Judgment
- Confidentiality
- Initiative
- Adaptability
- Flexibility
- Teamwork
- Results orientation
🎁 Benefits & Perks
- Long-term career growth and learning opportunities
- Mentorship and coaching
- Culture of evolution and empathy
- Environment that embraces unique skills and experience
- Encouragement to challenge the norm and investigate ideas outside of role
- Opportunity to learn and develop oneself and career
- Encouragement to be courageous and experiment everyday
- Continuous trust and support in an inclusive environment
Locations
- Pune, IN, India
Salary
Estimated Salary Rangemedium confidence
600,000 - 900,000 INR / yearly
Source: ai estimated
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Agile methodologiesintermediate
- Process miningintermediate
- AI-powered workflowsintermediate
- Hybrid cloudintermediate
- IBM Softwareintermediate
- Red Hatintermediate
- Microsoft Officeintermediate
- Computer database and testing systemsintermediate
- Phoneticsintermediate
- Spellingintermediate
- Online researchintermediate
- Strong reasoning skillsintermediate
- Sound decision-making skillsintermediate
- Analytical skillsintermediate
- Problem-solving abilitiesintermediate
- Writing skillsintermediate
- Research skillsintermediate
- Critical thinkingintermediate
- Multi-taskingintermediate
- Time managementintermediate
- Customer serviceintermediate
- Data analysisintermediate
- Risk assessmentintermediate
- Judgmentintermediate
- Confidentialityintermediate
- Initiativeintermediate
- Adaptabilityintermediate
- Flexibilityintermediate
- Teamworkintermediate
- Results orientationintermediate
Required Qualifications
- An undergraduate degree in Business Administration, accounting, finance, or other related discipline; or equivalent combination of education and experience that is required for the specific job level. (experience)
- Excellent writing, research, analytical, and critical thinking skills (experience)
- Strong work ethic and natural curiosity (experience)
- Ability to judiciously analyze, assess, and write clearly and concisely (experience)
- Flexibility to learn new skills, work within time constraints, and meet quality requirements and production expectations (experience)
Preferred Qualifications
- Compliance experience at a financial institution (experience)
Responsibilities
- Apply logic and strong reasoning skills to conduct research for case analysis
- Use sound decision-making skills to make recommendations based on research results
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as outlined by each project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies for goal attainment
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other potentially unusual or suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members to ensure alignment to client policy
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations on mismatches or matching data
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and any required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
Benefits
- general: Long-term career growth and learning opportunities
- general: Mentorship and coaching
- general: Culture of evolution and empathy
- general: Environment that embraces unique skills and experience
- general: Encouragement to challenge the norm and investigate ideas outside of role
- general: Opportunity to learn and develop oneself and career
- general: Encouragement to be courageous and experiment everyday
- general: Continuous trust and support in an inclusive environment
Tags & Categories
Answer 10 quick questions to check your fit for PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE @ IBM.
10 Questions
~2 Minutes
Instant Score
Related Books and Jobs