PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
IBM
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
Job Description
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
📋 Job Overview
The Process Delivery Specialist-Risk & Compliance at IBM Consulting works on risk, compliance, and financial crimes projects within the banking and finance industry. The role involves accelerating digital transformation using agile methodologies, process mining, and AI-powered workflows to meet regulatory expectations. Analysts are expected to contribute to areas like BSA, anti-money laundering, OFAC sanctions compliance, and other regulatory areas.
📍 Location: Pune, IN
💼 Career Level: Entry Level
🎯 Key Responsibilities
- Conduct research for case analysis using logic and strong reasoning skills
- Make recommendations based on research results using sound decision-making skills
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as per project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names/nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
✅ Required Qualifications
- Undergraduate degree in Business Administration, accounting, finance, or related discipline; or equivalent combination of education and experience
- Excellent writing, research, analytical, and critical thinking skills
- Strong work ethic and natural curiosity
- Ability to analyze, assess, and write clearly and concisely
- Flexibility to learn new skills and work within time constraints
- Ability to meet quality requirements and production expectations
- Competency with computers, including proficiency with all Microsoft Office products
- Prior experience with a variety of computer database and testing systems
⭐ Preferred Qualifications
- Compliance experience at a financial institution
🛠️ Required Skills
- Agile methodologies
- Process mining
- AI-powered workflows
- Hybrid cloud
- IBM Software
- Red Hat
- Microsoft Office
- Computer database systems
- Testing systems
- Research skills
- Analytical skills
- Critical thinking
- Writing skills
- Decision-making skills
- Strong reasoning
- Flexibility
- Time management
- Quality assurance
- Teamwork
- Initiative
- Adaptability
- Banking regulations knowledge
- Multi-tasking
- Problem-solving
- Customer service
- Data analysis
- Due diligence
- OFAC sanctions screening
- Phonetics
- Spelling
- Politically Exposed Person (PEP) guidance
- Online research
- KYC remediation
- Transaction validation
- Risk assessment
- Risk rating
🎁 Benefits & Perks
- Long-term career growth and learning opportunities
- Support from mentors and coaches
- Culture of evolution and empathy
- Environment that embraces unique skills and experience
- Encouragement to challenge the norm and investigate ideas outside of role
- Opportunity to work with visionaries across multiple industries
- Access to IBM's strategic partner ecosystem and robust technology platforms
- Equal-opportunity employment
Locations
- Pune, IN, India
Salary
Estimated Salary Rangemedium confidence
600,000 - 900,000 INR / yearly
Source: ai estimated
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Agile methodologiesintermediate
- Process miningintermediate
- AI-powered workflowsintermediate
- Hybrid cloudintermediate
- IBM Softwareintermediate
- Red Hatintermediate
- Microsoft Officeintermediate
- Computer database systemsintermediate
- Testing systemsintermediate
- Research skillsintermediate
- Analytical skillsintermediate
- Critical thinkingintermediate
- Writing skillsintermediate
- Decision-making skillsintermediate
- Strong reasoningintermediate
- Flexibilityintermediate
- Time managementintermediate
- Quality assuranceintermediate
- Teamworkintermediate
- Initiativeintermediate
- Adaptabilityintermediate
- Banking regulations knowledgeintermediate
- Multi-taskingintermediate
- Problem-solvingintermediate
- Customer serviceintermediate
- Data analysisintermediate
- Due diligenceintermediate
- OFAC sanctions screeningintermediate
- Phoneticsintermediate
- Spellingintermediate
- Politically Exposed Person (PEP) guidanceintermediate
- Online researchintermediate
- KYC remediationintermediate
- Transaction validationintermediate
- Risk assessmentintermediate
- Risk ratingintermediate
Required Qualifications
- Undergraduate degree in Business Administration, accounting, finance, or related discipline; or equivalent combination of education and experience (experience)
- Excellent writing, research, analytical, and critical thinking skills (experience)
- Strong work ethic and natural curiosity (experience)
- Ability to analyze, assess, and write clearly and concisely (experience)
- Flexibility to learn new skills and work within time constraints (experience)
- Ability to meet quality requirements and production expectations (experience)
- Competency with computers, including proficiency with all Microsoft Office products (experience)
- Prior experience with a variety of computer database and testing systems (experience)
Preferred Qualifications
- Compliance experience at a financial institution (experience)
Responsibilities
- Conduct research for case analysis using logic and strong reasoning skills
- Make recommendations based on research results using sound decision-making skills
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as per project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names/nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
Benefits
- general: Long-term career growth and learning opportunities
- general: Support from mentors and coaches
- general: Culture of evolution and empathy
- general: Environment that embraces unique skills and experience
- general: Encouragement to challenge the norm and investigate ideas outside of role
- general: Opportunity to work with visionaries across multiple industries
- general: Access to IBM's strategic partner ecosystem and robust technology platforms
- general: Equal-opportunity employment
Tags & Categories
Answer 10 quick questions to check your fit for PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE @ IBM.
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~2 Minutes
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PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
IBM
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
Job Description
PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE
📋 Job Overview
The Process Delivery Specialist-Risk & Compliance at IBM Consulting works on risk, compliance, and financial crimes projects within the banking and finance industry. The role involves accelerating digital transformation using agile methodologies, process mining, and AI-powered workflows to meet regulatory expectations. Analysts are expected to contribute to areas like BSA, anti-money laundering, OFAC sanctions compliance, and other regulatory areas.
📍 Location: Pune, IN
💼 Career Level: Entry Level
🎯 Key Responsibilities
- Conduct research for case analysis using logic and strong reasoning skills
- Make recommendations based on research results using sound decision-making skills
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as per project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names/nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
✅ Required Qualifications
- Undergraduate degree in Business Administration, accounting, finance, or related discipline; or equivalent combination of education and experience
- Excellent writing, research, analytical, and critical thinking skills
- Strong work ethic and natural curiosity
- Ability to analyze, assess, and write clearly and concisely
- Flexibility to learn new skills and work within time constraints
- Ability to meet quality requirements and production expectations
- Competency with computers, including proficiency with all Microsoft Office products
- Prior experience with a variety of computer database and testing systems
⭐ Preferred Qualifications
- Compliance experience at a financial institution
🛠️ Required Skills
- Agile methodologies
- Process mining
- AI-powered workflows
- Hybrid cloud
- IBM Software
- Red Hat
- Microsoft Office
- Computer database systems
- Testing systems
- Research skills
- Analytical skills
- Critical thinking
- Writing skills
- Decision-making skills
- Strong reasoning
- Flexibility
- Time management
- Quality assurance
- Teamwork
- Initiative
- Adaptability
- Banking regulations knowledge
- Multi-tasking
- Problem-solving
- Customer service
- Data analysis
- Due diligence
- OFAC sanctions screening
- Phonetics
- Spelling
- Politically Exposed Person (PEP) guidance
- Online research
- KYC remediation
- Transaction validation
- Risk assessment
- Risk rating
🎁 Benefits & Perks
- Long-term career growth and learning opportunities
- Support from mentors and coaches
- Culture of evolution and empathy
- Environment that embraces unique skills and experience
- Encouragement to challenge the norm and investigate ideas outside of role
- Opportunity to work with visionaries across multiple industries
- Access to IBM's strategic partner ecosystem and robust technology platforms
- Equal-opportunity employment
Locations
- Pune, IN, India
Salary
Estimated Salary Rangemedium confidence
600,000 - 900,000 INR / yearly
Source: ai estimated
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Agile methodologiesintermediate
- Process miningintermediate
- AI-powered workflowsintermediate
- Hybrid cloudintermediate
- IBM Softwareintermediate
- Red Hatintermediate
- Microsoft Officeintermediate
- Computer database systemsintermediate
- Testing systemsintermediate
- Research skillsintermediate
- Analytical skillsintermediate
- Critical thinkingintermediate
- Writing skillsintermediate
- Decision-making skillsintermediate
- Strong reasoningintermediate
- Flexibilityintermediate
- Time managementintermediate
- Quality assuranceintermediate
- Teamworkintermediate
- Initiativeintermediate
- Adaptabilityintermediate
- Banking regulations knowledgeintermediate
- Multi-taskingintermediate
- Problem-solvingintermediate
- Customer serviceintermediate
- Data analysisintermediate
- Due diligenceintermediate
- OFAC sanctions screeningintermediate
- Phoneticsintermediate
- Spellingintermediate
- Politically Exposed Person (PEP) guidanceintermediate
- Online researchintermediate
- KYC remediationintermediate
- Transaction validationintermediate
- Risk assessmentintermediate
- Risk ratingintermediate
Required Qualifications
- Undergraduate degree in Business Administration, accounting, finance, or related discipline; or equivalent combination of education and experience (experience)
- Excellent writing, research, analytical, and critical thinking skills (experience)
- Strong work ethic and natural curiosity (experience)
- Ability to analyze, assess, and write clearly and concisely (experience)
- Flexibility to learn new skills and work within time constraints (experience)
- Ability to meet quality requirements and production expectations (experience)
- Competency with computers, including proficiency with all Microsoft Office products (experience)
- Prior experience with a variety of computer database and testing systems (experience)
Preferred Qualifications
- Compliance experience at a financial institution (experience)
Responsibilities
- Conduct research for case analysis using logic and strong reasoning skills
- Make recommendations based on research results using sound decision-making skills
- Compose comprehensive supporting narratives
- Interpret and apply project policies and procedures to direct work
- Maintain high work product quality as per project specifications
- Ensure work adheres to defined engagement policies and procedures
- Manage work efficiently to meet production goals and project deliverables
- Contribute to developing individual and project goals and execute on tactical strategies
- Review alerts generated by client systems for anomalous or potentially suspicious activity
- Review Know Your Customer (KYC) data for the focal client
- Analyze account transaction histories to identify activity indicative of money laundering, terrorist funding, or other suspicious activity
- Conduct due diligence research on focal party and key counterparties
- Compare research and analysis to alert typology and close or escalate based on the review
- Review sanctions screening alerts generated by client systems as possible OFAC matches
- Compare customer profile and OFAC match profile details to identify mismatches
- Utilize phonetics, spelling, and knowledge of short names/nicknames to support name mismatches
- Utilize client provided Politically Exposed Person (PEP) guidance for close family members
- Conduct online research to confirm or clarify mismatch or match data
- Close mismatches or escalate possible true matches with notations
- Review KYC alerts generated by client systems for new customer or ongoing KYC review/remediation
- Review customer profile details and any KYC gaps
- Review customer documentation for validity, completeness, and required notary services
- Update customer profile details with incoming data from documentation and KYC questionnaires
- Pull, aggregate, and reconcile multiple transaction reports
- Validate transactions are truly cash and not processed as cash by bank personnel
- Determine daily cash aggregates per customer exceeding $10,000
- Determine if CTRs were filed by bank personnel and file missing CTRs
- Review Customer KYC Data, Customer Profile, Account Types, Purpose of Accounts, and Expected Use
- Verify Customer details such as address, SSN, DOB, and other relevant information
- Verify supporting documentation for all profile information
- Determine Source of Wealth and Source of Funds
- Conduct risk assessment and risk rating based on the bank risk methodology
Benefits
- general: Long-term career growth and learning opportunities
- general: Support from mentors and coaches
- general: Culture of evolution and empathy
- general: Environment that embraces unique skills and experience
- general: Encouragement to challenge the norm and investigate ideas outside of role
- general: Opportunity to work with visionaries across multiple industries
- general: Access to IBM's strategic partner ecosystem and robust technology platforms
- general: Equal-opportunity employment
Tags & Categories
Answer 10 quick questions to check your fit for PROCESS DELIVERY SPECIALIST-RISK & COMPLIANCE @ IBM.
10 Questions
~2 Minutes
Instant Score
Related Books and Jobs