Description

The Compliance & Asset Management Officer provides support to the whole Agama Advisors team and has the following responsibilities:

• Participate to compliance, AML-CFT and internal audit missions for our clients
• Drafting or updating regulatory documentation or compliance policies for management companies/AIFM, investment funds and financial sector professionals
• Assisting in the preparation of periodic regulatory reports
• Participation in the preparation of AML/CFT training materials
• Participation in the firm's client acceptance and monitoring process
• Monitoring name screening alerts on our internal automatic tool
• Carrying out a regulatory watch to be shared internally and with our clients

Qualifications

• University degree/Business school in law, finance, compliance
• At least 2 years’ experience in the financial services sector in the Compliance functions 
• Proficient in the Office package (Word, Excel, PowerPoint)
• Perfect command of English (oral and written)

Additional Info

OUR COMMITMENT TO YOU AND THE ENVIRONMENT  

Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.  

There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee. 

Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential.  Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.

We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.