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Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

IQ-EQ

Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

full-timePosted: Jan 20, 2026

Job Description

Description

  • Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client’s business circumstances
  • Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters
  • Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS )
  • Provide regulatory updates to clients periodically
  • Prepare/review regulatory reporting and surveys based on MAS’ risk-based capital requirements and other relevant regulations.

Qualifications

  • At least 1 to 2 years of relevant experience in regulatory compliance, internal/ external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
  • Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
  • Able to manage multiple stakeholders including clients, senior management, team lead and associates
  • Candidates who are positive, proactive and fast learners will be highly desired
  • High proficiency in spoken and written English (Mandarin is a plus)

Candidate who are more junior in term of the required experience will be offered at Associate level.

Additional Info

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

What we offer

  • Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
  • Wellbeing: additional social benefits such as private health and dental cover, life assurance and etc
  • Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
  • Maternity and paternity leave, education leave and etc
  • Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements

Locations

  • 8 Cross Street, Singapore, Singapore

Salary

Estimated Salary Rangemedium confidence

55,000 - 85,000 USD / yearly

Source: ai estimated

* This is an estimated range based on market data and may vary based on experience and qualifications.

Skills Required

  • Regulatory complianceintermediate
  • Stakeholder managementintermediate
  • Policy designintermediate
  • Regulatory reportingintermediate
  • Project executionintermediate

Required Qualifications

  • 1-2 years regulatory compliance/audit/legal experience (experience)

Responsibilities

  • Set up compliance function for MAS-regulated clients
  • Advise on regulatory compliance
  • Execute ad-hoc projects
  • Provide regulatory updates
  • Prepare/review regulatory reporting

Benefits

  • general: Comprehensive remuneration
  • general: Wellbeing benefits
  • general: 25 days annual leave
  • general: Flexible working

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IQ-EQ logo

Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

IQ-EQ

Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

full-timePosted: Jan 20, 2026

Job Description

Description

  • Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client’s business circumstances
  • Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters
  • Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS )
  • Provide regulatory updates to clients periodically
  • Prepare/review regulatory reporting and surveys based on MAS’ risk-based capital requirements and other relevant regulations.

Qualifications

  • At least 1 to 2 years of relevant experience in regulatory compliance, internal/ external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
  • Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
  • Able to manage multiple stakeholders including clients, senior management, team lead and associates
  • Candidates who are positive, proactive and fast learners will be highly desired
  • High proficiency in spoken and written English (Mandarin is a plus)

Candidate who are more junior in term of the required experience will be offered at Associate level.

Additional Info

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

What we offer

  • Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
  • Wellbeing: additional social benefits such as private health and dental cover, life assurance and etc
  • Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
  • Maternity and paternity leave, education leave and etc
  • Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements

Locations

  • 8 Cross Street, Singapore, Singapore

Salary

Estimated Salary Rangemedium confidence

55,000 - 85,000 USD / yearly

Source: ai estimated

* This is an estimated range based on market data and may vary based on experience and qualifications.

Skills Required

  • Regulatory complianceintermediate
  • Stakeholder managementintermediate
  • Policy designintermediate
  • Regulatory reportingintermediate
  • Project executionintermediate

Required Qualifications

  • 1-2 years regulatory compliance/audit/legal experience (experience)

Responsibilities

  • Set up compliance function for MAS-regulated clients
  • Advise on regulatory compliance
  • Execute ad-hoc projects
  • Provide regulatory updates
  • Prepare/review regulatory reporting

Benefits

  • general: Comprehensive remuneration
  • general: Wellbeing benefits
  • general: 25 days annual leave
  • general: Flexible working

Target Your Resume for "Senior Associate, Regulatory Compliance (Ongoing Compliance Services)" , IQ-EQ

Get personalized recommendations to optimize your resume specifically for Senior Associate, Regulatory Compliance (Ongoing Compliance Services). Takes only 15 seconds!

AI-powered keyword optimization
Skills matching & gap analysis
Experience alignment suggestions

Check Your ATS Score for "Senior Associate, Regulatory Compliance (Ongoing Compliance Services)" , IQ-EQ

Find out how well your resume matches this job's requirements. Get comprehensive analysis including ATS compatibility, keyword matching, skill gaps, and personalized recommendations.

ATS compatibility check
Keyword optimization analysis
Skill matching & gap identification
Format & readability score
Quiz Challenge

Answer 10 quick questions to check your fit for Senior Associate, Regulatory Compliance (Ongoing Compliance Services) @ IQ-EQ.

10 Questions
~2 Minutes
Instant Score

Related Books and Jobs

No related jobs found at the moment.