AML / KYC Audit Manager - Vice President

Location: LONDON, United Kingdom

Job Family: Auditing

About the Role

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. We operate in more than 100 markets, creating innovative solutions that support the world's most important industries. Our Audit department plays a critical role in safeguarding the firm by providing independent assurance on the effectiveness of governance, risk management, and internal controls. We are seeking a skilled AML/KYC Audit Manager - Vice President to join our dynamic EMEA Audit team in London. In this role, you will leverage your expertise in anti-money laundering (AML) and know-your-customer (KYC) frameworks to conduct high-impact audits that protect the firm from financial crime risks while ensuring compliance with stringent regulatory requirements. As an AML/KYC Audit Manager, you will lead end-to-end audit engagements focused on JP Morgan Chase's EMEA banking and investment activities. This includes evaluating the design and operating effectiveness of AML/KYC controls, such as customer due diligence, enhanced due diligence for high-risk clients, and ongoing transaction monitoring. You will collaborate closely with front-line business units, compliance officers, and technology teams to identify vulnerabilities, recommend enhancements, and verify remediation. Your work will directly contribute to the firm's robust risk management culture, helping to navigate complex regulations like the UK's Money Laundering Regulations, EU's 6th AML Directive, and international FATF guidelines. This position offers exposure to diverse products including wholesale banking, asset management, and capital markets, all within a collaborative and innovative environment. The ideal candidate thrives in a high-pressure setting, demonstrating strong leadership to mentor audit professionals and drive team performance. At JPMorgan Chase, we value integrity, curiosity, and excellence, providing ample opportunities for career growth through our renowned training programs and global network. Join us to make a meaningful impact on financial integrity and be part of a firm committed to responsible banking in the EMEA region.

Key Responsibilities

• Lead and execute AML/KYC audits across JP Morgan Chase's EMEA operations, identifying risks and control gaps
• Develop audit plans and programs tailored to regulatory requirements and business activities
• Conduct detailed testing of AML/KYC processes, including customer onboarding, transaction monitoring, and sanctions screening
• Collaborate with business units, compliance teams, and senior management to assess and mitigate AML risks
• Prepare comprehensive audit reports with actionable recommendations and track remediation efforts
• Stay abreast of evolving AML/KYC regulations and industry best practices to enhance audit effectiveness
• Mentor and develop junior audit staff, fostering a culture of continuous improvement
• Support regulatory examinations and internal quality assurance reviews related to AML/KYC
• Analyze data and trends to identify potential money laundering or financial crime risks

Required Qualifications

• Bachelor's degree in Finance, Accounting, Business Administration, or a related field
• Minimum of 7-10 years of experience in AML/KYC auditing or compliance within the financial services industry
• Professional certification such as CAMS (Certified Anti-Money Laundering Specialist), CAE (Certified Anti-Money Laundering Expert), or equivalent
• In-depth knowledge of regulatory frameworks including UK FCA, EU AML Directives, and FATF standards
• Proven experience in conducting audits for large financial institutions, with a focus on EMEA operations
• Strong understanding of banking products, transaction monitoring, and customer due diligence processes

Preferred Qualifications

• Advanced degree (Master's or MBA) in a relevant discipline
• Experience in Big Four audit firms or internal audit roles at major banks
• Familiarity with JP Morgan Chase's internal audit methodologies and risk management frameworks
• Previous leadership experience managing audit teams in a multicultural EMEA environment

Required Skills

• Expertise in AML/KYC regulations and compliance standards
• Proficiency in audit methodologies and risk assessment techniques
• Strong analytical and problem-solving abilities
• Excellent written and verbal communication skills
• Knowledge of data analytics tools for audit testing (e.g., ACL, Tableau)
• Experience with transaction monitoring systems and KYC platforms
• Leadership and team management capabilities
• Attention to detail and ability to handle complex financial data
• Adaptability to fast-paced, regulatory-driven environments
• Interpersonal skills for stakeholder engagement
• Familiarity with financial crime typologies and red flags
• Project management skills for audit lifecycle execution
• Technical proficiency in Microsoft Office Suite and audit software
• Cultural sensitivity for EMEA diverse markets
• Ethical judgment and integrity in high-stakes auditing

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance coverage
• Generous 401(k) matching and pension contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development opportunities with tuition reimbursement and certification support
• Employee stock purchase plan and financial wellness programs
• Hybrid work model with flexible hours in JP Morgan's London office
• Access to global mobility programs and career advancement within the firm

JP Morgan Chase is an equal opportunity employer.