AML/CTF Vice President - AIF Transfer Agency

Location: Luxembourg

Job Family: Fund Servicing

About the Role

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. We are seeking a talented AML/CTF Vice President to join our dynamic Alternative Funds Team within the Transfer Agency Department in Luxembourg. This role is pivotal in safeguarding our AIF servicing operations against money laundering and terrorist financing risks, ensuring adherence to stringent regulatory standards in one of Europe's premier financial hubs. As a Vice President, you will play a key role in enhancing our compliance framework for alternative investment funds, including private equity, hedge funds, and real assets, while contributing to JP Morgan's reputation for integrity and innovation in fund administration. In this position, you will lead AML/CTF initiatives specific to transfer agency functions, from investor onboarding and ongoing monitoring to transaction reviews and regulatory reporting. Collaborating with global teams, you will identify and mitigate risks associated with high-net-worth individuals, institutional investors, and complex fund structures. Your expertise will drive the implementation of robust controls, leveraging JP Morgan's advanced technology platforms to detect anomalies and ensure seamless compliance. This role offers the opportunity to influence policy at a senior level, working closely with senior management to align local practices with the firm's enterprise-wide risk management strategy. Luxembourg's position as a gateway to European markets makes this an exciting opportunity for a compliance professional passionate about alternative investments. At JP Morgan, we value diverse perspectives and foster a culture of continuous learning and career growth. Join us to make a meaningful impact on our clients' success while advancing your expertise in a supportive, high-performing environment.

Key Responsibilities

• Lead the development and implementation of AML/CTF policies and procedures tailored to the Alternative Investment Funds (AIF) Transfer Agency operations
• Conduct risk assessments and due diligence on clients, investors, and transactions to ensure compliance with Luxembourg and international regulations
• Oversee the monitoring and investigation of suspicious activities, including the preparation of Suspicious Activity Reports (SARs) to relevant authorities
• Collaborate with cross-functional teams, including legal, risk management, and fund servicing, to mitigate AML/CTF risks in AIF structures
• Provide training and guidance to team members on AML/CTF best practices and regulatory updates
• Manage relationships with regulatory bodies such as the CSSF and contribute to audit and examination processes
• Enhance KYC/CDD frameworks for high-risk AIF investors, incorporating enhanced due diligence where necessary
• Monitor emerging AML/CTF trends and recommend process improvements to strengthen JP Morgan's global compliance posture
• Ensure timely reporting and documentation of AML/CTF activities in line with JP Morgan's enterprise-wide standards

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Law, or a related field
• Minimum of 7-10 years of experience in AML/CTF compliance within the financial services industry, preferably in fund administration or transfer agency
• In-depth knowledge of Luxembourg regulatory requirements, including CSSF guidelines and EU AML Directives (e.g., 5AMLD and 6AMLD)
• Proven track record in managing AML/CTF programs for alternative investment funds (AIFs)
• Professional certification such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent
• Strong understanding of global sanctions regimes and KYC/CDD processes

Preferred Qualifications

• Experience working with JP Morgan Chase or similar global financial institutions
• Familiarity with AIFMD (Alternative Investment Fund Managers Directive) compliance
• Advanced degree (e.g., Master's in Finance or Compliance) or additional certifications like ACAMS
• Prior leadership experience in a multicultural, international team environment
• Knowledge of transfer agency operations for private equity, hedge funds, or real estate funds

Required Skills

• Expertise in AML/CTF regulatory frameworks and compliance standards
• Proficiency in KYC/CDD processes and transaction monitoring tools
• Strong analytical skills for risk assessment and investigation
• Excellent knowledge of Luxembourg financial regulations and EU directives
• Leadership and team management abilities
• Effective communication and stakeholder engagement skills
• Attention to detail and problem-solving in complex scenarios
• Project management for compliance initiatives
• Familiarity with financial data analysis and reporting software
• Adaptability to evolving regulatory landscapes
• Interpersonal skills for cross-border collaboration
• Technical proficiency in Microsoft Office Suite and compliance platforms (e.g., Actimize or similar)
• Ethical judgment and integrity in handling sensitive information
• Time management for prioritizing high-impact tasks
• Multilingual capabilities, particularly English and French or German

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance coverage
• Retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development opportunities through JP Morgan's internal training programs and tuition reimbursement
• Employee assistance program for wellness and mental health support
• Global mobility and relocation assistance for international roles
• Access to on-site fitness centers and subsidized wellness initiatives

JP Morgan Chase is an equal opportunity employer.