Asset & Wealth Management - Vice President Marketing Supervisory Manager – New York, NY

Location: New York, NY, United States

Job Family: Business Management

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a proud history of innovation and client-focused solutions. In our Asset & Wealth Management division, we empower high-net-worth individuals, institutions, and advisors with tailored investment strategies and comprehensive wealth planning. The Vice President Marketing Supervisory Manager role in New York, NY, is pivotal in safeguarding the integrity of our marketing efforts. Reporting to the Head of Marketing Compliance, you will lead the supervision of marketing communications, ensuring all materials—from client reports to digital campaigns—adhere to stringent regulatory standards. This position demands a seasoned professional who thrives in a dynamic environment, balancing creative marketing initiatives with robust compliance oversight to support our commitment to ethical practices and client trust. Key to this role is providing authoritative guidance on regulatory matters, including SEC Rule 156, FINRA Rule 2210, and JP Morgan Chase's internal policies. You will oversee the review and approval workflow for a wide array of materials, collaborating closely with marketing, legal, and product teams to mitigate risks while enabling innovative client engagement. As a supervisor, you will manage a team of reviewers, fostering a culture of excellence through regular training on regulatory updates and best practices. Your analytical prowess will be essential in auditing processes, identifying potential compliance gaps, and recommending enhancements to streamline operations without compromising standards. This position offers the opportunity to contribute to one of the world's most respected financial institutions, where your expertise will directly impact our Asset & Wealth Management growth. In New York, the heart of global finance, you will engage with cutting-edge tools and diverse stakeholders, driving forward-thinking compliance strategies. If you are passionate about the intersection of marketing and regulation in wealth management, join JP Morgan Chase to shape the future of responsible financial communications.

Key Responsibilities

• Provide expert guidance on regulatory matters to ensure all marketing communications in Asset & Wealth Management comply with SEC, FINRA, and internal JP Morgan Chase policies
• Review, approve, and supervise the creation of marketing materials, including client presentations, advertisements, and digital content
• Mentor and manage a team of marketing reviewers, conducting training on compliance best practices and regulatory updates
• Collaborate with cross-functional teams, including legal, compliance, and product management, to align marketing strategies with business objectives
• Monitor industry regulatory changes and implement necessary adjustments to approval processes within JP Morgan Chase's framework
• Conduct quality assurance audits on approved materials to mitigate risks and ensure consistency
• Develop and maintain supervisory procedures for marketing activities, reporting on compliance metrics to senior leadership
• Support the integration of new technologies and data-driven marketing while upholding regulatory standards
• Liaise with external regulators and auditors as needed to demonstrate robust oversight in marketing practices

Required Qualifications

• Bachelor's degree in Finance, Marketing, Business Administration, or a related field
• Minimum of 7-10 years of experience in marketing supervision, regulatory compliance, or review of financial communications within the asset and wealth management sector
• Deep knowledge of SEC regulations, FINRA rules, and other relevant financial industry standards governing marketing materials
• Proven track record in a supervisory role overseeing marketing approvals and ensuring adherence to compliance protocols
• Strong understanding of asset and wealth management products, including mutual funds, ETFs, and advisory services
• Experience working in a large financial institution with complex regulatory environments

Preferred Qualifications

• Advanced degree (MBA or JD) with a focus on finance or law
• Certification as a Chartered Financial Analyst (CFA) or Certified Regulatory and Compliance Professional (CRCP)
• Prior experience at a major bank or asset management firm like JP Morgan Chase
• Familiarity with digital marketing channels and emerging regulatory challenges in fintech

Required Skills

• Regulatory compliance expertise in financial marketing
• Knowledge of SEC and FINRA regulations
• Marketing material review and approval processes
• Supervisory and team leadership abilities
• Analytical thinking for risk assessment
• Communication skills for cross-functional collaboration
• Attention to detail in document scrutiny
• Project management in fast-paced environments
• Understanding of asset and wealth management products
• Proficiency in Microsoft Office Suite and compliance software
• Adaptability to evolving regulatory landscapes
• Problem-solving for complex approval scenarios
• Training and mentoring capabilities
• Strategic planning for marketing compliance
• Ethical decision-making in high-stakes financial contexts

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching contributions
• Paid time off, including vacation, sick days, and parental leave
• Professional development opportunities, including tuition reimbursement and access to JP Morgan's internal training programs
• Employee stock purchase plan and other financial wellness benefits
• Wellness programs, including gym memberships and mental health support
• Flexible work arrangements and commuter benefits for New York-based employees

JP Morgan Chase is an equal opportunity employer.