Audit Manager - Asset Wealth Management

Location: Jersey City, NJ, United States

Job Family: Auditing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a strong commitment to integrity, innovation, and client service. The Audit Manager role within our Asset Wealth Management (AWM) line of business is pivotal in safeguarding our operations and ensuring robust risk management. Based in Jersey City, NJ, this position involves executing the audit plan, managing engagements, overseeing testing activities, and actively participating in applicable control forums. As part of our Corporate Audit team, you will contribute to maintaining the highest standards of governance in one of the world's largest wealth management platforms, supporting high-net-worth individuals, institutions, and advisors with tailored investment solutions. In this role, you will lead audit projects focused on key AWM areas such as portfolio management, advisory services, and operational controls, collaborating closely with business leaders to identify and mitigate risks. Responsibilities include developing audit scopes aligned with regulatory requirements like SEC and FINRA, performing in-depth testing of financial processes, and delivering actionable insights through comprehensive reports. You will also mentor junior auditors, foster a culture of continuous improvement, and engage in strategic discussions to enhance our control environment, all while leveraging JP Morgan's advanced analytics and technology platforms to drive efficiency. We seek a seasoned professional with deep expertise in financial auditing and a passion for the dynamic wealth management sector. This opportunity offers exposure to senior leadership and the chance to influence enterprise-wide audit strategies at JP Morgan Chase. Join us to advance your career in a supportive environment that values diversity, professional growth, and work-life balance, while playing a key role in upholding the trust of our clients and stakeholders.

Key Responsibilities

• Execute the annual audit plan for Asset Wealth Management, ensuring alignment with enterprise risk priorities
• Manage end-to-end audit engagements, from planning and scoping to reporting and follow-up
• Oversee testing of controls, processes, and systems to identify risks and recommend improvements
• Lead and mentor a team of auditors, providing guidance on methodologies and best practices
• Participate in control forums, governance committees, and regulatory discussions within JP Morgan Chase
• Collaborate with business leaders in Asset Wealth Management to assess emerging risks
• Prepare detailed audit reports and present findings to senior management and the Audit Committee
• Monitor remediation of audit issues and track key performance indicators
• Stay abreast of industry regulations and integrate them into audit strategies
• Support ad-hoc audits and special projects as needed

Required Qualifications

• Bachelor's degree in Accounting, Finance, Business Administration, or a related field
• Minimum of 7-10 years of experience in internal auditing, risk management, or compliance within the financial services industry
• Professional certification such as CPA, CIA, or CISA
• Strong understanding of asset and wealth management products, including investment advisory, brokerage, and portfolio management
• Proven experience leading audit engagements and managing teams in a regulated environment
• Knowledge of regulatory frameworks such as SEC, FINRA, and OCC requirements
• Excellent analytical and problem-solving abilities with attention to detail

Preferred Qualifications

• Advanced degree (MBA or Master's in Finance) or equivalent
• Experience auditing wealth management operations at a large financial institution
• Familiarity with JP Morgan Chase's internal audit methodologies and tools
• Prior exposure to technology-enabled auditing in asset management systems
• Demonstrated leadership in cross-functional audit projects

Required Skills

• Expertise in internal audit standards (e.g., IIA standards)
• Proficiency in risk assessment and control testing methodologies
• Strong knowledge of financial regulations and compliance in wealth management
• Experience with audit software tools like ACL, IDEA, or Tableau
• Excellent communication and presentation skills for stakeholder interactions
• Leadership and team management abilities
• Analytical thinking and data interpretation skills
• Project management proficiency for handling multiple engagements
• Attention to detail and ethical judgment in high-stakes environments
• Adaptability to evolving regulatory landscapes
• Technical understanding of asset management systems and fintech
• Interpersonal skills for building relationships across business units
• Problem-solving expertise in complex financial scenarios
• Time management to meet audit deadlines
• Familiarity with SOX compliance and internal controls

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching
• Paid time off including vacation, sick days, and parental leave
• Professional development opportunities through JP Morgan's learning programs
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at Jersey City location
• Flexible work arrangements and hybrid work options

JP Morgan Chase is an equal opportunity employer.