Audit Manager, Vice President - Commercial Investment Banking

Location: Jersey City, NJ, United States

Job Family: Auditing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a proud history of innovation and client focus. As an Audit Manager, Vice President in Commercial Investment Banking, you will play a pivotal role in safeguarding our operations by leading high-impact audits that ensure robust risk management and regulatory compliance. Based in our state-of-the-art Jersey City, NJ office, you will oversee a team responsible for executing annual audit plans, managing engagements from inception to resolution, and driving testing of critical controls in areas like credit risk, financial reporting, and operational processes. Your work will directly support our commitment to excellence in commercial investment banking, where we provide tailored financing solutions to corporations and institutions worldwide. In this dynamic role, you will engage deeply with business leaders and control functions, participating in governance forums to influence risk strategies and enhance internal controls. You will leverage your expertise in financial services auditing to identify vulnerabilities, recommend improvements, and ensure alignment with regulations such as SOX and Basel III. Responsibilities include mentoring audit professionals, utilizing advanced analytics for efficient testing, and delivering insightful reports to senior executives. This position offers the opportunity to contribute to JP Morgan Chase's culture of integrity and innovation, while advancing your career in a collaborative environment that values diverse perspectives. We seek a strategic thinker with a passion for auditing in the fast-paced world of investment banking. Joining JP Morgan Chase means access to unparalleled resources for professional growth, including leadership development programs and exposure to cutting-edge financial technologies. If you thrive on leading complex projects and making a tangible impact on global finance, this role will empower you to excel at one of the world's most respected institutions.

Key Responsibilities

• Lead and execute annual audit plans for Commercial Investment Banking, ensuring compliance with internal policies and regulatory standards
• Manage end-to-end audit engagements, from planning and scoping to reporting and follow-up
• Oversee testing of key controls, including financial reporting, operational risks, and credit processes
• Collaborate with senior stakeholders to assess and mitigate risks in investment banking operations
• Participate in control and governance forums, providing insights on emerging risks and control enhancements
• Mentor and develop junior audit staff, fostering a culture of continuous improvement
• Prepare detailed audit reports and present findings to executive leadership at JP Morgan Chase
• Monitor regulatory changes and integrate them into audit methodologies
• Support ad-hoc audits and investigations related to commercial banking activities
• Drive efficiency in audit processes through the adoption of technology and best practices

Required Qualifications

• Bachelor's degree in Accounting, Finance, Business Administration, or a related field
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or equivalent certification
• Minimum of 7-10 years of experience in internal auditing, risk management, or compliance within the financial services industry
• Proven track record in leading audit engagements in commercial investment banking or similar sectors
• Strong understanding of regulatory requirements such as SOX, Basel III, and Dodd-Frank
• Experience managing teams and overseeing complex audit projects
• Ability to travel up to 20% for on-site audits and client meetings

Preferred Qualifications

• Advanced degree (MBA or Master's in Finance) from an accredited institution
• Experience in auditing at a major financial institution like JP Morgan Chase
• Knowledge of data analytics tools for audit testing and risk assessment
• Prior involvement in governance forums or control enhancement initiatives
• Familiarity with commercial real estate lending and investment banking products

Required Skills

• Expertise in internal audit methodologies and risk-based auditing
• Proficiency in financial analysis and modeling for investment banking
• Strong knowledge of regulatory compliance in financial services
• Excellent project management and organizational skills
• Advanced proficiency in Microsoft Office Suite and audit software (e.g., ACL, IDEA)
• Data analytics and visualization skills using tools like Tableau or Python
• Superior communication and presentation abilities for stakeholder engagement
• Leadership and team management experience
• Problem-solving and critical thinking in high-pressure environments
• Attention to detail and ethical judgment in handling sensitive financial data
• Adaptability to evolving regulatory landscapes
• Interpersonal skills for cross-functional collaboration
• Time management to handle multiple concurrent audits
• Familiarity with cybersecurity and IT controls in banking
• Strategic thinking for governance and control advisory

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching
• Paid time off, including vacation, sick days, and parental leave
• Professional development programs, including tuition reimbursement and certification support
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at JP Morgan Chase facilities
• Flexible work arrangements, including hybrid options in Jersey City, NJ

JP Morgan Chase is an equal opportunity employer.