Commercial Investment Banking - Audit Manager

Location: Mumbai, Maharashtra, India

Job Family: Auditing

About the Role

At JPMorgan Chase, we are at the forefront of innovation in the financial services industry, and our Internal Audit team plays a critical role in safeguarding our global operations. As a Commercial Investment Banking Audit Manager based in Mumbai, you will join a dynamic team dedicated to providing independent assurance on the effectiveness of our risk management, control, and governance processes. This role focuses on auditing key areas within our Commercial Investment Banking division, including advisory services, capital raising, and structured financing solutions for corporate clients. You will contribute to building a robust audit framework that supports our commitment to ethical banking and regulatory excellence in one of the world's most admired financial institutions. In this position, you will lead end-to-end audit engagements, from scoping and planning to fieldwork and reporting, ensuring alignment with JPMorgan Chase's global audit standards and methodologies. Collaborating closely with business leaders in investment banking, you will assess controls around high-risk activities such as deal execution, client onboarding, and market risk management. Your work will involve leveraging data-driven insights to identify potential vulnerabilities and recommend actionable enhancements, all while navigating the complexities of international regulations like those from the RBI, SEC, and global standards such as IFRS. This role offers the opportunity to influence strategic audit initiatives and foster a culture of continuous improvement within our award-winning Internal Audit function. We value professionals who thrive in a collaborative, high-performance environment and are passionate about the intersection of finance and technology. As part of JPMorgan Chase's commitment to employee growth, you will have access to world-class training, mentorship from senior leaders, and exposure to cutting-edge tools in audit analytics. Join us in Mumbai, a key hub for our Asia-Pacific operations, and advance your career while contributing to the stability and innovation that define JPMorgan Chase in the global financial landscape.

Key Responsibilities

• Lead and execute audit engagements focused on commercial investment banking functions, including risk assessment and control testing
• Develop audit plans and programs tailored to investment banking products such as mergers & acquisitions, capital markets, and syndicated loans
• Manage a team of auditors, providing guidance on methodologies and ensuring compliance with internal and regulatory standards
• Identify and evaluate key risks in commercial banking operations, recommending improvements to mitigate financial and operational exposures
• Collaborate with senior management and business leaders to discuss audit findings and drive remediation actions
• Prepare detailed audit reports and presentations for stakeholders, including the Audit Committee
• Stay abreast of evolving regulations in the financial services industry and incorporate them into audit practices
• Support the development of audit strategies aligned with JPMorgan Chase's global risk management framework
• Conduct ad-hoc audits and investigations related to investment banking activities as needed
• Mentor junior auditors and contribute to the continuous improvement of the Internal Audit function

Required Qualifications

• Bachelor's degree in Accounting, Finance, Business Administration, or a related field
• Professional certification such as CPA, CA, CIA, or equivalent
• Minimum of 5-7 years of experience in internal auditing, preferably within financial services or banking
• Strong understanding of commercial investment banking products, risks, and regulatory requirements
• Proven experience in leading audit engagements and managing audit teams
• Knowledge of relevant regulations including SOX, Basel III, and Indian banking regulations
• Excellent analytical and problem-solving abilities with attention to detail

Preferred Qualifications

• Advanced degree such as MBA or Master's in Finance
• Experience in auditing investment banking operations at a global financial institution
• Familiarity with data analytics tools and audit software like ACL or IDEA
• Prior exposure to JPMorgan Chase's internal audit methodologies or similar frameworks
• International audit experience in a multicultural environment

Required Skills

• Proficiency in audit planning and execution methodologies
• Strong knowledge of financial statement analysis and risk assessment
• Expertise in regulatory compliance for banking and investment services
• Advanced Excel and data analytics skills (e.g., SQL, Tableau)
• Excellent verbal and written communication for report writing and presentations
• Leadership and team management abilities
• Analytical thinking and attention to detail
• Project management skills for handling multiple audits
• Understanding of cybersecurity risks in financial systems
• Adaptability to fast-paced, high-stakes environments
• Interpersonal skills for stakeholder engagement
• Familiarity with anti-money laundering (AML) and know-your-customer (KYC) processes
• Problem-solving in complex financial scenarios
• Time management and prioritization under deadlines
• Ethical judgment and integrity in handling sensitive information

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance coverage
• Retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development programs and tuition reimbursement for certifications
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness initiatives at Mumbai office
• Global mobility opportunities within JPMorgan Chase's network

JP Morgan Chase is an equal opportunity employer.