Compliance and Operations Risk Test – Associate/Vice President

Location: Shanghai, China

Job Family: Compliance & Ops Risk Testing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a strong commitment to managing risks effectively in an ever-evolving landscape. The Compliance and Operations Risk Test – Associate/Vice President role in our Shanghai office is pivotal in safeguarding our operations through rigorous testing and governance. As part of the Compliance & Ops Risk Testing team, you will navigate complex risk environments, focusing on technology governance to ensure our firm's robust risk management framework remains resilient. This position offers the opportunity to make a meaningful impact by identifying vulnerabilities and driving improvements in our Asia-Pacific operations, contributing to JP Morgan's reputation as a trusted partner in global finance. In this role, you will perform in-depth testing of compliance controls and operational processes, leveraging your expertise to assess risks in technology-driven functions. You will collaborate with diverse teams across the firm to execute testing plans, analyze findings, and recommend actionable enhancements that align with both local Chinese regulations and international standards. Your work will directly support JP Morgan Chase's enterprise-wide initiatives, ensuring operational integrity and regulatory adherence in a high-stakes financial environment. This is an ideal opportunity for professionals passionate about risk management to grow within one of the world's largest banks. We value innovation and integrity at JP Morgan Chase, and this position demands a proactive approach to risk testing amid rapid technological advancements. You will engage with senior stakeholders, prepare insightful reports, and stay ahead of emerging risks such as cyber threats and regulatory shifts. Joining our dynamic team in Shanghai, you will benefit from cutting-edge resources, professional development, and a collaborative culture that fosters career progression in the financial services industry.

Key Responsibilities

• Conduct comprehensive testing of compliance and operational risk controls across JP Morgan Chase's technology and operations functions in Shanghai
• Identify and assess potential risks in business processes, ensuring alignment with firm-wide risk management standards
• Develop and execute risk testing plans, including scenario analysis and control validation
• Collaborate with cross-functional teams to remediate identified issues and enhance governance frameworks
• Monitor regulatory changes in China and globally, advising on their impact to JP Morgan's operations
• Prepare detailed reports on testing outcomes for senior management and regulatory submissions
• Support the integration of technology risk assessments into operational workflows
• Train and mentor junior team members on compliance testing best practices
• Contribute to the firm's enterprise risk management initiatives, focusing on operational resilience

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Law, or a related field
• Minimum of 3-5 years of experience in compliance, operational risk management, or internal audit within the financial services industry
• Strong understanding of regulatory frameworks such as Basel III, Dodd-Frank, and local Chinese regulations including CSRC and PBOC guidelines
• Proficiency in risk assessment methodologies and testing protocols
• Excellent analytical and problem-solving skills with attention to detail
• Fluency in English and Mandarin, both written and verbal
• Relevant certifications such as CRISC, CISA, or CAMS

Preferred Qualifications

• Advanced degree (MBA or Master's in Risk Management) from a recognized institution
• Prior experience working in a global financial institution like JP Morgan Chase
• Knowledge of technology governance and cybersecurity risks in banking
• Experience with data analytics tools for risk testing
• Proven track record in cross-functional team leadership in Asia-Pacific markets

Required Skills

• Risk assessment and mitigation techniques
• Regulatory compliance knowledge in financial services
• Data analysis and reporting using tools like Excel and Tableau
• Operational risk testing methodologies
• Technology governance and IT controls evaluation
• Strong written and verbal communication skills
• Analytical thinking and attention to detail
• Project management and organizational abilities
• Team collaboration and stakeholder management
• Proficiency in Mandarin and English
• Familiarity with audit software and risk management systems
• Problem-solving in complex regulatory environments
• Adaptability to fast-paced financial industry changes
• Ethical judgment and integrity in handling sensitive data
• Basic understanding of cybersecurity frameworks

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance coverage
• Retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick leave, and public holidays
• Professional development programs and tuition reimbursement for relevant certifications
• Employee wellness initiatives, including gym memberships and mental health support
• Flexible work arrangements and hybrid office options in Shanghai
• Global mobility opportunities within JP Morgan Chase's international network

JP Morgan Chase is an equal opportunity employer.