Compliance and Ops Risk Test Manager

Location: Tampa, FL, United States

Job Family: Compliance & Ops Risk Testing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with operations spanning investment banking, consumer and community banking, commercial banking, and asset and wealth management. As a Compliance and Ops Risk Test Manager in our Tampa, FL location, you will play a pivotal role in safeguarding the integrity of our operations by leading testing strategies that mitigate compliance and operational risks. This position within the Compliance & Ops Risk Testing category involves overseeing the design, execution, and reporting of risk testing programs to ensure adherence to stringent regulatory requirements and internal policies. You will collaborate with diverse teams across the firm to identify vulnerabilities, validate controls, and drive continuous improvement in our risk management practices, contributing to JP Morgan Chase's commitment to ethical banking and client trust. In this leadership role, you will manage a team responsible for conducting thorough assessments of operational processes, from transaction monitoring to regulatory reporting. Your expertise will be essential in fostering strong relationships with stakeholders, including business leaders, legal teams, and external regulators, to align testing efforts with broader enterprise objectives. By leveraging advanced analytics and industry best practices, you will help enhance the resilience of JP Morgan Chase's global operations against evolving risks such as cyber threats, market volatility, and compliance challenges. This position offers the opportunity to influence risk strategies that support our mission of powering the progress of individuals and communities worldwide. Joining JP Morgan Chase means becoming part of a dynamic culture that values innovation, diversity, and professional growth. We provide robust support for your development through mentorship, training, and exposure to cutting-edge financial technologies. If you are a strategic thinker with a passion for risk management in the financial services sector, this role in Tampa offers a chance to make a meaningful impact while advancing your career in one of the world's most respected institutions.

Key Responsibilities

• Develop and implement comprehensive testing strategies for compliance and operational risk across JP Morgan Chase's business lines
• Lead a team of testers in executing risk assessments, control validations, and issue remediation plans
• Manage relationships with key stakeholders including senior management, regulators, and internal audit teams
• Identify emerging risks in financial operations and recommend enhancements to risk management frameworks
• Oversee the documentation and reporting of testing results to ensure alignment with JP Morgan's enterprise risk standards
• Collaborate with technology and data teams to leverage analytics for efficient risk testing processes
• Ensure adherence to JP Morgan's Code of Conduct and global compliance policies during all testing activities
• Monitor regulatory changes and integrate them into ongoing testing programs to mitigate compliance gaps
• Facilitate training and knowledge sharing on best practices in operational risk management

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Risk Management, or a related field
• Minimum of 7-10 years of experience in compliance, operational risk management, or internal audit within the financial services industry
• Proven track record in leading testing programs for regulatory compliance and operational risks in a large-scale banking environment
• Strong knowledge of U.S. regulatory frameworks including Dodd-Frank, Basel III, and OCC guidelines
• Experience managing cross-functional teams and stakeholder relationships in a global financial institution
• Professional certifications such as CRCM (Certified Regulatory Compliance Manager) or CIA (Certified Internal Auditor)

Preferred Qualifications

• Advanced degree (MBA or Master's in Risk Management)
• Experience in testing and validating compliance controls at a major bank like JP Morgan Chase
• Familiarity with data analytics tools for risk assessment in financial operations
• Prior leadership role in operational risk testing within investment banking or consumer banking divisions

Required Skills

• Expertise in regulatory compliance testing methodologies
• Proficiency in operational risk assessment frameworks
• Strong analytical and problem-solving abilities
• Excellent communication and stakeholder management skills
• Knowledge of financial regulations (e.g., SOX, AML, KYC)
• Experience with risk management software and tools (e.g., Archer, RSA Archer)
• Leadership and team management capabilities
• Data analysis skills using Excel, SQL, or Python
• Attention to detail and ethical decision-making
• Project management proficiency (e.g., Agile, PMP principles)
• Adaptability to fast-paced financial environments
• Interpersonal skills for cross-functional collaboration
• Report writing and presentation skills for executive audiences

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching
• Paid time off including vacation, sick leave, and parental leave
• Professional development programs and tuition reimbursement for advanced certifications
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at JP Morgan Chase facilities
• Flexible work arrangements including hybrid options in Tampa, FL

JP Morgan Chase is an equal opportunity employer.