Compliance Officer - Gift City Plc Branch - Associate

Location: Gandhinagar, Gujarat, India

Job Family: CCOR LOB/CF/Country Coverage

About the Role

J.P. Morgan Chase & Co. is a leading global financial services firm with assets of $3.9 trillion and operations worldwide. We operate in over 100 markets, providing innovative solutions in investment banking, consumer and commercial banking, and asset management. The Compliance Officer role at our J.P. Morgan Securities PLC branch in GIFT City, India's premier International Financial Services Centre, offers an exciting opportunity to support regulatory compliance in a dynamic, high-growth environment. As an Associate in the CCOR (Corporate & Investment Bank Control, Compliance, Operational Risk) Line of Business, you will play a key role in ensuring our operations adhere to local IFSCA regulations while aligning with J.P. Morgan's global standards, contributing to the firm's reputation for integrity and excellence in financial services. In this position, you will collaborate with cross-functional teams to monitor compliance risks, implement policies, and drive a culture of regulatory adherence within the International Banking Unit (IBU). Key responsibilities include conducting compliance reviews, advising on AML/KYC frameworks, and preparing reports for regulatory bodies. You will work closely with business leaders in Gandhinagar, Gujarat, to mitigate risks associated with securities trading, lending, and other financial activities in the offshore hub. This role demands a proactive approach to staying abreast of evolving regulations, such as those from IFSCA and global bodies like FATF, ensuring J.P. Morgan's operations in GIFT City remain robust and forward-thinking. We seek candidates with a strong foundation in financial compliance and a passion for the intersection of law, finance, and innovation. At J.P. Morgan, you'll benefit from world-class resources, mentorship from industry experts, and opportunities to advance in a firm committed to diversity, inclusion, and employee growth. Join us to make an impact in one of India's fastest-growing financial ecosystems while advancing your career in a supportive, high-performance culture.

Key Responsibilities

• Support the development and implementation of compliance programs for J.P. Morgan Securities PLC's GIFT City branch in alignment with IFSCA and global regulations
• Monitor and ensure adherence to anti-money laundering (AML), know-your-customer (KYC), and sanctions requirements
• Conduct risk assessments and gap analyses for regulatory compliance in international banking unit operations
• Assist in preparing and submitting regulatory reports to IFSCA and other relevant authorities
• Collaborate with business units to provide compliance advice and training on policies and procedures
• Investigate potential compliance breaches and coordinate with internal audit and legal teams
• Stay updated on evolving regulatory landscapes in India and globally, recommending policy updates
• Support the management of compliance documentation and record-keeping for audit purposes
• Facilitate interactions with external regulators and contribute to compliance committee meetings

Required Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or a related field
• Minimum of 3-5 years of experience in regulatory compliance within the financial services industry
• Strong knowledge of Indian financial regulations, including IFSCA guidelines for International Financial Services Centres
• Familiarity with global compliance standards such as AML, KYC, and anti-bribery regulations
• Professional certification such as CAMS, CRCM, or equivalent in compliance
• Experience working in a banking or securities firm, preferably with international branches

Preferred Qualifications

• Advanced degree (MBA or JD) in finance or law
• Prior experience in GIFT City or offshore financial centers
• Knowledge of J.P. Morgan's internal compliance frameworks and risk management practices
• Fluency in English and Hindi, with additional languages as an advantage
• Experience with compliance technology tools and regulatory reporting systems

Required Skills

• Regulatory compliance expertise in financial services
• Knowledge of IFSCA and SEBI regulations
• AML/KYC policy implementation
• Risk assessment and management
• Regulatory reporting and documentation
• Analytical and problem-solving abilities
• Attention to detail and accuracy
• Strong communication and interpersonal skills
• Proficiency in Microsoft Office Suite and compliance software
• Project management capabilities
• Ethical judgment and integrity
• Adaptability to changing regulatory environments
• Team collaboration and stakeholder management
• Research skills for regulatory updates
• Time management and prioritization

Benefits

• Competitive base salary and performance-based bonuses aligned with J.P. Morgan's compensation philosophy
• Comprehensive health, dental, and vision insurance coverage for employees and dependents
• Retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick leave, and parental leave policies
• Professional development opportunities through J.P. Morgan's learning and training programs
• Employee stock purchase plan and financial wellness resources
• On-site fitness facilities and wellness programs at the GIFT City location
• Relocation assistance for eligible candidates moving to Gandhinagar

JP Morgan Chase is an equal opportunity employer.