Compliance - Regulatory Strategy Lead - Vice President

Location: Jersey City, NJ, United States

Job Family: CCOR Governance

About the Role

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.9 trillion and operations worldwide. We operate in more than 60 countries, creating landmark projects that define industries and positively impact millions of lives. In the Compliance - Regulatory Strategy Lead - Vice President role within the CCOR Governance team, you will play a pivotal part in supporting the Commercial and Investment Bank & Securities Regulatory Engagement Team. Based in Jersey City, NJ, this position offers an exciting opportunity to shape regulatory strategies that safeguard our institution while driving business innovation in a dynamic financial landscape. As a Vice President, you will lead the development and implementation of comprehensive regulatory strategies tailored to the complexities of commercial and investment banking. Your responsibilities will include spearheading engagements with key U.S. regulators such as the SEC and CFTC, ensuring JP Morgan Chase remains at the forefront of compliance excellence. You will oversee CCOR governance, including capital planning, stress testing, and resolution strategies, while collaborating with cross-functional teams to integrate regulatory requirements into business operations. This role demands a proactive approach to monitoring legislative changes, conducting impact assessments, and advocating for the firm's positions in regulatory dialogues. The ideal candidate thrives in a fast-paced environment, leveraging deep expertise in financial regulations to mitigate risks and foster sustainable growth. At JPMorgan Chase, we value diverse perspectives and provide robust support for professional development. Join us to contribute to high-impact initiatives that influence the future of global finance, while benefiting from our commitment to employee well-being and career advancement in one of the world's most respected financial institutions.

Key Responsibilities

• Develop and execute regulatory strategy for the Commercial and Investment Bank, focusing on securities regulatory engagements
• Lead interactions with key regulators including the SEC and CFTC to ensure alignment with evolving compliance requirements
• Oversee CCOR governance processes, including stress testing, capital planning, and resolution planning submissions
• Collaborate with senior stakeholders across business lines to identify and mitigate regulatory risks
• Monitor regulatory developments and advise on their impact to JP Morgan Chase's operations and strategy
• Prepare and present regulatory reports, filings, and responses to examination inquiries
• Drive initiatives to enhance compliance frameworks and internal controls within the investment banking division
• Mentor and lead a team of compliance professionals in regulatory strategy execution
• Conduct gap analyses and recommend policy updates to address new regulatory expectations
• Support enterprise-wide efforts in regulatory change management and advocacy

Required Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree (JD, MBA) preferred
• Minimum of 8-10 years of experience in regulatory compliance, strategy, or governance within the financial services industry
• Proven track record in engaging with regulatory bodies such as the SEC, CFTC, or Federal Reserve on commercial and investment banking matters
• Deep knowledge of CCOR (Comprehensive Capital Analysis and Review) processes and securities regulatory frameworks
• Experience leading cross-functional teams in high-stakes regulatory environments
• Strong understanding of risk management and compliance reporting requirements in a global banking context
• Ability to interpret and implement complex regulatory changes impacting commercial and investment banking operations

Preferred Qualifications

• J.D. or equivalent legal qualification with experience in financial regulation
• Prior experience at a major financial institution like JP Morgan Chase in a compliance or regulatory strategy role
• Familiarity with Basel III, Dodd-Frank Act, and other key U.S. financial regulations
• Certification in compliance (e.g., CRCM) or regulatory affairs
• International regulatory experience, particularly in cross-border securities trading

Required Skills

• Regulatory compliance expertise
• Strategic planning and execution
• Stakeholder management and communication
• Risk assessment and mitigation
• Knowledge of financial regulations (SEC, CFTC, CCOR)
• Leadership and team management
• Analytical and problem-solving abilities
• Project management proficiency
• Attention to detail and accuracy
• Adaptability to regulatory changes
• Interpersonal and negotiation skills
• Proficiency in Microsoft Office Suite and compliance software
• Financial modeling and reporting
• Cross-functional collaboration
• Ethical judgment and integrity

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company match
• Paid time off including vacation, sick days, and parental leave
• Professional development programs and tuition reimbursement
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at JP Morgan Chase locations
• Flexible work arrangements and hybrid work options in Jersey City, NJ

JP Morgan Chase is an equal opportunity employer.