Compliance Risk Management Lead

Location: LONDON, United Kingdom

Job Family: CCOR LOB/CF/Country Coverage

About the Role

At JP Morgan Chase, we are a leading global financial services firm with operations spanning investment banking, consumer and community banking, commercial banking, and asset and wealth management. As a Compliance Risk Management Lead in our Corporate & Investment Bank (CIB) Compliance, Conduct & Operational Risk (CCOR) team, you will play a pivotal role in shaping the Technology Compliance programme. Based in our state-of-the-art London office, this position focuses on country coverage for the UK and broader EMEA region, ensuring that our innovative technology initiatives align with stringent regulatory requirements. You will contribute to safeguarding the firm against emerging risks in digital transformation, fostering a robust compliance culture that supports sustainable growth in the financial services landscape. In this leadership role, you will spearhead the identification and mitigation of compliance risks tied to technology platforms, including AI-driven analytics, cloud infrastructure, and cybersecurity protocols. Collaborating closely with technology, legal, and front-office teams, you will develop comprehensive frameworks to address regulatory demands from bodies like the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). Your responsibilities will include conducting thorough risk assessments, designing targeted training initiatives, and monitoring adherence to standards such as GDPR and MiFID II, all while integrating JP Morgan's global compliance standards into local operations. This position offers the opportunity to influence strategic decisions that protect and propel one of the world's most respected financial institutions. We seek a seasoned professional with a passion for compliance in a dynamic fintech environment. Joining JP Morgan Chase means becoming part of a collaborative team that values innovation, integrity, and inclusion. You will have access to cutting-edge resources, mentorship from industry experts, and pathways for career advancement within our expansive global network. If you are ready to lead transformative compliance efforts that drive business success while upholding the highest ethical standards, apply today to make your mark at JP Morgan Chase.

Key Responsibilities

• Lead the development and enhancement of the Technology Compliance programme within JP Morgan Chase's CCOR framework
• Identify, assess, and mitigate compliance risks associated with technology initiatives, including AI, cloud computing, and digital banking
• Collaborate with technology, legal, and business teams to ensure regulatory adherence across London-based operations
• Design and implement training programs to foster a culture of compliance in technology-driven projects
• Conduct gap analyses and recommend improvements to existing compliance policies and procedures
• Monitor emerging regulatory changes in the UK and EU, advising senior leadership on impacts to JP Morgan's operations
• Oversee compliance reporting and documentation for internal audits and external regulators like the FCA
• Drive cross-country coverage initiatives to align technology compliance standards globally
• Support incident response and investigations related to technology compliance breaches
• Contribute to the strategic planning of risk management in the Corporate & Investment Bank LOB

Required Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree (e.g., JD, MBA) preferred
• Minimum of 8-10 years of experience in compliance, risk management, or regulatory affairs within the financial services industry
• Proven track record in leading compliance programs, particularly in technology and digital risk areas
• Strong knowledge of UK and EU financial regulations, including FCA, PRA, GDPR, and MiFID II
• Experience in developing and implementing compliance frameworks for large-scale financial institutions
• Professional certifications such as CAMS, CRCM, or CCEP
• Ability to work in a fast-paced, global environment with cross-functional teams

Preferred Qualifications

• Experience at a major global bank like JP Morgan Chase or similar
• Deep expertise in technology compliance, including cybersecurity and data privacy in fintech
• Prior leadership role in CCOR (Corporate & Investment Bank Compliance, Conduct & Operational Risk) or equivalent
• Familiarity with JP Morgan's internal compliance tools and risk management systems
• International regulatory experience beyond UK/EU, such as US SEC or Basel frameworks

Required Skills

• Expertise in financial regulatory compliance (FCA, PRA, GDPR)
• Strong analytical and problem-solving abilities
• Leadership and team management skills
• Excellent communication and stakeholder engagement
• Proficiency in risk assessment methodologies
• Knowledge of technology risks (cybersecurity, data governance)
• Project management and organizational skills
• Attention to detail and ethical judgment
• Adaptability to regulatory changes
• Data analysis and reporting tools (e.g., Excel, Tableau)
• Understanding of agile methodologies in tech projects
• Interpersonal skills for cross-functional collaboration
• Strategic thinking for programme development
• Familiarity with compliance software and GRC platforms
• Resilience in high-pressure environments

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance coverage
• Generous 401(k) matching and pension contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development opportunities through JP Morgan's internal training and tuition reimbursement
• Employee stock purchase plan and financial wellness programs
• On-site fitness centers, wellness stipends, and mental health support
• Hybrid work model with flexible hours in JP Morgan's London office

JP Morgan Chase is an equal opportunity employer.