Compliance Risk Management Senior Officer - Associate

Location: Plano, TX, United States

Job Family: CCOR LOB/CF/Country Coverage

About the Role

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. As a Compliance Risk Management Senior Officer - Associate in the Compliance, Conduct and Operational Risk (CCOR) organization, you will play a pivotal role in safeguarding the firm's integrity by managing compliance risks across business lines, coverage functions, and country operations. Based in our state-of-the-art facility in Plano, TX, this position offers the chance to contribute to a dynamic team focused on proactive risk mitigation in a fast-paced banking environment. You will support the firm's commitment to ethical conduct and regulatory excellence, ensuring that JP Morgan Chase remains a trusted leader in financial services. In this role, you will lead the development and execution of compliance risk programs tailored to Line of Business (LOB), Corporate Functions (CF), and Country Coverage areas. Responsibilities include performing in-depth risk assessments, monitoring adherence to key regulations like those from the OCC, FDIC, and international bodies, and collaborating with business partners to embed robust controls. You will analyze potential compliance gaps, drive remediation efforts, and provide strategic advice to mitigate operational and conduct risks, all while leveraging JP Morgan's advanced risk management tools and data analytics platforms. The ideal candidate thrives in a collaborative, high-stakes setting and is passionate about the evolving landscape of financial regulation. This associate-level opportunity within CCOR provides exposure to senior leadership and global initiatives, fostering professional growth in one of the world's most influential financial institutions. Join us in Plano, TX, to help shape the future of compliant and innovative banking at JP Morgan Chase.

Key Responsibilities

• Develop and implement compliance risk management frameworks within the CCOR organization to ensure adherence to regulatory standards
• Conduct risk assessments and gap analyses for business lines, focusing on compliance, conduct, and operational risks
• Monitor emerging regulatory changes and advise senior management on potential impacts to JP Morgan Chase operations
• Lead compliance testing and validation activities, including documentation and remediation of identified issues
• Collaborate with cross-functional teams in LOB/CF/Country Coverage to integrate compliance controls into business processes
• Prepare and present compliance risk reports to regulatory bodies and internal stakeholders
• Support the design and execution of training programs on compliance and operational risk topics
• Investigate compliance incidents and recommend preventive measures to mitigate future risks
• Contribute to the enhancement of CCOR policies and procedures in alignment with firm-wide risk appetite

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Law, or a related field
• Minimum of 5-7 years of experience in compliance risk management within the financial services industry
• Strong knowledge of regulatory frameworks such as Dodd-Frank, Basel III, and SEC regulations
• Proven track record in identifying and mitigating compliance risks in a large-scale banking environment
• Experience with compliance monitoring, testing, and reporting processes
• Ability to analyze complex regulatory requirements and translate them into actionable compliance programs
• Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or equivalent

Preferred Qualifications

• Advanced degree (MBA or JD) in a relevant discipline
• Experience working in a global financial institution like JP Morgan Chase
• Familiarity with technology-driven compliance tools and data analytics
• Prior involvement in CCOR initiatives or operational risk assessments
• Knowledge of anti-money laundering (AML) and know-your-customer (KYC) regulations

Required Skills

• Regulatory compliance expertise
• Risk assessment and analysis
• Data analytics and reporting
• Project management
• Stakeholder communication
• Problem-solving and critical thinking
• Attention to detail
• Knowledge of financial regulations
• Leadership and team collaboration
• Proficiency in Microsoft Office Suite and compliance software
• Analytical mindset for complex data
• Adaptability to changing regulations
• Ethical decision-making
• Technical writing for policy documentation
• Interpersonal skills for cross-functional partnerships

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching
• Paid time off including vacation, sick days, and parental leave
• Professional development opportunities through JP Morgan's learning programs and tuition reimbursement
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at select locations
• Flexible work arrangements and hybrid work options in Plano, TX

JP Morgan Chase is an equal opportunity employer.