Compliance - Risk Mgmt Director Private Equity-Executive Director

Location: New York, NY, United States

Job Family: CCOR LOB/CF/Country Coverage

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a proud history of innovation and client service. As the Compliance - Risk Management Director for our Private Equity business, you will play a pivotal role in safeguarding our multi-billion dollar portfolio against regulatory and operational risks. Reporting to the Head of Compliance for Asset & Wealth Management, you will lead strategic initiatives to embed a culture of compliance excellence, ensuring our private equity operations align with evolving U.S. and international standards. This executive-level position demands a visionary leader who can balance business growth with robust risk management in one of the most dynamic segments of finance. Your core responsibilities will include overseeing comprehensive compliance programs tailored to private equity activities such as fund formations, acquisitions, and exits. You will conduct thorough risk assessments, develop policies to address AML, KYC, and conflicts of interest, and leverage advanced analytics to monitor portfolio exposures. Collaborating closely with investment teams, legal advisors, and external regulators, you will drive proactive measures to anticipate and mitigate risks, including those arising from market volatility or geopolitical events. At JP Morgan Chase, your expertise will directly contribute to maintaining our reputation as a trusted steward of client assets in the private equity arena. We seek a seasoned professional with a passion for financial integrity and strategic foresight. In this role, you will mentor a high-performing team, foster innovation in compliance technology, and represent JP Morgan Chase in industry dialogues on private equity governance. Join us in New York, NY, to shape the future of risk management in a firm that values diversity, inclusion, and unparalleled professional growth opportunities.

Key Responsibilities

• Lead the compliance function for JP Morgan Chase's multi-billion dollar private equity business, ensuring adherence to all applicable laws, regulations, and internal policies
• Develop and execute strategic compliance initiatives to mitigate risks in private equity investments, fundraisings, and portfolio management
• Oversee risk assessments, including AML/KYC, conflicts of interest, and valuation compliance for private equity deals
• Collaborate with business leaders, legal teams, and regulators to drive policy enhancements and respond to audits or examinations
• Implement robust monitoring and reporting systems to track compliance metrics and identify emerging risks in the private equity sector
• Mentor and manage a team of compliance professionals, fostering a culture of risk awareness and ethical decision-making
• Advise on transaction structuring to ensure regulatory compliance while supporting business growth objectives
• Conduct training programs and simulations to prepare the private equity team for regulatory changes and compliance scenarios
• Represent JP Morgan Chase in industry forums and contribute to thought leadership on private equity risk management

Required Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree (JD, MBA) preferred
• 10+ years of experience in compliance, risk management, or regulatory affairs within the financial services industry, with at least 5 years focused on private equity or alternative investments
• Proven track record leading compliance programs for multi-billion dollar asset management or private equity portfolios
• In-depth knowledge of U.S. regulatory frameworks including SEC, FINRA, and Dodd-Frank Act requirements applicable to private equity
• Experience managing cross-functional teams in a high-stakes financial environment
• Strong understanding of anti-money laundering (AML), know-your-customer (KYC), and ESG compliance standards
• Ability to obtain and maintain necessary regulatory licenses and certifications (e.g., Series 7, Series 24)

Preferred Qualifications

• Prior experience at a major financial institution like JP Morgan Chase or similar in private equity compliance
• Familiarity with global regulatory landscapes for cross-border private equity transactions
• Demonstrated success in implementing compliance technology solutions for risk monitoring
• Advanced certifications such as Certified Anti-Money Laundering Specialist (CAMS) or Chartered Financial Analyst (CFA)
• Experience advising senior executives on strategic risk mitigation in volatile markets

Required Skills

• Expertise in private equity regulations and compliance frameworks
• Strong analytical and problem-solving abilities for complex risk scenarios
• Excellent communication and stakeholder management skills
• Proficiency in compliance software and data analytics tools (e.g., Archer, Thomson Reuters)
• Deep knowledge of financial modeling and valuation techniques in private equity
• Leadership and team-building capabilities in fast-paced environments
• Regulatory interpretation and policy development expertise
• Risk assessment and mitigation strategies
• Project management for large-scale compliance initiatives
• Ethical judgment and integrity in high-pressure financial settings
• Familiarity with ESG and sustainable investing compliance
• Advanced Microsoft Office Suite and data visualization tools (e.g., Tableau)
• Cross-functional collaboration in global teams
• Crisis management and regulatory response planning
• Strategic thinking for long-term risk management

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching
• Paid time off, including vacation, sick days, and parental leave
• Professional development opportunities, including tuition reimbursement and leadership training
• Employee stock purchase plan and financial wellness programs
• On-site fitness centers, wellness stipends, and mental health support
• Flexible work arrangements and commuter benefits in New York

JP Morgan Chase is an equal opportunity employer.