Corporate Third Party Oversight Operations – Associate (Legal Entity Broker)

Location: Warszawa, Mazowieckie, Poland

Job Family: Operating Risk & Control Mgt

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a strong commitment to managing operational risks and ensuring robust third-party oversight. As a Corporate Third Party Oversight Operations – Associate (Legal Entity Broker) in our Warsaw office, you will play a pivotal role in safeguarding our Europe, Middle East, and Africa (EMEA) operations. This position within the Operating Risk & Control Management category involves overseeing legal entity risks associated with broker-dealers and third-party partners, ensuring alignment with global regulatory standards and JP Morgan's internal control frameworks. You will contribute to maintaining the integrity of our financial services ecosystem by identifying, assessing, and mitigating risks that could impact our clients and business lines. Your day-to-day responsibilities will include performing in-depth due diligence on third-party legal entities, monitoring ongoing compliance with agreements, and collaborating with teams across Legal, Compliance, and Operations to address emerging risks. In this role, you will analyze the impact of EMEA-specific regulations such as MiFID II and EMIR on broker operations, develop oversight strategies, and prepare insightful reports for senior stakeholders. Working in a dynamic, fast-paced environment, you will leverage your expertise in financial services to enhance operational resilience and support JP Morgan Chase's reputation as a trusted partner in global markets. We value professionals who bring a blend of technical acumen and strategic thinking to the table. This associate-level position offers opportunities for career growth within JP Morgan's expansive network, with exposure to high-impact projects that shape our risk management practices. If you are passionate about financial risk oversight and thrive in an international setting, join us in Warsaw to help drive excellence in third-party management for one of the world's premier financial institutions.

Key Responsibilities

• Conduct risk assessments and due diligence on third-party legal entities and brokers supporting EMEA operations
• Monitor and oversee third-party performance, ensuring compliance with JP Morgan Chase's risk and control standards
• Collaborate with cross-functional teams including Legal, Compliance, and Operations to mitigate legal entity risks
• Develop and implement oversight programs for broker-dealers and external partners in Europe, Middle East, and Africa
• Analyze regulatory changes impacting third-party relationships and recommend mitigation strategies
• Prepare reports and dashboards on third-party risk metrics for senior management review
• Support audit and regulatory examinations related to third-party oversight
• Identify process improvements to enhance operational resilience and risk management
• Manage documentation and records for third-party agreements and oversight activities

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Law, or a related field
• Minimum of 3-5 years of experience in third-party risk management, compliance, or operations within the financial services industry
• Strong understanding of regulatory requirements for legal entities and broker-dealers in EMEA, including MiFID II and EMIR
• Proficiency in risk assessment methodologies and oversight frameworks for third-party vendors
• Experience with legal entity structuring and broker operations in a global banking environment
• Fluency in English; additional languages such as Polish or other EMEA languages preferred

Preferred Qualifications

• Advanced degree (MBA or JD) or relevant certifications like CRISC or CISA
• Prior experience at a major financial institution like JP Morgan Chase in EMEA operations
• Knowledge of JP Morgan's internal risk management systems and tools
• Demonstrated track record in managing cross-border third-party relationships

Required Skills

• Risk assessment and management
• Regulatory compliance knowledge (MiFID, EMIR)
• Third-party due diligence
• Analytical and problem-solving abilities
• Attention to detail
• Project management
• Stakeholder communication
• Data analysis and reporting
• Knowledge of financial markets and broker operations
• Proficiency in Microsoft Office Suite and risk management software
• Cross-cultural collaboration skills
• Time management and prioritization
• Legal entity structuring expertise
• Audit and examination support
• Process improvement methodologies

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance coverage
• Retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development programs and tuition reimbursement for relevant certifications
• Employee stock purchase plan and financial wellness resources
• Flexible work arrangements and hybrid office options in Warsaw
• Access to JP Morgan's global wellness initiatives and employee assistance programs

JP Morgan Chase is an equal opportunity employer.