EMEA AML/KYC Internal Auditor – Vice President

Location: LONDON, United Kingdom

Job Family: Auditing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a strong commitment to integrity and regulatory compliance. As an EMEA AML/KYC Internal Auditor – Vice President, you will play a critical role in our Internal Audit team, safeguarding the firm against financial crime risks. Based in our London office, this position involves leading audits that ensure our anti-money laundering (AML) and know-your-customer (KYC) programs align with stringent EMEA regulations, including those from the UK Financial Conduct Authority (FCA) and the European Union's AML Directives. You will contribute to maintaining JP Morgan Chase's reputation as a trusted partner in investment banking, asset management, and commercial banking across the region. In this role, you will independently plan, execute, and report on audits covering AML/KYC processes, transaction monitoring, and customer onboarding within our diverse business lines. Collaborating with global audit teams and business stakeholders, you will evaluate the design and operational effectiveness of controls, identify vulnerabilities to money laundering and terrorist financing, and propose actionable recommendations to strengthen our defenses. Your work will directly support JP Morgan Chase's enterprise-wide risk management framework, helping to navigate complex regulatory landscapes and evolving threats in the financial services industry. We seek a seasoned professional with deep expertise in AML/KYC auditing and a passion for excellence in financial compliance. Joining JP Morgan Chase means becoming part of a dynamic team that values innovation, diversity, and professional growth. You will have opportunities to engage in high-impact projects, leverage cutting-edge audit technologies, and advance your career in one of the world's most influential financial institutions.

Key Responsibilities

• Plan and execute internal audits of AML/KYC programs across EMEA business lines at JP Morgan Chase, ensuring compliance with internal policies and external regulations
• Assess the effectiveness of controls related to customer due diligence, transaction monitoring, and suspicious activity reporting
• Identify and evaluate financial crime risks, recommending enhancements to mitigate emerging threats in the banking sector
• Collaborate with audit teams, compliance officers, and business units to review audit findings and drive remediation actions
• Prepare detailed audit reports for senior management and regulatory bodies, highlighting key issues and control deficiencies
• Stay abreast of evolving EMEA AML/KYC regulations and industry best practices to inform audit methodologies
• Conduct training sessions for junior auditors on AML/KYC auditing techniques specific to JP Morgan's operations
• Support ad-hoc investigations into potential AML/KYC breaches, providing expert analysis and documentation
• Monitor the implementation of audit recommendations and track progress through follow-up reviews

Required Qualifications

• Bachelor's degree in Finance, Accounting, Business Administration, or a related field
• Minimum of 7-10 years of experience in AML/KYC auditing, compliance, or risk management within the financial services industry
• Professional certification such as CAMS (Certified Anti-Money Laundering Specialist), CIA (Certified Internal Auditor), or equivalent
• In-depth knowledge of EMEA regulatory frameworks including UK FCA, EU AML Directives, and FATF standards
• Proven experience conducting internal audits in a global banking environment
• Strong understanding of financial crime risks and KYC processes in investment banking and retail sectors
• Eligibility to work in the UK with relevant visa status if applicable

Preferred Qualifications

• Advanced degree (Master's or MBA) in a relevant discipline
• Experience auditing at a major financial institution like JP Morgan Chase or similar
• Familiarity with data analytics tools for audit testing in AML/KYC areas
• Previous exposure to cross-border regulatory audits in EMEA regions

Required Skills

• Expertise in AML/KYC regulations and financial crime detection
• Proficiency in audit methodologies and risk assessment techniques
• Strong analytical skills for reviewing complex financial transactions
• Excellent report writing and presentation abilities
• Knowledge of data analytics tools like ACL, Tableau, or SQL for audit testing
• Understanding of banking products and services in EMEA markets
• Effective communication and stakeholder management skills
• Attention to detail and ability to handle confidential information
• Project management experience in audit engagements
• Adaptability to fast-paced, high-stakes environments
• Team collaboration and leadership in cross-functional teams
• Familiarity with GxP standards and internal control frameworks
• Problem-solving skills for identifying control gaps
• Regulatory interpretation and compliance advisory capabilities

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance coverage
• Generous 401(k) matching and pension contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development opportunities with tuition reimbursement and access to internal training programs
• Employee stock purchase plan and financial wellness resources
• Hybrid work model with flexibility for work-life balance
• On-site fitness centers, wellness programs, and mental health support at JP Morgan Chase offices

JP Morgan Chase is an equal opportunity employer.