EMEA Market Operations, Transactions Reporting and Controls Management Internal Auditor – Senior Associate

Location: LONDON, United Kingdom

Job Family: Auditing

About the Role

At JPMorgan Chase, we are a leading global financial services firm with operations spanning investment banking, consumer and community banking, commercial banking, and asset and wealth management. Our Internal Audit team plays a critical role in safeguarding the integrity of our business by providing independent assurance on the effectiveness of risk management, control, and governance processes. As a Senior Associate in EMEA Market Operations, Transaction Reporting and Controls Management Internal Auditor, you will join a dynamic audit team based in London, focusing on the EMEA region's market-facing operations. This role involves auditing complex transaction reporting obligations and controls to ensure compliance with stringent regulatory requirements, contributing to the firm's reputation for robust risk management in a highly regulated environment. In this position, you will lead and execute audit engagements that evaluate the design and operating effectiveness of controls within market operations and transaction reporting functions. You will analyze workflows for accuracy in regulatory submissions under frameworks like MiFID II and EMIR, identify potential vulnerabilities in controls management, and partner with business leaders to implement enhancements. Your work will directly support JPMorgan Chase's commitment to operational excellence and regulatory adherence, helping to mitigate risks in high-volume trading and reporting activities across EMEA markets. Expect to engage in detailed testing, data-driven insights, and collaborative discussions with cross-functional teams to drive continuous improvement. We value professionals who thrive in a collaborative, innovative culture and are passionate about the financial services industry. This Senior Associate role offers exposure to senior stakeholders and opportunities for career growth within JPMorgan's global audit function. If you have a strong audit background and a keen interest in EMEA financial regulations, join us to make a meaningful impact on one of the world's most admired financial institutions.

Key Responsibilities

• Conduct independent audits of EMEA Market Operations, Transaction Reporting, and Controls Management to assess compliance and operational effectiveness
• Evaluate internal controls, identify risks, and recommend improvements to mitigate potential issues in transaction reporting processes
• Collaborate with business stakeholders in London to review regulatory reporting obligations under MiFID II and EMIR
• Perform testing and analysis of market operations workflows, ensuring adherence to JP Morgan Chase's risk management standards
• Prepare detailed audit reports, highlighting findings, root causes, and actionable remediation plans for senior management
• Monitor implementation of audit recommendations and track progress through follow-up reviews
• Support the development of audit programs tailored to evolving EMEA regulatory landscapes
• Contribute to team initiatives on continuous monitoring and advisory services for controls management
• Liaise with external regulators and internal compliance teams to ensure alignment with industry best practices
• Participate in training and knowledge-sharing sessions to enhance audit team capabilities in financial services auditing

Required Qualifications

• Bachelor's degree in Finance, Accounting, Business Administration, or a related field
• Professional certification such as CIA (Certified Internal Auditor), CPA, or equivalent
• Minimum of 5 years of experience in internal auditing, risk management, or compliance within financial services
• Strong knowledge of EMEA regulatory frameworks, including MiFID II, EMIR, and transaction reporting requirements
• Experience in market operations, transaction reporting, or controls management in a banking environment
• Proficiency in audit methodologies and tools, with a focus on financial controls and operational risks
• Ability to work in a fast-paced, international team environment in London

Preferred Qualifications

• Advanced degree (Master's or MBA) in Finance or Risk Management
• Experience auditing at a global financial institution like JP Morgan Chase
• Familiarity with JPMorgan's internal systems and processes for market operations
• Knowledge of anti-money laundering (AML) and conduct risk regulations in EMEA
• Previous exposure to technology-enabled auditing or data analytics in financial reporting

Required Skills

• Expertise in internal auditing standards and methodologies
• Deep understanding of financial regulations in EMEA markets
• Proficiency in data analysis tools like Excel, SQL, or Tableau
• Strong analytical and problem-solving abilities
• Excellent written and verbal communication skills
• Knowledge of transaction reporting systems and market operations
• Risk assessment and control evaluation expertise
• Project management skills for audit engagements
• Attention to detail and accuracy in reporting
• Adaptability to regulatory changes in financial services
• Team collaboration and stakeholder management
• Familiarity with anti-fraud and compliance controls
• Technical proficiency in audit software and GRC tools
• Interpersonal skills for influencing senior executives
• Time management in high-pressure environments

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance coverage
• Generous retirement savings plan with company matching contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development opportunities through JPMorgan's internal training programs and tuition reimbursement
• Employee wellness programs, including gym memberships and mental health support
• Flexible working arrangements with hybrid options in London
• Global mobility support for career advancement within JP Morgan Chase

JP Morgan Chase is an equal opportunity employer.