GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel

Location: Jersey City, NJ, United States

Job Family: Counsel

About the Role

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.9 trillion and operations worldwide, committed to helping clients achieve their financial goals through innovative wealth management solutions. As a GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel, you will play a pivotal role in the legal team supporting the Global Private Banking division. Based in Jersey City, NJ, this position involves providing expert counsel on a wide array of investment products, ensuring compliance with stringent U.S. and international regulations while enabling the business to deliver tailored solutions to high-net-worth clients. You will partner closely with investment strategists, product managers, and compliance professionals to navigate the complexities of the financial services industry. Key responsibilities include advising on the development and distribution of investment solutions such as mutual funds, ETFs, private equity, and alternative investments, while mitigating legal risks inherent in JPMorgan Chase's dynamic wealth management environment. You will draft and negotiate critical agreements, conduct regulatory analysis, and respond to evolving SEC and FINRA requirements, all while fostering a culture of integrity and innovation. This role demands a deep understanding of the Investment Company Act, Advisers Act, and other frameworks that govern JPMorgan's offerings, ensuring that client interests are protected amid market volatility and regulatory scrutiny. The ideal candidate thrives in a collaborative, high-pressure setting at one of the world's most respected financial institutions, contributing to JPMorgan Chase's mission of powering the progress of individuals and communities. With opportunities for career growth, exposure to cutting-edge financial products, and a supportive team environment, this position offers a chance to influence the future of wealth management legal strategy.

Key Responsibilities

• Provide legal advice and counsel on wealth management investment solutions, including product development, launches, and ongoing operations at JPMorgan Chase
• Draft, review, and negotiate agreements such as investment management contracts, distribution agreements, and vendor partnerships
• Advise on compliance with federal securities laws, SEC regulations, and internal JPMorgan policies for investment products like mutual funds and alternatives
• Collaborate with business teams, compliance officers, and external counsel to mitigate legal risks in wealth management initiatives
• Conduct legal due diligence for new investment opportunities and partnerships within the Global Private Banking division
• Monitor regulatory developments and implement changes to ensure JPMorgan Chase's investment solutions remain compliant
• Support litigation and regulatory investigations related to wealth management products, coordinating with JPMorgan's broader legal team
• Develop training materials and provide guidance to investment advisors on legal and ethical standards
• Assist in the structuring of innovative investment vehicles tailored to high-net-worth clients

Required Qualifications

• J.D. degree from an accredited law school and active membership in good standing with at least one state bar
• Minimum of 7-10 years of relevant legal experience in financial services, particularly in wealth management or investment products
• In-depth knowledge of U.S. securities laws, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and SEC regulations
• Experience advising on investment solutions such as mutual funds, ETFs, alternative investments, and structured products
• Proven track record in drafting and negotiating complex legal agreements in a high-stakes financial environment
• Strong understanding of regulatory compliance requirements for broker-dealers and investment advisers within JPMorgan Chase's ecosystem

Preferred Qualifications

• Prior experience at a major financial institution like JPMorgan Chase or a comparable firm in wealth management legal roles
• Familiarity with global regulatory frameworks, including EU MiFID II or UK FCA rules, for cross-border investment solutions
• Advanced degree or certification in finance, such as CFA or CIMA, to enhance business acumen
• Experience managing regulatory examinations or responding to SEC inquiries in investment advisory contexts

Required Skills

• Expertise in securities law and regulatory compliance
• Strong analytical and problem-solving abilities
• Excellent written and verbal communication skills
• Proficiency in contract drafting and negotiation
• Knowledge of financial products and investment strategies
• Ability to manage multiple priorities in a fast-paced environment
• Collaborative teamwork across legal, compliance, and business functions
• Attention to detail in reviewing complex legal documents
• Business acumen in wealth management and private banking
• Risk assessment and mitigation expertise
• Familiarity with legal research tools like Westlaw or LexisNexis
• Interpersonal skills for advising senior executives
• Adaptability to evolving regulatory landscapes
• Project management for cross-functional initiatives

Benefits

• Comprehensive health, dental, and vision insurance plans with employer contributions
• 401(k) retirement savings plan with generous company matching up to 6% of eligible compensation
• Annual performance-based bonuses and long-term incentive awards tied to JPMorgan Chase's success
• Paid time off including vacation, sick leave, and parental leave policies
• Professional development opportunities through JPMorgan's internal training programs and tuition reimbursement
• Employee stock purchase plan and access to financial wellness resources
• On-site fitness centers, wellness programs, and mental health support at Jersey City location
• Commuter benefits and flexible work arrangements for work-life balance

JP Morgan Chase is an equal opportunity employer.