Internal Audit Vice President - Global Sales & Research

Location: Jersey City, NJ, United States

Job Family: Auditing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a strong commitment to integrity, innovation, and client success. As an Internal Audit Vice President in Global Sales & Research, you will play a critical role in safeguarding our investment banking operations by planning, executing, and documenting high-impact audit reports. Based in our state-of-the-art Jersey City, NJ office, you will collaborate with teams across the globe to assess risks in sales strategies, equity research, and market-making activities, ensuring compliance with stringent regulatory standards like SOX and Dodd-Frank. This position demands a strategic mindset to strengthen internal controls, mitigate financial risks, and drive continuous improvement in our dynamic, client-focused environment. Your day-to-day responsibilities will include leading end-to-end audit engagements, from scoping high-risk areas in global sales pipelines to performing detailed testing on research methodologies and transaction controls. You will partner with senior leaders in sales and research divisions to identify vulnerabilities, recommend enhancements, and track remediation progress, all while leveraging advanced data analytics tools to uncover insights. At JP Morgan Chase, we value diverse perspectives, and you will contribute to a culture of excellence by fostering risk awareness through training and advisory support, ultimately protecting our firm's reputation and enabling sustainable growth in competitive financial markets. We seek a seasoned professional with deep expertise in financial services auditing who thrives in a fast-paced, collaborative setting. This role offers unparalleled opportunities for professional growth within one of the world's most influential banks, where your work directly impacts our ability to serve institutional clients and navigate complex global markets. Join JP Morgan Chase to advance your career while contributing to the stability and innovation of the financial industry.

Key Responsibilities

• Plan and execute comprehensive internal audits of global sales and research operations, identifying risks and control weaknesses
• Develop detailed audit programs and testing methodologies tailored to financial services sales and equity research activities
• Collaborate with global stakeholders across JP Morgan Chase's regions to ensure consistent audit standards and knowledge sharing
• Document audit findings in clear, actionable reports and present recommendations to senior management
• Strengthen internal controls by advising on process improvements and compliance with regulatory requirements
• Monitor ongoing audit issues and track remediation efforts to mitigate financial and operational risks
• Conduct data analytics to support audit evidence gathering and fraud detection in sales transactions
• Participate in the annual audit planning process, prioritizing high-risk areas in global markets
• Foster a culture of risk awareness through training and communication with sales and research teams
• Liaise with external auditors and regulators to support JP Morgan Chase's compliance obligations

Required Qualifications

• Bachelor's degree in Accounting, Finance, Business Administration, or a related field
• Minimum of 7-10 years of experience in internal auditing, risk management, or compliance within the financial services industry
• Professional certification such as CIA (Certified Internal Auditor), CPA (Certified Public Accountant), or equivalent
• Strong understanding of global financial markets, sales processes, and research methodologies in investment banking
• Proven track record of leading audit engagements and delivering high-quality audit reports
• Ability to travel internationally as needed for global audit collaborations
• Proficiency in audit software and data analytics tools used in financial auditing

Preferred Qualifications

• Advanced degree (MBA or Master's in Finance) with a focus on risk or audit
• Experience in auditing sales and research divisions at a major financial institution like JP Morgan Chase
• Knowledge of regulatory frameworks such as Dodd-Frank, SOX, and Basel III
• Prior leadership role in a global audit team within investment banking
• Familiarity with JP Morgan Chase's internal control frameworks and corporate governance standards

Required Skills

• Expertise in internal auditing standards (e.g., IIA standards)
• Proficiency in financial analysis and risk assessment
• Strong knowledge of investment banking products and sales cycles
• Advanced Excel and data analytics skills (e.g., ACL, Tableau)
• Excellent written and verbal communication for report writing and presentations
• Project management abilities to lead complex audit engagements
• Global collaboration and cross-cultural communication skills
• Attention to detail and analytical thinking for control testing
• Regulatory compliance knowledge in financial services
• Leadership and team-building in a matrixed organization
• Problem-solving to address audit findings innovatively
• Time management to handle multiple audits under deadlines
• Familiarity with cybersecurity risks in research data handling
• Ethical judgment in high-stakes financial environments
• Adaptability to evolving market and regulatory landscapes

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick days, and parental leave
• Professional development programs and tuition reimbursement for certifications
• Employee stock purchase plan and access to financial wellness resources
• On-site fitness centers, wellness programs, and mental health support
• Global mobility opportunities and relocation assistance for international roles

JP Morgan Chase is an equal opportunity employer.