J.P. Morgan Wealth Management – Active Trade Desk - Vice President - Client Service

Location: Plano, TX, United States

Job Family: Specialty Operations

About the Role

At J.P. Morgan Wealth Management, we are dedicated to helping high-net-worth clients achieve their financial aspirations through personalized strategies and unparalleled service. The Active Trade Desk plays a pivotal role in this mission by executing trades with precision and efficiency. As Vice President - Client Service in Plano, TX, you will lead a dynamic team responsible for delivering expert trade execution, robust risk management, and superior client support across equities, mutual funds, and derivatives. This position within our Specialty Operations category demands a strategic leader who can navigate complex market conditions while upholding J.P. Morgan's high standards of integrity and innovation. In this leadership role, you will oversee the end-to-end trading process, ensuring timely and accurate execution that aligns with client objectives and regulatory guidelines. You will mentor your team to foster a culture of excellence, leveraging J.P. Morgan's cutting-edge technology and resources to optimize performance. Collaboration with Wealth Management advisors and other internal stakeholders will be key to providing holistic client solutions, while your focus on risk mitigation will safeguard assets in volatile markets. This is an opportunity to drive operational excellence in a firm renowned for its global reach and commitment to sustainable investing. Joining J.P. Morgan means becoming part of a world-class institution that values diversity, inclusion, and professional growth. In Plano, TX, you'll benefit from a supportive environment with access to top-tier training and career advancement paths. If you have a passion for financial markets and client success, this role offers the platform to make a meaningful impact in wealth management.

Key Responsibilities

• Lead and mentor a team of Active Trade Desk professionals to ensure seamless trade execution for equities, mutual funds, and derivatives
• Oversee daily operations of the trading desk, including order routing, execution, and settlement processes
• Provide exceptional client service by resolving complex trade inquiries and delivering timely market insights
• Implement and monitor risk management protocols to mitigate trading risks and ensure compliance with J.P. Morgan standards
• Collaborate with Wealth Management advisors to align trading strategies with client investment goals
• Analyze market trends and performance metrics to optimize desk efficiency and execution quality
• Develop and execute training programs for team members on trading best practices and regulatory updates
• Liaise with internal partners such as compliance, operations, and technology teams to enhance desk capabilities
• Drive continuous improvement initiatives to support J.P. Morgan's commitment to client-centric innovation

Required Qualifications

• Bachelor's degree in Finance, Business Administration, or a related field
• Minimum of 7-10 years of experience in financial services, with a focus on trade execution and client servicing in wealth management
• Series 7 and Series 63 licenses required
• Proven leadership experience managing teams in high-volume trading environments
• Strong understanding of equities, mutual funds, and derivatives markets
• Excellent knowledge of regulatory requirements including SEC, FINRA, and MSRB rules

Preferred Qualifications

• Advanced degree (MBA) or CFA certification
• Experience in J.P. Morgan's Wealth Management division or similar high-net-worth client services
• Prior role in risk management or compliance within a trading desk
• Familiarity with Bloomberg terminals and order management systems

Required Skills

• Expertise in trade execution platforms and order management systems
• Proficiency in equities, mutual funds, and derivatives trading
• Strong risk assessment and management abilities
• Leadership and team motivation skills
• Excellent client communication and relationship-building
• Analytical skills for market data interpretation
• Regulatory compliance knowledge (SEC, FINRA)
• Problem-solving in high-pressure environments
• Project management for operational improvements
• Technical proficiency with Bloomberg and similar tools
• Attention to detail in transaction processing
• Adaptability to fast-paced financial markets
• Interpersonal skills for cross-functional collaboration

Benefits

• Competitive base salary and performance-based annual bonus
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company match
• Paid time off including vacation, sick days, and parental leave
• Professional development opportunities through J.P. Morgan's learning programs
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at Plano campus
• Flexible work arrangements and hybrid options where applicable

JP Morgan Chase is an equal opportunity employer.