J.P. Morgan Wealth Management - Central Supervisory Vice President Annuity Manager - Columbus, OH, Plano, TX and Tempe, AZ

Location: Columbus, OH, United States

Job Family: Business Management

About the Role

At J.P. Morgan Wealth Management, we are dedicated to helping clients achieve their financial goals through personalized strategies and innovative products. As a Central Supervisory Vice President Annuity Manager, you will play a pivotal role in supporting our advisors by ensuring the highest standards of regulatory compliance and operational integrity in annuity offerings. Based in Columbus, OH, with opportunities in Plano, TX, and Tempe, AZ, this position involves overseeing supervisory processes for annuity transactions across our national network, mitigating risks, and fostering a culture of excellence in wealth management. You will report to senior leadership in the Business Management category and collaborate closely with advisory, compliance, and product teams to navigate the complexities of the financial services landscape. Your primary focus will be on managing the end-to-end supervisory requirements for annuity products, including fixed, variable, and indexed options, while adhering to stringent regulations from FINRA, SEC, and state authorities. This includes conducting thorough reviews of advisor recommendations, implementing robust controls to prevent compliance breaches, and leading efforts to enhance operational efficiency. In this dynamic role, you will analyze trends in retirement planning, provide expert guidance on annuity integration into client portfolios, and drive initiatives that align with J.P. Morgan's commitment to fiduciary responsibility and client-centric innovation. Your contributions will directly impact our ability to deliver trusted wealth solutions to high-net-worth individuals and institutions. We seek a strategic leader with deep expertise in financial supervision who thrives in a fast-paced environment. This position offers the chance to influence policy at a global leader in wealth management, with exposure to cutting-edge tools and diverse teams. Join J.P. Morgan Chase to advance your career while safeguarding the integrity of our annuity practices and empowering advisors to serve clients exceptionally.

Key Responsibilities

• Oversee the supervisory review and approval processes for annuity recommendations and transactions to ensure regulatory compliance
• Assist in managing operational risks associated with wealth management activities, including annuity product distribution
• Develop and implement supervisory controls and procedures tailored to J.P. Morgan's Wealth Management division
• Conduct training and education sessions for advisors on annuity regulations, best practices, and risk mitigation
• Monitor and report on key performance indicators related to annuity sales and supervisory effectiveness
• Collaborate with compliance, legal, and business teams to address regulatory changes impacting annuities
• Lead investigations into potential supervisory lapses and recommend corrective actions
• Support the integration of annuity products into client portfolios while adhering to fiduciary standards
• Analyze market trends and provide insights to enhance annuity offerings within J.P. Morgan's wealth strategies
• Ensure timely resolution of client inquiries and escalations related to annuity products

Required Qualifications

• Bachelor's degree in Finance, Business Administration, or a related field
• Minimum of 7-10 years of experience in wealth management, supervisory roles, or regulatory compliance within the financial services industry
• In-depth knowledge of annuity products, including fixed, variable, and indexed annuities, and associated regulatory requirements
• Proven track record in managing operational risks and ensuring compliance with SEC, FINRA, and state insurance regulations
• Experience in supervising teams in a high-volume financial advisory environment
• Strong understanding of J.P. Morgan Chase's wealth management platforms and processes
• Ability to travel up to 20% for business needs across Columbus, OH, Plano, TX, and Tempe, AZ locations

Preferred Qualifications

• Advanced degree (MBA or JD) or relevant certifications such as CFP, CFA, or Series 6/7/63/66 licenses
• Prior experience in annuity sales supervision or product management at a major financial institution
• Familiarity with J.P. Morgan's proprietary risk management tools and compliance systems
• Demonstrated leadership in cross-functional teams within wealth management
• Knowledge of emerging trends in retirement planning and annuity innovations

Required Skills

• Regulatory compliance expertise in financial services
• Annuity product knowledge and lifecycle management
• Risk assessment and mitigation techniques
• Leadership and team supervision abilities
• Analytical thinking for performance metrics
• Communication skills for training and reporting
• Proficiency in Microsoft Office Suite and financial software
• Knowledge of FINRA and SEC rules
• Project management for supervisory initiatives
• Client-focused problem-solving
• Attention to detail in transaction reviews
• Adaptability to regulatory changes
• Strategic planning for wealth management
• Data analysis using tools like Excel or Tableau
• Interpersonal skills for cross-team collaboration

Benefits

• Comprehensive health, dental, and vision insurance plans with employer contributions
• 401(k) retirement savings plan with company matching up to 6% of eligible compensation
• Generous paid time off, including vacation, sick days, and parental leave
• Professional development programs, including tuition reimbursement and access to J.P. Morgan's learning academy
• Employee stock purchase plan and performance-based bonuses
• Wellness programs with gym memberships, mental health support, and financial wellness resources
• Flexible work arrangements, including hybrid options in Columbus, OH, Plano, TX, and Tempe, AZ
• Life and disability insurance coverage at no cost to employees

JP Morgan Chase is an equal opportunity employer.