J.P. Morgan Wealth Management - Senior Associate, Exposure Management & Market Surveillance

Location: New York, NY, United States

Job Family: Risk Support

About the Role

At J.P. Morgan Wealth Management, we are at the forefront of delivering personalized financial advice and innovative investment solutions to high-net-worth clients worldwide. As a Senior Associate in Exposure Management & Market Surveillance, you will play a pivotal role in safeguarding our clients' assets and ensuring the integrity of our market activities. Based in our dynamic New York office, you will drive the development of cutting-edge risk solutions that align with J.P. Morgan's commitment to excellence in wealth management. This position within the Risk Support category offers the opportunity to contribute to a team that protects against market volatilities while fostering sustainable growth in one of the world's leading financial institutions. Your core responsibilities will include monitoring and analyzing exposure across diverse asset classes, leveraging advanced surveillance tools to identify potential risks in real-time. You will collaborate closely with wealth advisors, portfolio managers, and compliance teams to implement robust risk frameworks that comply with stringent regulatory standards. By conducting stress tests, scenario analyses, and investigative reviews, you will help mitigate threats such as market manipulation or excessive leverage, ensuring J.P. Morgan Wealth Management maintains its reputation for trust and reliability in the financial services industry. We seek a proactive professional with a passion for risk innovation and a deep understanding of financial markets. In this role, you will not only respond to immediate challenges but also shape future strategies through data-driven insights and technological advancements. Joining J.P. Morgan Chase means becoming part of a global network that values diversity, professional growth, and impactful contributions to the evolving landscape of wealth management.

Key Responsibilities

• Develop and implement risk exposure models to monitor portfolio risks across J.P. Morgan Wealth Management clients
• Conduct market surveillance to detect and mitigate potential market abuse, insider trading, or anomalous trading patterns
• Collaborate with cross-functional teams including traders, advisors, and compliance officers to ensure regulatory adherence
• Analyze market data and generate reports on risk metrics, stress testing, and scenario analysis
• Enhance surveillance systems by integrating advanced analytics and real-time monitoring tools
• Support the development of innovative risk solutions tailored to wealth management strategies
• Monitor and report on key risk indicators (KRIs) for senior management and regulatory bodies
• Investigate and escalate potential risk events, providing recommendations for mitigation
• Contribute to policy development for exposure management and market integrity
• Stay abreast of industry trends, regulatory changes, and emerging risks in financial markets

Required Qualifications

• Bachelor's degree in Finance, Economics, Risk Management, or a related field
• Minimum of 5 years of experience in risk management, market surveillance, or compliance within the financial services industry
• Strong understanding of regulatory requirements such as SEC, FINRA, and Dodd-Frank Act
• Proficiency in financial modeling and data analysis tools
• Experience with exposure management systems and market risk analytics
• Ability to work in a fast-paced, high-stakes environment
• Series 7 and Series 24 licenses or equivalent certifications

Preferred Qualifications

• Advanced degree (MBA or Master's in Finance/Risk Management)
• Prior experience at a major financial institution like J.P. Morgan Chase
• Knowledge of wealth management products and advisory services
• Familiarity with AI-driven surveillance tools and machine learning applications in risk
• CFA or FRM certification

Required Skills

• Financial modeling and quantitative analysis
• Risk assessment and exposure management
• Market surveillance and anomaly detection
• Data analytics using SQL, Python, or R
• Regulatory compliance knowledge (SEC, FINRA)
• Proficiency in Excel and financial software (e.g., Bloomberg, FactSet)
• Strong analytical and problem-solving abilities
• Excellent communication and stakeholder management
• Attention to detail and ethical judgment
• Adaptability to evolving market conditions
• Team collaboration in multidisciplinary environments
• Report writing and presentation skills
• Understanding of derivatives, equities, and fixed income products
• Machine learning basics for surveillance applications
• Project management and process improvement

Benefits

• Competitive base salary and performance-based bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company match
• Paid time off, including vacation, sick days, and parental leave
• Professional development programs and tuition reimbursement
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at J.P. Morgan facilities
• Global mobility opportunities within J.P. Morgan Chase

JP Morgan Chase is an equal opportunity employer.