Operations Post Trade Compliance Associate

Location: Boston, MA, United States

Job Family: Product Management

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a proud history of innovation and client focus. The Operations Post Trade Compliance Associate role in our Boston, MA office is integral to ensuring seamless and compliant post-trade activities within our Corporate & Investment Bank division. This position sits within the Product Management category, where you'll play a key role in safeguarding our operations against regulatory risks while supporting the efficient execution of trades across global markets. If you have a solid background in post-trade compliance and a passion for the financial services industry, this opportunity allows you to contribute to one of the world's most respected institutions, handling complex transactions in equities, fixed income, and derivatives. In this role, you will be responsible for monitoring trade confirmations, settlements, and reporting to uphold standards set by regulations like SEC Rule 15c3-5 and MiFID II. You'll collaborate closely with trading desks, operations teams, and compliance officers to identify potential issues, implement controls, and drive process enhancements. Daily tasks include data reconciliation, regulatory filings, and leveraging technology to automate compliance checks, all while navigating the dynamic landscape of international financial regulations. Your work will directly impact JP Morgan Chase's ability to deliver reliable services to institutional clients and maintain our reputation for integrity and excellence. We seek candidates who thrive in a collaborative, high-stakes environment and are committed to continuous learning. This position offers exposure to cutting-edge financial technologies and the chance to grow within JP Morgan Chase's robust career development framework. Join us in Boston, a hub for finance and innovation, and help shape the future of post-trade operations in a firm that values diversity, inclusion, and employee well-being.

Key Responsibilities

• Monitor and ensure compliance with post-trade regulations for trade confirmations, settlements, and reporting across asset classes
• Conduct daily reviews of trade data to identify and resolve discrepancies in alignment with JP Morgan Chase's risk management standards
• Collaborate with trading, operations, and legal teams to implement compliance controls and mitigate regulatory risks
• Prepare and submit regulatory reports to bodies like the SEC, CFTC, and international equivalents
• Develop and maintain documentation for post-trade processes, including SOPs and audit trails
• Analyze emerging regulatory changes and assess their impact on JP Morgan Chase's operations
• Support internal audits and external examinations by providing accurate compliance data and insights
• Utilize technology platforms to automate compliance checks and enhance efficiency in post-trade workflows
• Train junior team members on compliance best practices and regulatory updates
• Contribute to process improvements aimed at reducing operational risks in the financial services ecosystem

Required Qualifications

• Bachelor's degree in Finance, Business Administration, or a related field
• Minimum of 3 years of experience in post-trade compliance, operations, or regulatory reporting within the financial services industry
• Strong understanding of securities regulations such as SEC Rule 15c3-5, EMIR, and MiFID II
• Proficiency in trade lifecycle processes, including confirmation, settlement, and reconciliation
• Experience with compliance monitoring tools and reporting systems
• Ability to work in a fast-paced environment with attention to detail
• U.S. work authorization and ability to obtain necessary securities licenses (e.g., Series 7 or 99)

Preferred Qualifications

• Advanced degree (MBA or Master's in Finance) or relevant certifications like CFA or CRISC
• Prior experience at a major financial institution such as JP Morgan Chase or similar
• Knowledge of derivatives and fixed income products in post-trade environments
• Familiarity with data analytics and automation in compliance workflows
• Experience with cross-border regulatory requirements in global markets

Required Skills

• Regulatory compliance knowledge (SEC, EMIR, MiFID)
• Trade lifecycle expertise
• Data analysis and reconciliation
• Risk assessment and management
• Attention to detail
• Problem-solving abilities
• Communication and collaboration
• Proficiency in Microsoft Excel and SQL
• Experience with compliance software (e.g., Aladdin, MarkitWire)
• Analytical thinking
• Time management in high-pressure settings
• Adaptability to regulatory changes
• Teamwork across departments
• Basic programming for automation (Python or VBA)
• Understanding of financial products (equities, derivatives)

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching
• Paid time off including vacation, sick days, and parental leave
• Professional development opportunities through JP Morgan's internal training programs and tuition reimbursement
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at Boston location
• Flexible work arrangements and hybrid options post-pandemic

JP Morgan Chase is an equal opportunity employer.