Oversight Operations CTPO - Senior Associate

Location: Columbus, OH, United States

Job Family: Operating Risk & Control Mgt

About the Role

At JPMorgan Chase, we are a leading global financial services firm with operations serving millions of customers, institutions, and governments worldwide. The Oversight Operations CTPO - Senior Associate role within our Inter Affiliate Services team is pivotal in safeguarding the integrity of our operations. Based in Columbus, OH, this position falls under Operating Risk & Control Management and focuses on ensuring robust compliance with our comprehensive Oversight program. As a Senior Associate, you will play a key role in monitoring and enhancing controls for inter-affiliate transactions, mitigating operational risks, and supporting the firm's commitment to regulatory excellence in a dynamic banking environment. In this role, you will collaborate closely with the Counterparty Treasury Policy Office (CTPO) to develop and execute oversight strategies that align with JPMorgan Chase's risk appetite and global standards. Responsibilities include performing in-depth reviews of operational processes, analyzing key risk indicators, and driving remediation efforts for identified control gaps. You will leverage data analytics to produce insightful reports for senior leadership and contribute to regulatory interactions, ensuring our inter-affiliate services remain resilient against emerging threats. This position offers the opportunity to influence process improvements that enhance efficiency across our vast network of affiliates. We seek a proactive professional with a strong foundation in financial services risk management to join our high-performing team. Ideal candidates thrive in a fast-paced setting, demonstrating expertise in compliance frameworks and a passion for operational excellence. At JPMorgan Chase, you'll benefit from world-class resources, career growth opportunities, and a culture that values innovation and inclusion, all while contributing to the stability of one of the world's most trusted financial institutions.

Key Responsibilities

• Develop and maintain oversight frameworks for inter-affiliate services to ensure compliance with JPMorgan Chase's risk and control standards
• Conduct regular reviews and assessments of operational processes within the Counterparty Treasury Policy Office (CTPO) to identify and mitigate risks
• Collaborate with business units to implement control enhancements and monitor adherence to regulatory and internal policies
• Prepare detailed reports and dashboards on oversight activities for senior management and regulatory submissions
• Lead investigations into potential control deficiencies and recommend remediation actions
• Facilitate training sessions on oversight protocols for team members and stakeholders
• Monitor key risk indicators (KRIs) and escalate issues related to inter-affiliate transactions
• Support audit and regulatory examinations by providing documentation and insights into operational controls
• Drive continuous improvement in oversight operations through data-driven analysis and process optimization

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Risk Management, or a related field
• Minimum of 5 years of experience in operational risk management, compliance, or oversight functions within the financial services industry
• Strong understanding of regulatory requirements such as OCC, FRB, and SEC guidelines related to inter-affiliate transactions
• Proven track record in managing oversight programs and conducting risk assessments in a banking environment
• Experience with data analysis tools and reporting in a high-volume operational setting
• Ability to work collaboratively in a matrixed organization with cross-functional teams

Preferred Qualifications

• Advanced degree (MBA or Master's in Risk Management) or relevant certifications like CRISC or CISA
• Prior experience at a large financial institution like JP Morgan Chase, focusing on inter-affiliate services
• Knowledge of JPMorgan's internal control frameworks and technology platforms such as Aladdin or internal risk systems
• Demonstrated leadership in process improvement initiatives within operations or compliance teams

Required Skills

• Operational risk assessment and management
• Regulatory compliance knowledge (OCC, FRB, SEC)
• Data analysis and visualization (Excel, Tableau, SQL)
• Process improvement methodologies (Lean, Six Sigma)
• Report writing and presentation skills
• Cross-functional collaboration and stakeholder management
• Attention to detail and analytical thinking
• Problem-solving in complex financial environments
• Knowledge of banking operations and inter-affiliate transactions
• Project management and prioritization
• Communication (verbal and written)
• Adaptability to changing regulatory landscapes
• Familiarity with risk management tools and software
• Ethical decision-making and integrity
• Team leadership and mentoring

Benefits

• Comprehensive health, dental, and vision insurance plans with employer contributions
• 401(k) retirement savings plan with generous company matching up to 6% of eligible pay
• Annual performance-based bonuses and stock awards as part of total compensation
• Paid time off including vacation, sick days, and parental leave
• Professional development opportunities through JPMorgan's internal training programs and tuition reimbursement
• Wellness programs including gym memberships, mental health support, and employee assistance services
• Flexible work arrangements with hybrid options in Columbus, OH
• Employee stock purchase plan and financial planning resources

JP Morgan Chase is an equal opportunity employer.