Securities Services Attorney - Executive Director

Location: New York, NY, United States

Job Family: Counsel

About the Role

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.9 trillion and operations worldwide, committed to helping clients achieve their ambitions through innovative banking, investment, and asset management solutions. As a Securities Services Attorney - Executive Director in our New York office, you will join a dynamic legal team supporting the firm's Corporate & Investment Bank division. This senior role focuses on providing strategic legal advice for securities services, including custody, clearing, settlement, and fund administration, ensuring compliance with complex regulatory frameworks while driving business growth in a competitive financial landscape. In this position, you will partner closely with business leaders, compliance officers, and operations teams to navigate U.S. securities laws such as the Exchange Act and Investment Advisers Act, as well as international regulations impacting global clients. Your responsibilities will include structuring transactions, mitigating legal risks in product innovations, and responding to regulatory developments from the SEC and other authorities. At JPMorgan Chase, you will contribute to high-profile initiatives like expanding prime brokerage services or enhancing collateral management platforms, all while upholding the firm's reputation for integrity and excellence in financial services. We seek a seasoned attorney with deep expertise in the securities industry to thrive in our collaborative, fast-paced environment. This role offers the opportunity to influence key decisions at one of the world's most admired financial institutions, with exposure to diverse client portfolios and cutting-edge fintech integrations. Join us to advance your career while helping shape the future of securities services at JPMorgan Chase.

Key Responsibilities

• Provide expert legal counsel on securities services products, including custody, fund administration, and collateral management for institutional clients
• Advise on compliance with U.S. and international securities regulations, ensuring JP Morgan Chase's operations align with SEC, FINRA, and global standards
• Draft, review, and negotiate complex agreements such as ISDA, prime brokerage, and custody contracts
• Conduct legal risk assessments for new business initiatives, product developments, and market expansions in securities services
• Collaborate with business teams to mitigate regulatory risks and support strategic initiatives in asset servicing and clearing
• Represent the firm in regulatory inquiries, examinations, and enforcement matters related to securities activities
• Develop and deliver training on legal and compliance topics to securities services teams
• Monitor legislative and regulatory changes impacting the financial services industry and recommend policy updates
• Support litigation and dispute resolution involving securities services clients and counterparties
• Foster relationships with external counsel and regulators to enhance JP Morgan Chase's position in the industry

Required Qualifications

• J.D. degree from an accredited law school and active membership in the New York State Bar
• 8+ years of relevant legal experience in securities services, banking regulation, or financial law at a major financial institution or law firm
• In-depth knowledge of U.S. securities laws, including the Securities Act of 1933, Securities Exchange Act of 1934, and related regulations
• Proven track record advising on custody, clearing, settlement, and asset servicing in the financial services sector
• Experience with regulatory compliance, risk management, and interactions with bodies like the SEC and FINRA
• Strong analytical skills with the ability to interpret complex financial regulations and apply them to business operations
• Ability to work in a fast-paced, high-stakes environment with minimal supervision

Preferred Qualifications

• Experience in global custody services or prime brokerage within a tier-1 bank like JP Morgan Chase
• Familiarity with international regulations such as MiFID II, EMIR, or Dodd-Frank Act implications for securities services
• Prior role involving cross-functional collaboration with trading, operations, and compliance teams
• Advanced degree or certification in finance, such as CFA or CCEP
• Demonstrated leadership in legal advisory for mergers, acquisitions, or product launches in securities

Required Skills

• Expertise in securities law and financial regulations
• Contract drafting and negotiation
• Regulatory compliance and risk assessment
• Analytical and problem-solving abilities
• Communication and stakeholder management
• Attention to detail in legal documentation
• Project management for cross-functional initiatives
• Knowledge of financial products like derivatives and funds
• Adaptability to evolving market conditions
• Leadership and team collaboration
• Research skills for legal and regulatory updates
• Confidentiality and ethical judgment
• Proficiency in Microsoft Office and legal research tools like Westlaw
• Interpersonal skills for client and regulator interactions
• Strategic thinking for business-legal alignment

Benefits

• Comprehensive medical, dental, and vision insurance plans with multiple coverage options
• 401(k) retirement savings plan with generous company matching contributions
• Annual performance-based bonuses and long-term incentive compensation
• Paid time off including vacation, sick leave, and parental leave policies
• Professional development programs, including tuition reimbursement and leadership training
• Wellness programs with gym memberships, mental health support, and health screenings
• Employee stock purchase plan and financial planning services
• Flexible work arrangements and commuter benefits for New York-based roles

JP Morgan Chase is an equal opportunity employer.