Trading Services Specialist IV

Location: Newark, DE, United States

Job Family: Trading Services

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a proud history of delivering superior results for our clients. As a Trading Services Specialist IV in our Trading Services team based in Newark, DE, you will play a critical role in supporting the firm's institutional securities operations. This position focuses on providing primary and secondary trade closing support, ensuring seamless execution and settlement of complex trades across various asset classes. You will also conduct thorough reviews of third-party agency activities to mitigate risks and maintain compliance with stringent regulatory frameworks. Joining our dynamic team means contributing to high-stakes financial transactions that power global markets, while leveraging JP Morgan's cutting-edge technology and resources to drive operational excellence. In this senior-level role, you will handle end-to-end trade lifecycle management, from validation to reconciliation, in a fast-paced environment where accuracy and efficiency are paramount. Responsibilities include resolving trade discrepancies, interfacing with internal stakeholders like traders and compliance officers, and external partners such as clearinghouses and custodians. You will utilize JP Morgan's proprietary platforms to monitor trade flows, identify potential issues proactively, and implement controls to safeguard the firm's interests. This position offers opportunities to influence process optimizations and participate in strategic initiatives that enhance our trading infrastructure, all while adhering to the highest standards of integrity and client service that define JP Morgan Chase. We seek a detail-oriented professional with deep expertise in financial markets and a passion for operational excellence. This role is ideal for someone who thrives in collaborative settings and is committed to continuous learning in an evolving regulatory landscape. At JP Morgan Chase, your contributions will directly impact our ability to serve institutional clients worldwide, fostering career growth within one of the most respected names in finance. If you are ready to elevate your career in trading services, apply today to join a team that values innovation, resilience, and unwavering commitment to excellence.

Key Responsibilities

• Execute primary and secondary trade closing activities to ensure timely and accurate settlement of securities transactions
• Review and validate third-party agency trades for compliance with internal policies and regulatory standards
• Monitor trade exceptions, resolve discrepancies, and escalate issues to senior management as needed
• Collaborate with trading desks, operations teams, and external counterparties to facilitate smooth trade execution
• Maintain detailed records of trade activities and generate reports for audit and regulatory purposes
• Identify process improvements to enhance efficiency in trading services operations
• Ensure adherence to JP Morgan Chase's risk management frameworks and control procedures
• Support ad-hoc projects related to trading system enhancements or regulatory changes
• Provide training and guidance to junior team members on trade closing best practices
• Contribute to daily reconciliation of trade data across multiple systems and platforms

Required Qualifications

• Bachelor's degree in Finance, Business Administration, or a related field
• Minimum of 5 years of experience in trading services, trade closing, or financial operations within the banking or securities industry
• Strong knowledge of trade lifecycle processes, including primary and secondary trade settlements
• Proficiency in regulatory compliance standards such as SEC, FINRA, and Dodd-Frank requirements
• Experience with third-party agency interactions and review processes in a financial services environment
• Demonstrated ability to handle high-volume, time-sensitive transactions with accuracy
• U.S. work authorization and ability to obtain necessary securities licenses (e.g., Series 7 or 99)

Preferred Qualifications

• Advanced degree (MBA) or certifications like CFA or FRM
• Prior experience at a major financial institution like JP Morgan Chase
• Familiarity with global markets and cross-border trade settlements
• Knowledge of JP Morgan's proprietary trading systems and platforms
• Proven track record in risk management and exception handling for trades

Required Skills

• Trade settlement and closing expertise
• Regulatory compliance knowledge
• Third-party agency review proficiency
• Attention to detail and accuracy
• Problem-solving and analytical thinking
• Time management in fast-paced environments
• Communication and collaboration skills
• Proficiency in financial software (e.g., Bloomberg, Calypso)
• Data analysis and reporting capabilities
• Risk assessment and mitigation
• Adaptability to changing market conditions
• Team leadership and mentoring
• Microsoft Office Suite (Excel, Word, PowerPoint)
• Understanding of fixed income, equities, and derivatives
• Exception handling and escalation procedures

Benefits

• Comprehensive medical, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick days, and parental leave
• Professional development programs and tuition reimbursement for relevant certifications
• Employee stock purchase plan and performance-based bonuses
• Wellness programs including gym memberships and mental health support
• Flexible work arrangements and hybrid options for eligible roles
• Access to JP Morgan's global mobility programs and career advancement opportunities

JP Morgan Chase is an equal opportunity employer.