Vice President, Finance Compliance and Ops Risk Test Manager

Location: Bengaluru, Karnataka, India

Job Family: Compliance & Ops Risk Testing

About the Role

At JP Morgan Chase, we are a leading global financial services firm with operations spanning investment banking, consumer and community banking, commercial banking, and asset and wealth management. Our Compliance & Ops Risk Testing team plays a critical role in safeguarding the integrity of our operations by ensuring robust compliance with regulatory standards and effective management of operational risks. As Vice President, Finance Compliance and Ops Risk Test Manager in our Bengaluru office, you will lead the development and execution of testing strategies that mitigate risks in finance-related activities, fostering a culture of compliance and resilience across our international footprint. In this pivotal role, you will oversee the full lifecycle of compliance and operational risk testing, from strategy formulation to result analysis and remediation tracking. You will collaborate closely with business leaders, risk officers, and technology partners to identify vulnerabilities in financial processes, such as transaction monitoring, regulatory reporting, and control frameworks. Leveraging your expertise in global regulations like those from the RBI, SEC, and Basel accords, you will drive innovative testing approaches, including the integration of advanced analytics to enhance efficiency and accuracy. Your leadership will ensure that JP Morgan Chase maintains its position as a trusted steward of client assets and a compliant industry leader. Key to success in this position is your ability to build and nurture stakeholder relationships, translating complex risk insights into actionable recommendations for executive audiences. You will mentor a high-performing team, promoting continuous improvement in testing methodologies while adapting to the dynamic landscape of financial services. Based in Bengaluru, this role offers the opportunity to contribute to groundbreaking initiatives in a collaborative environment, supported by JP Morgan's world-class resources and commitment to employee growth. If you are passionate about risk management and eager to make a tangible impact on global finance, join us in shaping the future of secure and compliant banking.

Key Responsibilities

• Develop and lead comprehensive testing strategies for finance compliance and operational risk across JP Morgan Chase's global operations
• Manage end-to-end testing processes, including planning, execution, and reporting on control effectiveness and risk exposures
• Identify emerging risks in financial transactions and compliance areas, recommending mitigation strategies to senior leadership
• Foster strong relationships with key stakeholders, including business units, regulatory teams, and external auditors
• Oversee a team of testers and analysts, providing guidance on best practices in risk management and compliance testing
• Ensure alignment of testing programs with JP Morgan's enterprise risk framework and regulatory requirements
• Analyze testing results to drive process improvements and enhance operational resilience
• Collaborate with technology teams to integrate data analytics and automation into risk testing workflows
• Prepare detailed reports and presentations for executive management on compliance and risk testing outcomes
• Monitor industry trends and regulatory changes to proactively update testing methodologies

Required Qualifications

• Bachelor's degree in Finance, Accounting, Business Administration, or a related field; advanced degree (MBA or Master's) preferred
• Minimum of 8-10 years of experience in compliance, operational risk management, or internal audit within the financial services industry
• Proven track record in leading testing programs for regulatory compliance and operational risks in a banking environment
• Strong knowledge of global financial regulations such as Basel III, Dodd-Frank, and local Indian regulations including RBI guidelines
• Experience managing cross-functional teams and stakeholder relationships in a matrixed organization
• Certification in risk management (e.g., CRISC, CISA) or compliance (e.g., CAMS) is required
• Ability to work in a fast-paced, high-stakes environment with a focus on risk mitigation

Preferred Qualifications

• Experience in JP Morgan Chase or similar large-scale financial institutions
• Familiarity with automated testing tools and data analytics for risk assessment
• Prior leadership role in developing compliance testing frameworks for international operations
• Knowledge of cybersecurity risks and their intersection with operational compliance
• Advanced proficiency in regulatory reporting and audit processes

Required Skills

• Expertise in financial compliance frameworks and operational risk assessment
• Proficiency in risk testing methodologies and control validation techniques
• Strong analytical skills for interpreting complex financial data and regulatory requirements
• Excellent project management abilities using tools like Jira or MS Project
• Advanced knowledge of SQL and data analytics platforms (e.g., Tableau, Python for risk modeling)
• Leadership and team management in multicultural, global teams
• Superior communication skills for stakeholder engagement and reporting
• Deep understanding of banking products, including derivatives, lending, and payments
• Problem-solving acumen in high-pressure regulatory environments
• Familiarity with GRC (Governance, Risk, and Compliance) software solutions
• Adaptability to evolving financial regulations and industry standards
• Interpersonal skills for building collaborative relationships across functions
• Technical proficiency in Microsoft Office Suite and financial modeling tools
• Risk quantification and scenario analysis expertise

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance coverage
• Retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick leave, and parental leave
• Professional development programs and tuition reimbursement for advanced certifications
• Employee stock purchase plan and financial wellness resources
• On-site fitness centers and wellness programs at JP Morgan campuses
• Flexible work arrangements including hybrid options in Bengaluru

JP Morgan Chase is an equal opportunity employer.