Wholesale Lending Services Control Manager - Senior Associate

Location: Plano, TX, United States

Job Family: Control Officers

About the Role

At JP Morgan Chase, we are a leading global financial services firm with a proud history of innovation and client service. The Wholesale Lending Services Control Manager - Senior Associate role within our Corporate & Investment Bank division is pivotal in safeguarding our operations in Plano, TX. This position focuses on upholding a strong control environment across wholesale lending activities, including syndicated loans, bilateral lending, and structured finance. As a Senior Associate, you will play a key role in executing CORE (Control, Operations, Risk, and Enhancement) requirements, ensuring that our lending services align with JP Morgan's rigorous risk management standards and regulatory obligations. This role demands a proactive approach to identifying risks, implementing controls, and fostering a culture of compliance in a dynamic financial landscape. In this position, you will lead efforts to assess and enhance control processes, collaborating closely with lending teams, risk officers, and compliance experts. Responsibilities include performing control testing, monitoring key metrics, and driving remediation actions to address any identified weaknesses. You will leverage your expertise in financial regulations such as Dodd-Frank and Basel III to support audit preparations and regulatory interactions. At JP Morgan Chase, we value innovation in risk management, so you will also explore data-driven tools to optimize controls, contributing to the firm's commitment to operational excellence and client trust. Joining JP Morgan Chase means becoming part of a world-class team dedicated to pushing the boundaries of financial services. This Senior Associate role offers opportunities for career growth, exposure to high-impact projects, and the chance to influence control strategies that protect billions in assets. If you thrive in a collaborative environment and have a passion for risk mitigation in wholesale lending, we invite you to bring your skills to our Plano office and help shape the future of secure banking at one of the world's most respected institutions.

Key Responsibilities

• Maintain a robust control environment across Wholesale Lending Services by identifying, assessing, and mitigating operational risks
• Execute CORE requirements, including control design, testing, and ongoing monitoring to ensure compliance with internal policies and external regulations
• Collaborate with business leaders, risk teams, and compliance officers to develop and implement control enhancements
• Conduct regular control assessments and gap analyses for lending processes, including loan origination, syndication, and servicing
• Monitor key risk indicators (KRIs) and escalate issues related to control deficiencies or emerging risks
• Support audit and regulatory examinations by providing documentation, insights, and remediation plans
• Drive continuous improvement initiatives to strengthen the control framework in alignment with JP Morgan's risk appetite
• Train and mentor junior team members on control best practices and regulatory standards
• Utilize data analytics to evaluate control effectiveness and report findings to senior management
• Ensure adherence to JP Morgan's Code of Conduct and ethical standards in all control-related activities

Required Qualifications

• Bachelor's degree in Finance, Business Administration, Risk Management, or a related field
• Minimum of 5-7 years of experience in control management, risk assessment, or compliance within the financial services industry
• Proven track record in maintaining control environments in wholesale lending or similar banking operations
• Strong understanding of regulatory requirements such as Basel III, Dodd-Frank, and OCC guidelines
• Experience with CORE (Control, Operations, Risk, and Enhancement) frameworks or equivalent control methodologies
• Ability to analyze complex financial data and identify control gaps in lending services
• Professional certifications such as CRCM (Certified Regulatory Compliance Manager) or CIA (Certified Internal Auditor)

Preferred Qualifications

• Advanced degree (MBA or Master's in Finance) with a focus on risk management
• Prior experience at a major financial institution like JP Morgan Chase in wholesale lending operations
• Knowledge of JP Morgan's internal control systems and tools, such as the firm's risk management platforms
• Experience leading cross-functional teams in control testing and remediation projects
• Familiarity with technology-driven controls in lending services, including automation and data analytics

Required Skills

• Risk assessment and control framework development
• Regulatory compliance and knowledge of financial regulations
• Data analysis using tools like Excel, SQL, or Tableau
• Project management and process improvement methodologies
• Strong communication and stakeholder engagement skills
• Attention to detail and analytical problem-solving
• Leadership and team collaboration abilities
• Proficiency in financial modeling and lending operations
• Adaptability to evolving regulatory landscapes
• Ethical decision-making and integrity in high-stakes environments
• Technical skills in risk management software (e.g., Archer or similar)
• Report writing and presentation skills for executive audiences
• Knowledge of wholesale lending products and market dynamics
• Time management in fast-paced banking settings
• Interpersonal skills for cross-functional partnerships

Benefits

• Competitive base salary and performance-based annual bonuses
• Comprehensive health, dental, and vision insurance plans
• 401(k) retirement savings plan with generous company matching contributions
• Paid time off including vacation, sick days, and parental leave
• Professional development programs and tuition reimbursement for relevant certifications
• Employee stock purchase plan and access to financial wellness resources
• On-site fitness centers, wellness programs, and mental health support
• Flexible work arrangements and relocation assistance for eligible roles

JP Morgan Chase is an equal opportunity employer.