About KeyBank

KeyBank is a leading financial services company committed to helping communities thrive. As a non-banking affiliate of KeyBank National Association and subsidiary of KeyCorp, Key Investment Services (KIS) provides brokerage, insurance, and investment advisory services to retail customers across KeyBank branches nationwide. Join a dynamic team focused on compliance excellence in a regulated financial environment.

Position Summary

The Regional Compliance Analyst at Key Investment Services plays a critical role in ensuring adherence to federal and state regulations. This position involves regular travel for onsite branch inspections, evaluating supervisory systems, documentation, and employee interviews. With a hybrid work model in Brooklyn, OH, you'll use professional judgment to identify risks and communicate findings effectively. Ideal for compliance professionals seeking impactful fieldwork in securities and investment services.

Key Responsibilities

• Perform onsite branch inspections and compliance reviews using established methodologies.
• Document testing procedures, results, and work papers in compliance systems.
• Exercise independent judgment to expand testing on potential risk areas.
• Communicate inspection findings and recommendations to leadership and stakeholders.
• Track, report, and follow up on findings for timely resolution.
• Monitor emerging risks, provide guidance, and support ad hoc compliance projects.

Required Qualifications

• Bachelor's Degree or equivalent experience.
• 1+ years in compliance, regulatory analysis, or financial services.
• Knowledge of securities regulations, investment products, and supervisory frameworks.
• Strong skills in documentation, risk communication, judgment, and relationship building.
• Ability to travel regularly and manage priorities in a regulated setting.

Preferred: Series 7 and 24 licenses (or ability to obtain within 6 months).

Why Join Us

At KeyBank, enjoy a competitive salary of $57,000 - $87,000 annually plus incentives, comprehensive benefits, and a hybrid schedule. Grow your career in compliance with opportunities to lead projects, stay ahead of regulatory changes, and contribute to a firm serving customers nationwide. KeyBank prioritizes in-office collaboration for innovation. Apply now for this mid-level full-time role in Brooklyn, Ohio, and advance your financial services career.